Principal Commercial Acceptance, LLC v. Buchanan Fund V, LLC

CourtCourt of Appeals of Texas
DecidedDecember 6, 2012
Docket01-11-00782-CV
StatusPublished

This text of Principal Commercial Acceptance, LLC v. Buchanan Fund V, LLC (Principal Commercial Acceptance, LLC v. Buchanan Fund V, LLC) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Principal Commercial Acceptance, LLC v. Buchanan Fund V, LLC, (Tex. Ct. App. 2012).

Opinion

Opinion issued December 6, 2012.

In The

Court of Appeals For The

First District of Texas ———————————— NO. 01-11-00782-CV ——————————— PRINCIPAL COMMERCIAL ACCEPTANCE, L.L.C., Appellant V. BUCHANAN FUND V, L.L.C., Appellee

On Appeal from the 165th District Court Harris County, Texas Trial Court Case No. 2009-59436

MEMORANDUM OPINION

Principal Commercial Acceptance, L.L.C. (“PCA”) appeals a take-nothing

judgment rendered in favor of Buchanan Fund V, L.L.C. PCA sued to recover

$8,359,245 for Buchanan’s alleged breach of a guaranty agreement relating to a

real estate development project. After a bench trial, the trial court found the Guaranty ambiguous, found the evidence supported Buchanan’s interpretation of

the Guaranty, and determined PCA had not proved that Buchanan breached. On

appeal, PCA contends the trial court erred in finding the Guaranty ambiguous and

in finding that the Guaranty was not breached. We affirm.

Background

PCA is a lender specializing in originating and underwriting commercial real

estate loans. Buchanan and MAC Cypress Creek GP, LLC (“Macfarlan”) formed a

partnership, Cypress Creek Centre LP, to purchase and renovate an office complex

in northwest Houston. PCA agreed to be the lender for the project.

PCA and Cypress Creek entered into a Loan Agreement for the project.

The Loan Agreement provided that the purchase and redevelopment of the

property, estimated to cost $100 million, would be funded at a 75% debt-to-25%

equity ratio. PCA agreed to finance $75 million over time and Cypress Creek

agreed to contribute $25 million in equity for the project. Before closing, Cypress

Creek proposed that it contribute about half of the equity, approximately $12.2

million, at closing, and that it contribute the balance of the equity—$12,814,031—

in stages throughout the life of the project, as costs were incurred. PCA agreed to

this proposal. In the Loan Agreement, the parties defined that portion of the $25

million equity contribution as “Deferred Equity”:

The portion of the Borrower’s cash equity investment in the Project to be funded by Borrower after Closing as provided in Section 4.7 2 herein, in an aggregate amount of not less than Twelve Million, Eight Hundred Fourteen Thousand, Thirty One and 00/Dollars ($12,814,031.00).

The parties further agreed that Cypress Creek would fund the Deferred Equity as

Disbursement Requests were made by PCA, as set forth in Section 4.7 of the Loan

Agreement. Section 4.7 provides:

4.7 Deferred Equity. Notwithstanding any provision of this Agreement or the Loan Documents to the contrary, [PCA] shall have no obligation to disburse [project costs] except in accordance with the Project Budget and not to exceed seventy-five percent (75%) of each Disbursement Request approved by [PCA]. [Cypress Creek] shall fund twenty-five [percent] (25%) of each such Disbursement Request out of pocket as Deferred Equity when and as such amounts are due and shall provide [PCA] on a monthly basis with evidence of payment during the preceding month of such Deferred Equity. . . . [Cypress Creek] further acknowledges and agrees that [PCA] has agreed to fund the Loan in reliance upon [Cypress Creek’s] agreement to pay and contribute the Deferred Equity when and as due.

(Emphasis added). In other words, PCA would issue Disbursement Requests

periodically, and each Disbursement Request would be funded proportionally, with

PCA loaning 75% and Cypress Creek contributing equity to fund the remaining

25%.

