Principe v. Assay Partners

154 Misc. 2d 702
CourtNew York Supreme Court
DecidedMay 7, 1992
StatusPublished
Cited by14 cases

This text of 154 Misc. 2d 702 (Principe v. Assay Partners) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Principe v. Assay Partners, 154 Misc. 2d 702 (N.Y. Super. Ct. 1992).

Opinion

OPINION OF THE COURT

Diane A. Lebedeff, J.

Fourth-party defendant Meadow Mechanical Corporation asserts plaintiff’s counsel engaged in abusive, offensive and improper professional conduct during the discovery phase of litigation and moves for sanctions under part 130 of the Rules of the Chief Administrator of the Courts (22 NYCRR).

The sanctions request is based on two incidents. The first centers around insulting remarks made during depositions, which are admitted, and the second alleges an improper suggestion regarding notarizations, which is denied. This recitation is deceptively simple. Issues which must be resolved include the use of an objective or subjective standard for abusive conduct, the sanctions target, the form of sanctions, the possibility of criminal penalties, the creation of satellite litigation, and the considerations to be applied where the attorney of record has been disbarred. The two incidents merit separate examination and treatment.

Movant has already secured the dismissal of all claims raised against it. The court’s final decision dismissing those claims preserved jurisdiction for the determination of sanctions, which allows the issue to remain before the court (compare, Matter of Levin v Axelrod, 168 AD2d 178, 181 [3d Dept 1991]).

[704]*704ABUSIVE LANGUAGE AND CONDUCT

As Beth Rex, Esq., was representing the fourth-party defendant in a deposition, Lawrence Clarke, Esq., of the law firm of Paul S. Mirman, Esq., P. C., in front of numerous attorneys, the witness, and the reporter, made a number of remarks. As documented on the transcript of the deposition, Mr. Clarke directed to his colleague the following comments: "I don’t have to talk to you, little lady”; "Tell that little mouse over there to pipe down”; "What do you know, young girl”; "Be quiet, little girl”; "Go away, little girl.” Ms. Rex states these comments "were accompanied by disparaging gestures * * * dismissively flicking his fingers and waving a back hand at me.” The transcript contains the remarks and an attorney for another party corroborates the description of the gestures. The affidavit in opposition justifies the comments as "name-calling”.

This court finds that the words used here are a paradigm of rudeness, and condescend, disparage, and degrade a colleague upon the basis that she is female. Offensive or abusive language by counsel is not proper professional conduct (see, containing many examples, Annotation, Attorney’s Verbal Abuse of Another Attorney as Basis for Disciplinary Action, 87 ALR3d 351 [1978]). An attorney who exhibits a lack of civility, good manners and common courtesy tarnishes the image of the legal profession (Matter of McAlevy, 69 NJ 349, 354 A2d 289, 291 [1976]), and an attorney’s "conduct * * * that projects offensive and invidious discriminatory distinctions * * * based on race * * * [or] gender * * * is especially offensive” (Matter of Vincenti, 114 NJ 275, 283, 554 A2d 470, 474 [1989]). Further, the Code of Professional Responsibility, as recently amended, explicitly forbids an attorney to "[unlawfully discriminate in the practice of law” and provides that a final determination "finding that the lawyer has engaged in an unlawful discriminatory practice shall constitute prima facie evidence of professional misconduct in a disciplinary proceeding” (Code of Professional Responsibility DR 1-102 [A] [6] [22 NYCRR 1200.3 (a) (6)]).

It takes no great scrutiny to determine that the remarks made by Mr. Clarke are improper. New York State Judges have been publicly disciplined for virtually identical comments. Twice addressing a female attorney as "little girl” was the basis for public admonition, with such words described as "an epithet calculated to demean the lawyer” and "objection[705]*705able no matter what its origin”; calling female attorneys "girls” was described as "demeaning and undignified” and of an "offensive nature” (see, 8 Determinations of NY St Commn on Judicial Conduct, at 192 [1982-1983]; 1988 Ann Report of NY St Commn on Judicial Conduct, at 28; see also, concerning racial slurs and abusive remarks, Matter of Fabrizio, 65 NY2d 275 [1985]; Matter of Agresta, 64 NY2d 327 [1985]; Matter of Cerbone, 61 NY2d 93 [1984]). Similarly, in Federal District Court, an attorney who, among other things, disparagingly called a Judge’s law clerk "young lady” was found to have "engaged in abusive and discourteous” conduct and publicly censured (Matter of Werner, NYLJ, Jan. 28, 1991, at 6, col 3 [ED NY 1991]). The remarks here are less restrained and more abusive than these quoted remarks.

The condemnation of such improper remarks springs from a growing recognition of the seriousness of gender bias and that bias of any kind cannot be permitted to find a safe haven in the practice of law or in the workings of the courts and the judiciary. Then Chief Judge Cooke, as he announced the formation of a Task Force on Women in the Courts, placed the issue of discrimination squarely in that context when he stated that justice is a "concept * * * broad in reach and serious in nature * * * antithetical to any discrimination triggered by prejudice” (Report of NY St Task Force on Women in Courts [1986], Appendix A [reprinted in 15 Ford-ham Urban U 15, 167]). After two years of study, the Task Force concluded that "gender bias against women * * * attorneys * * * is a pervasive problem” (Preface; id., at 193, 207). The legal community’s awareness of the problem is increasing. Since the Task Force’s report, two law reviews have devoted issues to Gender Equality in the Legal Profession (57 Fordham L Rev 931 et seq. [1989]) and Symposium on Women in the Lawyering Workplace (35 NY L Sch L Rev 293 et seq. [1990]). These same concerns have also been explored in articles by Judge Judith Kay of the Court of Appeals (see, cg., Women Lawyers In Big Firms: A Study in Progress Toward Gender Equality, 57 Fordham L Rev 111, 122-126 [1988]).

The fundamental concern raised is that discriminatory conduct on the part of an attorney is inherently and palpably adverse to the goals of justice and the legal profession. The principles involved are so basic that they are set forth in the Preamble to the Code of Professional Responsibility as follows: "The continued existence of a free and democratic society depends upon recognition of the concept that justice is based [706]*706upon the rule of law grounded in respect for the dignity of the individual * * * Law so grounded makes justice possible, for only through such law does the dignity of the individual attain respect and protection”. While the conduct here falls under the heading of sexist, the same principle applies to any professional discriminatory conduct involving any of the variations to which human beings are subject, whether it be religion, sexual orientation, physical condition, race, nationality or any other difference.

Turning to the specific instance present here, movant has exposed the behavior to light and refused to let it stand as another hidden "dirty little secret,” which, while undoubtedly occurring on a daily basis, no one speaks about in public. By this motion, both the firm with which Ms. Rex is associated, the Law Office of Steven J. Smetana, and the client, Meadow Mechanical Corporation, object to the abusive treatment of which their associate and attorney was subjected. It is clear that they prize Ms.

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Bluebook (online)
154 Misc. 2d 702, Counsel Stack Legal Research, https://law.counselstack.com/opinion/principe-v-assay-partners-nysupct-1992.