Q.C. v. L.C.

46 Misc. 3d 211, 994 N.Y.S.2d 522
CourtNew York Supreme Court
DecidedOctober 7, 2014
StatusPublished

This text of 46 Misc. 3d 211 (Q.C. v. L.C.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Q.C. v. L.C., 46 Misc. 3d 211, 994 N.Y.S.2d 522 (N.Y. Super. Ct. 2014).

Opinion

OPINION OF THE COURT

Lawrence H. Ecker, J.

In this contested matrimonial action, plaintiff Q.C. seeks to set aside and declare void four stipulations of settlement and certain agreed upon stipulations set forth in the “so ordered” preliminary conference order and “grounds” stipulation entered in this case, all executed in 2013. This application is vigorously opposed by defendant L.C. Plaintiff, a physician and successful business person, asserts that at the time he signed the stipulations at issue, he was mentally ill, such that he could not, and did not, appreciate the nature of that to which he consented. In support of his assertions, he includes his own affidavits, medical records from his treating physicians and his in-hospital stay for treatment of his mental illness (Apr. 11-24, 2013), and an affidavit, sworn to on June 20, 2014 from Steven A. Fayer, M.D. Dr. Fayer, a board-certified psychiatrist, examined plaintiff in March 2014, reviewed the medical and hospital records, and the proceedings in this case to date, to arrive at his conclusion that it is his opinion “within a reasonable degree of medical certainty, that Dr. C lacked the mental capacity to enter into the stipulations and agreements currently at issue in this matter.” (Fayer aff ¶ 16.) The events in issue relating to plaintiffs mental condition and the execution of the stipulations in dispute occurred in 2013.

Defendant, by her affidavits, supported by her attorney’s affirmations, vehemently argues that plaintiffs submissions do not adequately set forth grounds sufficient to merit a hearing on the issue. Specifically, she asserts the lack of an affidavit from a professional who actually treated plaintiff at the time plaintiff asserts he was mentally ill, or required hospitalization, militates against a finding, as a matter of law, that plaintiff has a meritorious claim for the relief he now seeks. When the issues raised herein first became known to the court, in 2014, the court appointed a temporary guardian ad litem, Richard Fontana, Esq., in order to determine plaintiff’s competency to continue with this litigation. Mr. Fontana met with plaintiff, [213]*213reviewed the medical records, and with the acquiescence of plaintiff, informed the court that plaintiff was capable of proceeding in the litigation of this matter, notwithstanding his mental illness at the times in issue. Further, it was Mr. Fontana’s opinion that plaintiff did not require a guardian ad litem. On April 4, 2014, Mr. Fontana placed on the record in court his opinion that plaintiff should stand by the stipulations and not contest their enforcement. Mr. Fontana was then relieved of any further obligation to render his services to plaintiff. (Cross motion, tr, exhibit C.)

Counsel for each party has provided the court with well-researched, well-argued, and well-articulated reasoning for the granting of plaintiffs application to set aside the stipulations, or the denial of same, which defendant argues, should take place without the necessity of further fact-finding by the court. The court finds that the parties’ respective submissions couch the immediate issue of the necessity of further fact-finding as analogous to the granting of summary judgment, in this case to defendant, pursuant to CPLR 3212. The court well recognizes, as pointed out by defendant, that for reasons best known to plaintiff, he has not included an affidavit from a person who treated him at or about the time that he entered into the stipulations, or was treated for his mental illness, whether inpatient or outpatient. Likewise, defendant has not submitted an affidavit from a health care professional to contradict Dr. Fayer’s opinions and conclusions stated in his affidavit. Instead, defendant has picked those parts of Dr. Fayer’s affidavit, and the medical records, to argue there is insufficient evidence to justify the conduct of the hearing.

In the absence of defendant proffering sworn statements from a health care professional that would rebut plaintiff’s proof, summary judgment could be arguably awarded to plaintiff for this reason alone. However, given the heavy burden placed on plaintiff to demonstrate his entitlement to the relief he demands, i.e., the setting aside of stipulations that are ostensibly fair and reasonable on their face with each party having been represented by competent counsel at the time, the court will not grant summary judgment to plaintiff.

