PUMBA v. COMMONWEALTH OF PENNSYLVANIA

CourtDistrict Court, E.D. Pennsylvania
DecidedJuly 18, 2022
Docket5:22-cv-02076
StatusUnknown

This text of PUMBA v. COMMONWEALTH OF PENNSYLVANIA (PUMBA v. COMMONWEALTH OF PENNSYLVANIA) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
PUMBA v. COMMONWEALTH OF PENNSYLVANIA, (E.D. Pa. 2022).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA

OSVALDO PUMBA, : : Plaintiff, : CIVIL ACTION NO. 22-2076 : v. : : COMMONWEALTH OF : PENNSYLVANIA; LEHIGH COUNTY : COURTHOUSE; TONY TYRIQUE : ALVAREZ; JOSEPH STAUFFER; : JAMES B. MARTIN; ROBERT W. : SCHOPF; and TONY BARATA, : : Defendants. :

MEMORANDUM OPINION Smith, J. July 18, 2022 The pro se plaintiff, a prisoner in a county jail, has filed an application for leave to proceed in forma pauperis and a complaint where he asserts claims for malicious prosecution and other constitutional violations under 42 U.S.C. § 1983. The plaintiff names as defendants the Commonwealth of Pennsylvania, a county courthouse, and five Commonwealth attorneys who were involved in prosecuting him on criminal charges that the Commonwealth ultimately nolle prossed. Although the court will grant Pumba leave to proceed in forma pauperis, the court will dismiss the complaint because (1) his section 1983 claims against the Commonwealth of Pennsylvania are not plausible insofar as the Commonwealth is not a “person” amenable to suit under section 1983 and is otherwise entitled to Eleventh Amendment immunity, (2) he may not sue a county courthouse under section 1983, (3) the Commonwealth attorneys are entitled to prosecutorial immunity because all allegations against them intimately relate to the judicial process, and (4) he has failed to include sufficient allegations to assert a plausible cause of action for any constitutional violation. Because the plaintiff is proceeding pro se, the court will provide him with the opportunity to file an amended complaint to the extent that he can assert a plausible constitutional violation against any of the individual defendants.

I. ALLEGATIONS AND PROCEDURAL HISTORY The pro se plaintiff, Osvaldo Pumba, filed an application for leave to proceed in forma pauperis (the “IFP Application”), prisoner trust fund account statement, and complaint, which the clerk of court docketed on May 23, 2022.1 See Doc. Nos. 1–3. Pumba identifies the following defendants in the complaint: (1) the Commonwealth of Pennsylvania; (2) the Lehigh County Courthouse; (3) Tony Tyrique Alvarez (“Alvarez”); (4) Joseph Stauffer (“Stauffer”); (5) James B. Martin (“Martin”); (6) Robert W. Schopf (“Schopf”); and (7) Tony Barata (“Barata”). See Compl. at ECF pp. 1–2. Pumba avers that Alvarez, Stauffer, Schopf, and Barata are attorneys for the Commonwealth of Pennsylvania, and Martin is the District Attorney of Lehigh County. See id. at ECF pp. 1–2.

Pumba alleges that from May 27, 2021, until March 31, 2022, he was “maliciously prosecuted” on charges of aggravated harassment by a prisoner, a crime of which he is innocent.2 See id. at ECF p. 4. He further alleges that Alvarez, Barata, Stauffer, and Schopf prosecuted him