On the same day the parties entered into the Loan Agreement, Buchanan

entered into a “Limited Guaranty of Payment” with PCA. In it, Buchanan

guaranteed to PCA:

(a) If for any reason whatsoever, [Cypress Creek] fails to timely fund the Deferred Equity when and as required pursuant to the Loan Agreement, [Buchanan] shall fund such amounts within ten (10) 3 business days after notice from [PCA] of such failure by [Cypress Creek], provided, however, [Buchanan] will not be obligated to fund Deferred Equity in excess of Twelve Million, Eight Hundred Fourteen Thousand Thirty-One and No/00 Dollars ($12,814,031.00) in the aggregate (the “Buchanan Funding Obligation”).

As the project unfolded, Cypress Creek made all periodic Deferred Equity

contributions as required by the Loan Agreement, but failed to meet a separate

funding obligation under the Loan Agreement, one that required Cypress Creek to

fund approximately $2.1 million for net operating expenses through an escrow

account. After Cypress Creek failed to fund the escrow, PCA informed Cypress

Creek of its default and gave it time to cure. The parties negotiated to try to

resolve this issue, but the negotiations ultimately failed, and PCA foreclosed on the

property.

PCA then sued Buchanan under the Guaranty to recover Deferred Equity

that Cypress Creek did not contribute in the amount of $8,359,245.1 Buchanan

denied liability, responding that the Guaranty did not obligate Buchanan to

contribute any remaining unfunded Deferred Equity because Cypress Creek was

current on its payments of Deferred Equity “when and as required by [Section 4.7

of] the Loan Agreement” (i.e., in response to Disbursement Requests and in an

amount equal to 25% of each Disbursement Request). Buchancan further

1 PCA calculated this number by subtracting the total of various amounts Cypress Creek had contributed as its 25% proportionate share in compliance with earlier Disbursement Requests from $12,814,03, the total Deferred Equity. 4 responded that the Loan Agreement did not accelerate the payment of Deferred

Equity upon default, nor did Cypress Creek promise to pay the Deferred Equity

except in connection with disbursement requests. In addition, Buchanan asserted

the affirmative defense of ambiguity.

After a bench trial, the trial court concluded the Guaranty was ambiguous

and imposed no further obligation on Buchanan. Based on these conclusions, the

trial court rendered a take-nothing judgment. PCA appeals.

Discussion

In its first and second issues, PCA contends the Guaranty is unambiguous

and requires Buchanan to pay the remaining amount of Deferred Equity that

Cypress Creek did not pay. Thus, PCA argues, the trial court erred by failing to

enforce the Guaranty. Buchanan responds that the Guaranty imposes no such

obligation, and that the trial court correctly concluded the Guaranty is ambiguous.

A. Law Pertaining to Construction of Contracts

The interpretation of a guaranty is a question of law that this court reviews

de novo. Wasserberg v. Flooring Servs. of Tex., LLC, 376 S.W.3d 202, 206 (Tex.

App.—Houston [14th Dist.] 2012, no pet.) (citing Gulf Ins. Co. v. Burns Motors,

Inc., 22 S.W.3d 417, 423 (Tex. 2000)). In construing a guaranty, as with other

contracts, the primary concern of the reviewing court is to ascertain the intent of

the parties. 84 Lumber Co. v. Powers, No. 01-09-00986-CV, 2012 WL 243524, at

5 *7 (Tex. App.—Houston [1st Dist.] Jan. 26, 2012, no pet.) (citing Coker v. Coker,

650 S.W.2d 391, 393 (Tex. 1983)). We begin our inquiry into the parties’ intent

with the contract’s express language. Progressive Cnty. Mut. Ins. Co. v. Kelley,

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Principal Commercial Acceptance, LLC v. Buchanan Fund V, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/principal-commercial-acceptance-llc-v-buchanan-fun-texapp-2012.