Prater v. Commonwealth

82 S.W.3d 898, 2002 WL 1940787
CourtKentucky Supreme Court
DecidedSeptember 24, 2002
Docket2000-SC-0279-DG
StatusPublished
Cited by25 cases

This text of 82 S.W.3d 898 (Prater v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Prater v. Commonwealth, 82 S.W.3d 898, 2002 WL 1940787 (Ky. 2002).

Opinion

KELLER, Justice.

I. INTRODUCTION

We granted discretionary review to consider whether KRS 439.575, which establishes a “prerelease probation program,” violates the Kentucky Constitutional provisions mandating separation of powers among the branches of government. We conclude that KRS 439.575 impermissibly confers the executive power of parole upon the judiciary, and we therefore affirm the decision of the Court of Appeals declaring KRS 439.575 unconstitutional.

II. FACTUAL BACKGROUND

The 1998 Kentucky General Assembly enacted a statute authorizing Kentucky’s circuit courts to grant “probation” to inmates incarcerated in Kentucky’s prison system. 1 That statute, codified at KRS 439.575, provides:

(1) There is hereby created a program for prerelease probation of inmates confined in correctional facilities under the jurisdiction of or under contract to the Department of Corrections.
(2) Any inmate who is in a prerelease program or eligible for a prerelease program as specified by administrative regulations of the Department of Corrections may apply to the sentencing court for a prerelease probation.
(3) The court, upon favorable recommendation of the Department of Corrections, may place the inmate on probation under those terms and conditions as the court deems necessary, which may include but need not be limited to those specified in KRS 533.030.
(4) In particular, the court may require that an inmate placed on prerelease probation remain in a half-way house approved by the Department of Corrections and that the probationer pay the cost of his or her lodging in *900 the half-way house and the costs of probation supervision in accordance with applicable statutes for probation supervision and persons granted work release from jail.
(5) An inmate placed on prerelease probation shall no longer be considered as an inmate of the Department of Corrections but shall be considered as a defendant placed on probation, subject to supervision by the Division of Probation and Parole, or other agency approved by the court, and the orders of the court.
(6) A person placed on prerelease probation by the court who violates the conditions of his or her probation may be dealt with by the court in the same manner as any other person who violates the conditions of probation.
(7) The period of probation under this section shall not exceed the maximum expiration date of the inmate applying for the probation. 2

On October 14, 1998, Appellant, who was then serving a felony prison sentence, filed a motion in the Graves Circuit Court asking the court to consider him for prere-lease probation under KRS 439.575. The trial court denied the motion in a written order entered on October 29,1998:

On September 20, 1993, this Court sentenced the Defendant to a term of incarceration of two years on the charge of Escape, 2nd Degree, to run consecutive with a ten year sentence in Indictment No. 92-CR-086 for the offense of Kidnapping. This matter is now before the Court on pro se motion of the Defendant for Pre-Release Probation pursuant to [legislation] passed by the 1998 Legislature.
This Court finds that the motion does not contain any certification by the Department of Corrections that the Defendant is eligible for or participating in any pre-release program as specified by the administrative regulations of the Department of Corrections. The Court further finds that this Statute vests in the Trial Court the executive function of parole, which is a clear violation of separation [of powers] in violation of Sections 27, 28, 69, and 109 of the Kentucky Constitution and, as such, is unconstitutional. For the foregoing reasons, this Court DENIES the Defendant’s Motion for Pre-Release Probation.

Appellant sought review of the trial court’s ruling in the Court of Appeals. The Court of Appeals did not address the issue of whether Appellant had satisfied the statutory requirements of KRS 439.575, but affirmed the Graves Circuit Court’s ruling on the grounds that KRS 439.575 is unconstitutional because it “plainly, simply, and impermissibly gives parole power to the trial courts.”

This Court granted Appellant’s motion for discretionary review in which Appellant asked us to determine whether the Court of Appeals erred when it held KRS 439.575 unconstitutional. The Commonwealth did not file a cross motion for discretionary review 3 asking us to consider Appellant’s compliance with KRS 439.575’s procedures (the issue not addressed by the Court of Appeals), and thus the sole issue before the Court 4 concerns the constitutionality *901 of KRS 439.575. We agree with the Court of Appeals and the Graves Circuit Court that KRS 439.575 is unconstitutional because it violates the separation of powers doctrine.

III. ANALYSIS

Sections 27 and 28 of the Kentucky Constitution explicitly require separation of powers between the branches of government:

The powers of the government of the Commonwealth of Kentucky shall be divided into three distinct departments, and each of them are to be confined to a separate body of magistracy, to wit: Those which are legislative, to one; those which are executive, to another; and those which are judicial, to another. 5
No person or collection of persons, being of one of those departments, shall exercise any power properly belonging to either of the others, except in the instances hereinafter expressly directed or permitted. 6

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Bluebook (online)
82 S.W.3d 898, 2002 WL 1940787, Counsel Stack Legal Research, https://law.counselstack.com/opinion/prater-v-commonwealth-ky-2002.