PPG Industries, Inc. v. Commonwealth

681 A.2d 824, 1995 Pa. Commw. LEXIS 620
CourtCommonwealth Court of Pennsylvania
DecidedNovember 3, 1995
StatusPublished
Cited by2 cases

This text of 681 A.2d 824 (PPG Industries, Inc. v. Commonwealth) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
PPG Industries, Inc. v. Commonwealth, 681 A.2d 824, 1995 Pa. Commw. LEXIS 620 (Pa. Ct. App. 1995).

Opinions

PELLEGRINI, Judge.

PPG Industries, Inc. (PPG) petitions for review the order of the Board of Finance and Revenue (Board) upholding the resettlement by the Commonwealth of Pennsylvania, Department of Revenue (Department), of PPG’s capital stock tax for the year 1983.1

[826]*826PPG is a Pennsylvania corporation with its corporate headquarters in Pittsburgh. It is in the business of manufacturing or fabricating glass, fiberglass, chlor-alkali chemicals, coatings and paint. During 1983, the tax year at issue, the corporate headquarters were moved from Gateway Center to PPG Place, both of which are office buildings in downtown Pittsburgh. The corporate activities, at either Gateway Center or PPG Place, included the administration of manufacturing facilities located both within the Commonwealth and outside of the Commonwealth. These corporate operations also included some activities that are not exempt from corporate stock tax under what is known as the “manufacturing exemption”.

For its capital stock taxes for the year 1983, PPG reported the value of its capital stock to be $1.3 billion. It reported the taxable value of its capital stock as $36,276,-500, with a resulting tax of $362,765. The taxable value was found by multiplying the value of the stock by an apportionment factor; PPG used 2.7905%, which it calculated was the average of the proportion of Pennsylvania payroll, property and sales to total payroll, property and sales. Auditors for the Department increased the apportionment factor2 to 5.1832% by determining that a greater portion of PPG’s corporate headquarters payroll and property were taxable. The resulting capital stock tax assessed by the auditors was $777,480. (PPG Exhibit 2, Settlement Computation). At resettlement, the auditors determined that the apportionment factor was 4.7750%, resulting in a taxable value of $71,625,000 and a tax of $716,250. (PPG Exhibit 3, Resettlement Computation). The Department accepted the auditors’ changes at both settlement and resettlement. PPG appealed the Department’s resettlement of the capital stock taxes to the Board. The Board agreed with the Department’s resettlement and PPG then filed this appeal.

I.

PPG contends that under Section 602(a) of the Tax Reform Code of 1971 (Tax Reform Code),3 the Department erred in exempting from taxation only that portion of the corporate headquarters payroll and property that was deemed by the Department to be devoted to in-state “manufacturing, processing, research or development” (manufacturing). Disagreeing not only with PPG’s interpretation of Section 602(a), the Department contends that Section 602(a) doesn’t apply to PPG, but rather 602(b)(1) of the Tax Reform Code, 72 P.S. § 7602(b)(1)4, is appropriate.

[827]*827A general discussion of the statute is helpful to determine the applicable section. Section 602 of the Tax Reform Code imposes a capital stock tax on domestic entities5 and a franchise tax on the capital stock of foreign entities at the rate of ten mills (for the year 1983). The taxes have been described as follows:

[Bjoth a corporation incorporated under the laws of this Commonwealth (domestic corporation) and a corporation elsewhere (foreign corporation) doing business in Pennsylvania are subject to an annual tax based on the value of the corporation’s capital stock. In the case of a domestic corporation, the tax is called a capital stock tax and is justified on the basic constitutional premise that a corporation’s property may be taxed in the state of its creation. A foreign corporation, on the other hand, pays a franchise tax. As a state cannot constitutionally tax property and assets located outside the state, the franchise tax is a business privilege tax and not a property tax. Commonwealth v. Columbia Gas & Electric, 336 Pa. 209, 8 A.2d 404 (1939).

Commonwealth v. After Six, Inc., 489 Pa. 69, 74, 413 A.2d 1017, 1019 (1980) (Footnotes omitted, emphasis in original).

The tax on both domestic and foreign entities is subject to a “manufacturing exemption” but the Tax Reform Code sets up different computations for each type of entity. Both domestic entities and foreign entities may elect to compute and pay its tax under the opposite computational method.6 A domestic entity electing to apply the computational method set forth for foreign entities is placed on the same footing as a foreign corporation paying its franchise tax. After Six.

In this case, PPG submitted a “Pennsylvania Corporate Tax Report” for 1983 that stated apportionment percentages calculated by using the three-factor apportionment method stated in Section 602(b)(1).7 (PPG [828]*828Exhibit 2). Based on the submission of the report utilizing apportionment percentages, PPG elected, through the provision in Section 602(a), to “compute and pay” its tax under the franchise tax for foreign entities set forth in Section 602(b)(1). Having elected to compute its tax under the three-factor apportionment method, it is treated as if it were a foreign entity subject to the franchise tax under Section 602(b)(1). After Six. PPG suggests that Section 602(b)(1) itself refers back to Section 602(a) making the language in Section 602(a) applicable. Although Section 602(b)(1) states that the Section 602(a) exemption shall apply, even assuming that Section 602(a) stated a different exemption, this is only a general reference to the availability of the exemption that is followed by an express statement of how the exemption is to be computed in the three-factor apportionment method. This more specific statement of how to compute the manufacturing exemption in the three-factor apportionment method in Section 602(b)(1) is applicable to PPG because it elected to use that method.

Having determined that Section 602(b)(1) is applicable, the Department contends that the plain language of the statute is that the manufacturing. exemption only applies to in-state manufacturing. We agree. In the three-factor apportionment, the manufacturing exemption is computed by eliminating from the numerator of the three factors:

[A]ny property, payroll or sales attributable to manufacturing, processing, research or development activities in the Commonwealth.

72 P.S. § 7602(b)(1) (emphasis added). The plain language of the section is controlling and states that only manufacturing in the Commonwealth is exempted.8

II.

By treating headquarters payroll and property attributable to out-of-state manufacturing differently than that attributable to in-state manufacturing, PPG contends that the Department’s application of the manufacturing exemption violated the Corn-[829]*829merce Clause9 and the Equal Protection Clause10 of the U.S. Constitution and the Uniformity Clause of the Pennsylvania Constitution.11 The part of the headquarters payroll and property considered exempt was based on the subfactor of Pennsylvania payroll less headquarters payroll over total payroll less headquarters payroll. (PPG Exhibit 3, Resettlement).

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Related

PPG Industries v. BD. OF FINANCE & REVENUE
790 A.2d 261 (Supreme Court of Pennsylvania, 2001)

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Bluebook (online)
681 A.2d 824, 1995 Pa. Commw. LEXIS 620, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ppg-industries-inc-v-commonwealth-pacommwct-1995.