Pringle v. Pattis

212 Conn. App. 736
CourtConnecticut Appellate Court
DecidedMay 31, 2022
DocketAC44830
StatusPublished

This text of 212 Conn. App. 736 (Pringle v. Pattis) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pringle v. Pattis, 212 Conn. App. 736 (Colo. Ct. App. 2022).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** BARRY PRINGLE v. NORMAN PATTIS ET AL. (AC 44830) Prescott, Clark and DiPentima, Js.

Syllabus

The self-represented plaintiff, who was incarcerated following his convic- tion, on pleas of guilty, of various criminal charges including attempted murder, sought damages for, inter alia, the alleged legal malpractice of the defendants, attorneys who represented the plaintiff with respect to his criminal convictions. The plaintiff claimed that he suffered monetary damages as a result of the defendants’ representation, alleging that, after entering into flat fee agreements for their services, the defendants demanded additional funds to continue their representation and that one of the defendants executed asset forfeiture agreements relating to approximately $17,000 that the state had seized from the plaintiff, with- out the plaintiff’s knowledge or consent and after the applicable statutory (§§ 54-36h (b) and 54-36p (b)) period for the seizures had ended. The plaintiff also claimed that the defendants had pressured him into plead- ing guilty to the charges against him, even though he was not competent to do so at the time as a result of emotional distress caused by his mother’s recent death. The trial court granted the defendants’ motion to dismiss, concluding that it was without subject matter jurisdiction due to the exoneration rule, which required the plaintiff to demonstrate that his underlying convictions had been invalidated prior to proceeding with his legal malpractice claims. On the plaintiff’s appeal to this court, held that the trial court improperly dismissed the plaintiff’s claims relat- ing to the fee dispute and the forfeiture agreements but properly dis- missed, for lack of subject matter jurisdiction, the plaintiff’s legal mal- practice claim as to the actions of the defendants in allegedly pressuring him to enter guilty pleas with respect to the charges against him: contrary to the plaintiff’s claim, Connecticut courts have adopted and applied the exoneration rule to bar civil claims that necessarily imply the invalidity of an underlying conviction, however, such rule does not bar civil claims that do not challenge the validity of an underlying conviction; moreover, the plaintiff’s claims relating to the fee dispute and the forfeiture agree- ments were entirely collateral to, and did not seek to attack, the plaintiff’s guilty pleas and convictions, as his fee dispute claims challenged only the fees that the defendants charged for their representation and his forfeiture agreement claims did not allege that the forfeiture agreements were a component of his criminal sentence but, rather, asserted only that, at the time the agreements were executed, it was too late for the state to seek the forfeiture of his seized assets pursuant to §§ 54-36h (b) and 54-36p (b); furthermore, the plaintiff’s legal malpractice claim as to the actions of the defendants in improperly pressuring him to enter into his guilty pleas did constitute a collateral attack on his guilty pleas and convictions and created a risk of inconsistent judgments; accordingly, the plaintiff’s claims relating to the fee dispute and the forfeiture agreements were ripe and were not barred by the exoneration rule, however, his claim relating to the improper pressure the defendants allegedly exerted against him with respect to his guilty pleas was not ripe and was barred by the exoneration rule. (One judge concurring separately) Argued March 8—officially released May 31, 2022

Procedural History

Action to recover damages for, inter alia, legal mal- practice, and for other relief, brought to the Superior Court in the judicial district of New Haven, where the court, Abrams, J., granted the defendants’ motion to dismiss and rendered judgment thereon, from which the plaintiff appealed to this court. Reversed in part; further proceedings. Barry Pringle, self-represented, the appellant (plain- tiff). Cameron L. Atkinson, with whom, on the brief, was Earl Austin Voss, for the appellees (defendants). Opinion

DiPENTIMA, J. The self-represented plaintiff, Barry Pringle, appeals1 from the judgment of the trial court granting the motion to dismiss filed by the defendants, Norman Pattis, Frederick M. O’Brien and Daniel M. Erwin.2 On appeal, the plaintiff claims that the court improperly dismissed his complaint for lack of subject matter jurisdiction on the basis of the exoneration rule, which generally provides that a legal malpractice claim is not ripe for adjudication unless the plaintiff can dem- onstrate that the relevant underlying conviction has been invalidated. We reverse in part the judgment of the trial court. The following facts, as alleged in the complaint or as otherwise undisputed in the record, and procedural history are relevant to this appeal. Between February, 2014, and February, 2015, the plaintiff was arraigned on myriad charges, including promoting prostitution, possession of narcotics with intent to sell, sale of nar- cotics and attempted murder. In connection therewith, the state seized and/or froze approximately $17,000 of the plaintiff’s assets. In February, 2015, the plaintiff retained the defendants, of the law firm Pattis & Smith, to represent him in connection with his pending crimi- nal charges and the related asset seizure.3 On February 5, 2016, the plaintiff pleaded guilty to charges of the sale of certain illegal drugs in violation of General Statutes (Rev. to 2013) § 21a-278 (b), tampering with a witness in violation of General Statutes (Rev. to 2015) § 53a-151, assault in the first degree in violation of General Statutes § 53a-59, promoting prostitution in the second degree in violation of General Statutes (Rev. to 2013) § 53a-87 and possession of narcotics with the intent to sell in violation of General Statutes (Rev. to 2013) § 21a-277 (a). The court canvassed the plaintiff, accepted his pleas and sentenced the plaintiff to a total effective sentence of ten years of imprisonment fol- lowed by ten years of special parole. The plaintiff subsequently made several challenges seeking to invalidate his guilty pleas, none of which has been successful. On March 11, 2016, the plaintiff filed a motion to vacate his guilty pleas on the grounds that they were involuntary and entered under duress because of the recent death of his mother; that motion was denied. On April 6, 2017, the plaintiff filed a petition for a writ of habeas corpus alleging that the defendants provided him ineffective assistance of counsel in con- nection with his guilty pleas and that his guilty pleas were not voluntary. The plaintiff’s habeas corpus peti- tion remains pending.

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Bluebook (online)
212 Conn. App. 736, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pringle-v-pattis-connappct-2022.