Press v. Ocean County Joint Insurance Fund

767 A.2d 533, 337 N.J. Super. 480, 29 Media L. Rep. (BNA) 1999, 2000 N.J. Super. LEXIS 473
CourtNew Jersey Superior Court Appellate Division
DecidedOctober 4, 2000
StatusPublished
Cited by2 cases

This text of 767 A.2d 533 (Press v. Ocean County Joint Insurance Fund) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Press v. Ocean County Joint Insurance Fund, 767 A.2d 533, 337 N.J. Super. 480, 29 Media L. Rep. (BNA) 1999, 2000 N.J. Super. LEXIS 473 (N.J. Ct. App. 2000).

Opinion

SERPENTELLI, AJSC.

This ease focuses on the tension which exists between the right to obtain governmental documents and the attorney-client privilege as it relates to communications between an attorney and a client which is a public entity.

The plaintiffs, the Press of Atlantic City and Michael Diamond (hereinafter collectively referred to as the- “plaintiffs” or “Press”) brought an action against the defendant Ocean County Joint Insurance Fund and the Municipal Excess Liability Fund (hereinafter collectively referred to as the “Fund”) as well as Ocean Township and Lakewood Township. The Press contends that the Fund refused to grant access to records pertaining to the settlement of suits brought by Alan T. Smith (hereinafter “Smith”) against the Township, of Ocean and by David M. Simpson (hereinafter “Simpson”) against the Township of Lakewood.

The Fund concedes that it is a public body as defined by Section 8A of the Open Public Meetings Act, N.J.S.A. 10:4-6 to -21. In addition, the Fund acknowledges that it is subject to the requirements of the Right to Know Law, N.J.S.A. 47:1A-1 to -4.

Initially, the Fund agreed to release several documents concerning the Smith and Simpson litigation. However, the Fund refused to reveal the confidential settlement agreements until such time as Smith and Simpson were notified and given an opportunity to object to the disclosure. After the commencement of this action, [485]*485the court directed that Smith and Simpson be joined as defendants. Neither has objected to the disclosure of any material.

Either prior to this suit or during subsequent court proceedings, the Fund voluntarily divulged all material concerning the settlements with the exception of a document entitled “Claims Analysis Report” (hereinafter “Report” or “Reports”). As to the Report, the Fund contends that the plaintiffs are not entitled as a matter of law to receive this record because it is not a document “required by law to be made, maintained or kept on file”, pursuant to the Right to Know Law, N.J.S.A. 47:lA-2. The Fund also asserts that if the Report is considered a public record pursuant to the common law, the confidentiality interest in the document, namely the attorney-client communications, outweighs the public interest in the disclosure. The Fund is willing to have a redacted version of the form released to the plaintiffs.

The plaintiffs contend that the Report is required to be disclosed pursuant to the statutory Right to Know Law. Alternatively, the plaintiffs assert that, assuming the court finds the Report is only obtainable under the common law right to know, and even if the Report contains privileged attorney-client communications, that privilege evaporates once the matter is concluded. The Press claims that the public has an absolute right to be fully informed of the basis for governmental decision making, including the advice given to the public entity by its lawyer, in order to enable the public to evaluate the reasonableness of the governmental body’s action.

Thus, the case requires the court to first determine whether the document must be produced either under the statutory or common law right to know law, and second, if it is a common law document, whether the attorney-client privilege should give way to the public interest in full exposure.

As this suit progressed, both the court and the parties struggled to understand the exact procedure which the Fund utilizes to process and resolve litigation. Furthermore, it became necessary [486]*486to clarify the exact nature of each document involved, including its title. That is particularly important because N.J.A.C. 11:15-2.22 details the disbursement and payment procedures for the Fund and, to the extent that this Administrative Code regulation can be seen as requiring specific documents to be made and maintained, those records would be subject to complete disclosure under the Right to Know Law. N.J.S.A. 47:lA-2. The issue is whether the Report is one of those documents.

In summary, N.J.A.C. 11:15-2.22 provides that all disbursements, payments of claims or other expenditures of the Fund, must be approved by a majority of the Fund Commissioners or their designee. Upon approval, a certification specifying the amount and particulars of the approved claims must be executed. Furthermore, the certifying and approving officer must prepare a report of all claims approved since the last report, detailing the nature and amount of the claim, the payee, the reasons supporting payments and any other pertinent information. That document is to be submitted to the Fund Commissioners at their next scheduled meeting. The Fund Commissioners must then review and approve the action of the certifying officer. The Code also requires that all requests for payments are to be accompanied by a detailed bill of items or demand specifying how the bill or demand is made up, with the certification of the party seeking payment, that it is correct. The Fund has produced a document entitled “Payment Register” which it contends satisfies the provisions of these Administrative Code regulations.

The Fund insists that the Report is an altogether different document not mandated by the Code. In an effort to resolve that dispute and to avoid unwarranted disclosure of confidential information if a privacy right exists, the court required copies of the Reports utilized in the Smith and Simpson eases to be produced in camera. The forms submitted to the court were prepared by Scibal Associates, a claims adjuster retained by the Fund. They include a myriad of information, some of which duplicates data contained in the Payment Register. However, unlike the Payment [487]*487Register, they also embody a technical analysis of such matters as the accident description, liability issues, discovery, present and future litigation strategy, recommended reserves for settlement and a settlement authorization. That information is obviously developed through communications with the Fund counsel.

The court’s review reveals that there are portions of the technical analysis which are simply factual recitations having no attorney-client component. On the other hand, parts of the text clearly involve matters which would normally be perceived as a privileged communication between an attorney and client, such as litigation strategy, evaluation of the Fund’s liability, potential monetary exposure and a recommended range of settlement. Finally, the Reports contain signature lines for approval by the Claims Committee, the Fund client and the Executive Committee of the Fund which, when executed, authorize settlement within a specified range.

The Report is not a form authorizing a final settlement. Instead, it is as the title suggests, an analysis of the present status of a case, future strategy and an authorization to resolve it within specified limits. When seen in that light, it is evident that the form is not the document contemplated by N.J.A.C. 11:15-2.22. The Payment Register, which was furnished to the plaintiffs, much more closely — if not entirely — comports with the Code requirement. Therefore, having concluded that the Report is not one that is made, maintained or required to be kept on file under the Right to Know Law, the court must determine whether it is obtainable under the common law and, if so, whether the attorney-client privilege in any way precludes its disclosure.

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Related

Press of Atlantic City v. OCEAN CTY. JOINT INS. FUND
767 A.2d 533 (New Jersey Superior Court App Division, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
767 A.2d 533, 337 N.J. Super. 480, 29 Media L. Rep. (BNA) 1999, 2000 N.J. Super. LEXIS 473, Counsel Stack Legal Research, https://law.counselstack.com/opinion/press-v-ocean-county-joint-insurance-fund-njsuperctappdiv-2000.