1 Pumba has filed nine other complaints in this court. See Pumba v. Lehigh Cnty. Jail, et al., Civ. A. No. 21-5585, Doc. No. 2; Pumba v. Madrid, et al., Civ. A. No. 21-5639, Doc. No. 2; Pumba v. Lehigh Cnty. Jail Admin., et al., Civ. A. No. 22-134, Doc. No. 2; Pumba v. Lehigh Cnty. Jail Admin., et al., Civ. A. No. 22-137, Doc. No. 2; Pumba v. Lehigh Cnty. Jail Admin., et al., Civ. A. No. 22-179, Doc. No. 2; Pumba v. Maldonado, et al., Civ. A. No. 22-476, Doc. No. 3; Pumba v. Miller., et al., Civ. A. No. 22-2050, Doc. No. 2; Pumba v. Knappenberger, et al., Civ. A. No. 22-2078, Doc. No. 3; Pumba v. Kowal, et al., Civ. A. No. 22-2082, Doc. No. 2. This memorandum opinion addresses only Civil Action No. 22-2076. 2 According to the public state court docket, Pumba was charged with aggravated harassment by a prisoner on May 27, 2021, and that on March 31, 2022, the Commonwealth nolle prossed the charges. See Docket, Commonwealth v. Pumba, No. CP-39-CR-1693-2021 (Lehigh Cnty. Ct. Com. Pl.), available at: https://ujsportal.pacourts.us/Report/CpDocketSheet?docketNumber=CP-39-CR-0001693- 2021&dnh=pmxuFUeblNmeeaAleEMxTA%3D%3D. without probable cause and requested at least seven continuances over an approximately 12-month period “because they did not have any evidence to prosecute [him].” Id. at ECF pp. 4, 5. Pumba also alleges that Alvarez, Barata, Stauffer, and Schopf ordered Lehigh County Jail to “keep [him] in the hole or disciplinary segregation” where he was unable to use the electronic law library. See

id. at ECF p. 4. Apparently, Alvarez, Barata, Stauffer, and Schopf offered Pumba numerous plea deals, but Pumba refused to plead guilty. See id. at ECF p. 5. In the end, the Commonwealth of Pennsylvania, on March 31, 2022, nolle prossed the charge and the case was dismissed with prejudice.3 Based on these allegations, Pumba asserts a Fourth Amendment claim for malicious prosecution4 and claims for violations of his (1) Sixth Amendment right to a speedy trial, (2) Fourteenth Amendment rights to due process and equal protection, and (3) his Eighth Amendment right to be free from cruel and unusual punishment. See id. at ECF p. 4. Pumba seeks $20 million in damages. See id. II. DISCUSSION

A. The IFP Application Regarding applications to proceed in forma pauperis, any court of the United States may authorize the commencement, prosecution or defense of any suit, action or proceeding, civil or criminal, or appeal therein, without prepayment of fees or security therefor, by a person who submits an

3 Pumba alleges that this occurred on March 31, 2021, see Compl. at ECF p. 5, but this appears to be a typo insofar as the Commonwealth could not have nolle prossed the charge on a day prior to the date Pumba was charged. 4 A plaintiff asserting a malicious prosecution claim must establish that

(1) the defendants initiated a criminal proceeding; (2) the criminal proceeding ended in the plaintiff’s favor; (3) the proceeding was initiated without probable cause; (4) the defendants acted maliciously or for a purpose other than bringing the plaintiff to justice; and (5) the plaintiff suffered deprivation of liberty consistent with the concept of seizure as a consequence of a legal proceeding.

McKenna v. City of Philadelphia, 582 F.3d 447, 461 (3d Cir. 2009) (citing Estate of Smith v. Marasco, 318 F.3d 497, 521 (3d Cir. 2003). affidavit that includes a statement of all assets such prisoner possesses that the person is unable to pay such fees or give security therefor.

28 U.S.C. § 1915(a)(1). This statute “is designed to ensure that indigent litigants have meaningful access to the federal courts.” Neitzke v. Williams, 490 U.S. 319, 324, 109 S.Ct. 1827, 104 L.Ed.2d 338 (1989). Specifically, Congress enacted the statute to ensure that administrative court costs and filing fees, both of which must be paid by everyone else who files a lawsuit, would not prevent indigent persons from pursuing meaningful litigation. Deutsch[ v. United States, 67 F.3d 1080, 1084 (3d Cir. 1995)]. Toward this end, § 1915(a) allows a litigant to commence a civil or criminal action in federal court in [sic] forma pauperis by filing in good faith an affidavit stating, among other things, that he is unable to pay the costs of the lawsuit. Neitzke, 490 U.S. at 324, 109 S.Ct. 1827.

Douris v. Middletown Twp., 293 F. App’x 130, 131–32 (3d Cir. 2008) (per curiam) (footnote omitted). The litigant seeking to proceed in forma pauperis must establish that the litigant is unable to pay the costs of suit. See Walker v. People Express Airlines, Inc., 886 F.2d 598, 601 (3d Cir.

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PUMBA v. COMMONWEALTH OF PENNSYLVANIA, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pumba-v-commonwealth-of-pennsylvania-paed-2022.