Public Employee Retirement Administration Commission v. Bettencourt

27 Mass. L. Rptr. 299
CourtMassachusetts Superior Court
DecidedAugust 17, 2010
DocketNo. 093196D
StatusPublished

This text of 27 Mass. L. Rptr. 299 (Public Employee Retirement Administration Commission v. Bettencourt) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Public Employee Retirement Administration Commission v. Bettencourt, 27 Mass. L. Rptr. 299 (Mass. Ct. App. 2010).

Opinion

Kaplan, Mitchell H., J.

Plaintiff Public Employee Retirement Administration Commission (“Commission”) filed this action pursuant to G.L.c. 249, §4 seeking review of a decision of the Peabody District Court (“District Court”). That decision reversed the Commission’s prior finding that defendant Edward Bettencourt (“Bettencourt”) must forfeit his retirement benefits under G.L.c. 32, §15(4) as a result of a criminal conviction. This case is now before the court on the Commission’s Motion for Judgment on the Pleadings and Bettencourt’s Cross Motion for Judgment on the Pleadings. For the reasons set forth below, the Commission’s Motion for Judgment on the Pleadings is DENIED, Bettencourt’s Cross Motion for Judgment on the Pleadings is ALLOWED, and the District Court’s decision AFFIRMED.

BACKGROUND

Bettencourt was appointed to the Peabody Police Department (“Department”) in October 1980. He became a member of the Peabody Retirement System on November 7, 1982. Bettencourt was promoted to the rank of Sergeant in 1990, and then promoted to the position of Lieutenant in 2003.

On December 25, 2004, while on duty as Watch Commander, Bettencourt used an office computer to access the Massachusetts Human Resources Division Applicant Record Information site (“the site”)2 in order to view the civil service examination scores of twenty-one police officers.3 To access the examination scores of these officers, Bettencourt needed each officer’s Social Security number and date of birth.4 In addition, access to the examination scores required Bettencourt to create an account and password for each officer.

On October 26, 2006, Bettencourt was indicted by a Suffolk County Grand Jury on twenty-one counts of violating G.L.c. 266, §120F, which prohibits unauthorized access to a computer system.5 The Department suspended Bettencourt on November 2, 2006. On April 4, 2008, following a juiy-waived trial in Suffolk Superior Court (Hinkle, J.), Bettencourt was convicted on all twenty-one counts. He was sentenced to pay a fine of $500.00 for each violation of G.L.c. 266, §120F — $10,500.00 in the aggregate.

On April 4, 2008, Bettencourt filed an application for Voluntary Superannuation Retirement with the Peabody Board of Retirement (“Board”). Because of his convictions, the Board notified Bettencourt that a hearing would be held on May 23,2008 to determine whether he was eligible to receive retirement benefits. Pursuant to G.L.c. 32, §15(4), a member of a city retirement system (as well as many other similar contributory systems) forfeits his pension upon conviction of a criminal offense involving a “violation of the laws applicable to his office or position.” In its Findings and Decision dated July 23, 2008, the Board found that Bettencourt had not violated laws applicable to his position as a Peabody police officer and his application for Superannuation Retirement allowance should be processed, subject to the Commission’s approval. By letter dated September 10, 2008, the Commission reversed the Board’s decision. It held that the crimes of which Bettencourt had been convicted “related to his office or position” and, therefore, pursuant to G.L.c. 32, §15(4), he was “only entitled to a return of his contributions to the retirement system, without interest.”

Bettencourt appealed the Commission’s decision to the District Court. In a memorandum and order on cross motions for summary judgment dated June 15, 2009, the District Court reversed the Commission’s decision. The District Court found that “the factual circumstances of Bettencourt’s criminal activity do not establish a direct link to his position as a police officer, .. . [as] there was no perceptible focus in what he did on his official capacity as a police officer.”

DISCUSSION

General Laws c. 249, §4 provides for judicial review in the nature of certiorari to correct errors of law in administrative proceedings where judicial review is otherwise unavailable. Bulger v. State Bd. of Ret., 446 Mass. 169, 173 (2006). On certiorari review a court only corrects a “substantial error of law, evidenced by the record, which adversely affects a material right of the plaintiff... In its review, the court may rectify only those errors of law which have resulted in manifest injustice to the plaintiff or which have adversely affected the real interests of the general public.” Massa[300]*300chusetts Bay Transp. Auth. v. Auditor of the Commonwealth; 430 Mass. 783, 790 (2000), quoting Carney v. Springfield, 403 Mass. 604, 605 (1988).

In pertinent part, G.L.c. 32, §15(4) provides:

[i]n no event shall any member after final conviction of a criminal offense involving violation of the laws applicable to his office or position; be entitled to receive a retirement allowance ... The said member or his beneficiary shall receive, unless otherwise prohibited by law, a return of his accumulated total deductions; provided, however, that the rate of regular interest for the purposes of calculating accumulated total deductions shall be zero.

G.L.c. 32, §15(4) is considered a penal statute for purposes of statutory construction. Gaffney v. Contributory Ret. Appeal Bd., 423 Mass. 1, 3 n.3 (1996). Its language, therefore, must be construed narrowly and should not be stretched to accomplish an unexpressed result. Bulger, 446 Mass. at 174-75. In enacting G.L.c. 32, §15(4) the Legislature intended “to avoid having the precise form of the criminal enforcement action make a difference with respect to [pension forfeiture].” Gaffney, 423 Mass. at 4. Rather, “[t]he substantive touchstone intended by the [Legislature in enacting §15(4)] is criminal activity connected with the [member’s] office or position.” Id. There is no requirement that the crime itself involve some violation of a law applicable to the employee’s specific public office or employment; however, the criminal offense must be “related to the member’s official capacity." Id. at 3-4. “Looking to the facts of each case for a direct link between the criminal offense and the member’s office or position best effectuates the legislative intent of §15(4).” Bulger, 446 Mass. at 175.

In Bulger, a Boston Juvenile Court clerk-magistrate pled guilty to perjury and obstruction of justice for providing false testimony to a federal grand jury investigating his brother, and the State Retirement Board subsequently found that his retirement allowance must be forfeited under G.L.c. 32, §15(4). Id. at 171-72. A judge in the Boston Municipal Court reinstated Bulger’s retirement allowance, ruling that his convictions did not constitute “violations of the laws applicable his office or position.” Id. The State Retirement Board filed a petition for review in the Supreme Judicial Court for Suffolk County and a single justice reported the matter to the full court. Before the SJC, Bulger argued that because his convictions arose out of a personal matter, G.L.c. 32, §15(4) was inapplicable. Id. at 178-79. The SJC disagreed.

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Related

Carney v. City of Springfield
532 N.E.2d 631 (Massachusetts Supreme Judicial Court, 1988)
Gaffney v. Contributory Retirement Appeal Board
665 N.E.2d 998 (Massachusetts Supreme Judicial Court, 1996)
Massachusetts Bay Transportation Authority v. Auditor of the Commonwealth
724 N.E.2d 288 (Massachusetts Supreme Judicial Court, 2000)
State Board of Retirement v. Bulger
843 N.E.2d 603 (Massachusetts Supreme Judicial Court, 2006)

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Bluebook (online)
27 Mass. L. Rptr. 299, Counsel Stack Legal Research, https://law.counselstack.com/opinion/public-employee-retirement-administration-commission-v-bettencourt-masssuperct-2010.