The well settled standard for the granting of summary judgment, which, as stated, supra, the court finds to be herein applicable, is, as stated in Alvarez v Prospect Hosp. (68 NY2d 320 [1986]), that summary judgment may be granted only where it is clear that no triable issue of fact exists. The key to summary [214]*214judgment is issue finding rather than issue determination. (Sillman v Twentieth Century-Fox Film Corp., 3 NY2d 395 [1957].) Consequently, it is incumbent upon the movant, in this case defendant, to make a prima facie showing that she is entitled to summary judgment as a matter of law. (Zuckerman v City of New York, 49 NY2d 557 [1980].) If there is any doubt as to the existence of a triable issue, the motion must be denied. These well established principles are cited in Matter of Tagliagambe (30 Misc 3d 1235[A], 2011 NY Slip Op 50362[U] [Sur Ct, Kings County 2011]), cited by defendant.

In Tagliagambe, a probate proceeding, the court granted petitioner son’s motion for summary judgment, notwithstanding evidence offered by the objectant, another son, who is a physician, relative to the issue of his late mother’s lack of testamentary capacity. The objectant introduced only medical records, which indicated physical illnesses and dementia (possibly Alzheimer’s disease), with the prescription of Aricept to alleviate the effects of a certain type of dementia. The court noted the Aricept had been prescribed to decedent by the objectant himself. In the face of the depositions of the draftsperson and witnesses to the will, the court granted proponent’s motion for summary judgment, finding there was no necessity for a trial, and stating that the courts have routinely rejected the notion that any factual issue, no matter how contrived or self-serving in the circumstance presented, is sufficient to defeat a summary judgment (citing Ramos v Rojas, 37 AD3d 291 [1st Dept 2007]).

Likewise, in Matter of DelGatto (98 AD3d 975 [2d Dept 2012]), also cited by defendant, which was a turnover proceeding in the Surrogate’s Court, the Court affirmed, after trial, the verdict of the jury dismissing the petition, where the petitioner alleged the decedent lacked the competence to convey her real property to a caretaker. The Court rejected petitioner’s argument in support of his claim that decedent was not competent. It noted petitioner relied upon the testimony of petitioner’s experts, who did not know the decedent and never treated her, and who based their testimony upon an examination of decedent’s medical records. The Court described such testimony “as speculative and entitled to little, if any, weight.” (Id. at 977.) Of further note in Matter of DelGatto the Appellate Division, in a prior appeal, had affirmed the Surrogate Court’s denial of petitioner’s motion for summary judgment (see Matter of Delgatto, 82 AD3d 1230 [2011]), finding that petitioner had failed to make a prima facie showing justifying the granting of summary judgment, notwithstanding the sufficiency of respondent’s papers.

[215]*215Using Matter of DelGatto

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Related

Sillman v. Twentieth Century-Fox Film Corp.
144 N.E.2d 387 (New York Court of Appeals, 1957)
Zuckerman v. City of New York
404 N.E.2d 718 (New York Court of Appeals, 1980)
Alvarez v. Prospect Hospital
501 N.E.2d 572 (New York Court of Appeals, 1986)
Ramos v. Rojas
37 A.D.3d 291 (Appellate Division of the Supreme Court of New York, 2007)
Prichep v. Prichep
52 A.D.3d 61 (Appellate Division of the Supreme Court of New York, 2008)
In re Delgatto
82 A.D.3d 1230 (Appellate Division of the Supreme Court of New York, 2011)
Zurenda v. Zurenda
85 A.D.3d 1283 (Appellate Division of the Supreme Court of New York, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
46 Misc. 3d 211, 994 N.Y.S.2d 522, Counsel Stack Legal Research, https://law.counselstack.com/opinion/qc-v-lc-nysupct-2014.