Poynter v. State

733 N.E.2d 500, 2000 Ind. App. LEXIS 1210, 2000 WL 1137458
CourtIndiana Court of Appeals
DecidedAugust 11, 2000
DocketNo. 57A03-9911-CR-423
StatusPublished
Cited by1 cases

This text of 733 N.E.2d 500 (Poynter v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Poynter v. State, 733 N.E.2d 500, 2000 Ind. App. LEXIS 1210, 2000 WL 1137458 (Ind. Ct. App. 2000).

Opinions

OPINION

BROOK, Judge

Case Summary1

Appellant-defendant Barry S. Poynter (“Poynter”) appeals his convictions for battery2 and resisting law enforcement,3 both as Class A misdemeanors. We reverse and remand for a new trial.

Issue

The sole issue presented for review is whether Poynter knowingly, intelligently, and voluntarily waived his right to be represented by counsel.

Facts and Procedural History

The relevant facts are as follows. Officers from the Kendallville Police Department arrested Poynter on January 1, 1999, during a barroom brawl. During the melee, he bit the arresting officer’s thumb. On January 5, 1999, the State charged Poynter with battery on a police officer and resisting law enforcement. At his initial hearing that same day, Poynter stated he intended to hire an attorney. He also signed a form provided to him by the trial court entitled, “RIGHTS AT INITIAL HEARING,” which advised him in part as follows:

You have certain legal rights in your case, which include:
1. The right to be represented by and to consult with a lawyer.
2. The right to have the court appoint an attorney to represent you at no cost if found to be indigent.

At his first pre-trial conference on February 22, 1999, Poynter reiterated his intent to retain counsel. This hearing was not transcribed, but a pre-trial summary sheet for that hearing reads, “PTC continued until 4-19-99 so that [defendant] can obtain an attorney.” Poynter’s signature appears on this sheet. However, at the final pre-trial conference on April 19, 1999, when asked by the court whether he planned to hire an attorney to represent him, Poynter replied, ‘Well I was, but I’ve been working like seven (7) days a week, last week twelve (12) hours a day, and I’ve been really tired, and I ain’t been getting up on time and walking down there to talk to them .” In setting the cause for a bench trial to take place June 21, 1999, the trial court twice advised Poynter that regardless of whether he retained an attorney, he needed to “be prepared for a trial” on that date. At the bench trial, however, Poynter appeared without counsel. The trial transcript contains neither a colloquy regarding Poynter’s lack of representation nor any request for a continuance to give him another opportunity to retain counsel. At the conclusion of the trial, the trial court found Poynter guilty as charged, sentenced him to serve consecutive 180-day sentences in the Noble County Jail, [503]*503fined him $100 for each count, and assessed $125 in court costs.

Discussion and Decision

The United States and Indiana Constitutions guarantee criminal defendants the right to representation by counsel. See U.S. CONST. Amend. VI, XIV; Ind. Const, art. I, § 13. When a criminal defendant waives this right to counsel and proceeds pro se, the record must reflect that the waiver was knowing, intelligent, and voluntary. Greer v. State, 690 N.E.2d 1214, 1216 (Ind.Ct.App.1998), trans. denied. Upon review, we base our determination of whether a defendant knowingly, intelligently, and voluntarily waived the right to counsel on the facts of the individual situation. Logan v. State, 693 N.E.2d 1331, 1332-33 (Ind.Ct.App.1998), trans. denied.

Citing Seniours v. State, 634 N.E.2d 803, 807 (Ind.Ct.App.1994), Poynter argues that the trial court failed to advise him of the pitfalls of self-representation, and that the absence of such a warning precludes a knowing, intelligent, and voluntary waiver of the right to counsel. The State counters by relying primarily on Brickert v. State, 673 N.E.2d 493 (Ind.Ct.App.1997), for the proposition that a defendant’s conduct may suffice to establish waiver of the right to counsel.

We acknowledge that a defendant’s conduct may suffice to establish his waiver of the right to counsel. Houston v. State, 553 N.E.2d 117, 118 (Ind.1990); see also Brickert, 673 N.E.2d at 496. However, various panels of this court have interpreted Houston with differing outcomes. In Houston, the defendant rejected three successive court-appointed attorneys. At a final pre-trial hearing two months before trial, the trial court noted that the case had been pending for almost two years and warned the defendant that if he failed to retain his own counsel, he would proceed with advisory counsel only. Noting that the defendant’s “repeated refusal to cooperate with counsel and failure to retain private counsel enabled him to frustrate the judicial process and avoid being brought to trial,” our supreme court concluded that

[Houston] was adequately warned by the trial court that if he chose not to employ private counsel, he would represent himself and would be given advisory counsel. Because [Houston] did not retain private counsel, he must have elected to proceed with advisory counsel only.

Houston, 553 N.E.2d at 118.

In Seniours, a divided panel of this court held that “Houston demands, at the very least, that the record reflect that the court has presented to the defendant the choices available to him with some minimal explanation of their meaning.” 634 N.E.2d at 806. The facts of Seniours showed that the trial court “bent over backwards to accommodate Seniours and to comply with the requirements of due process” by continuing trial five times, repeatedly urging him “in no uncertain terms to secure an attorney,” and providing him with names of attorneys to contact. Id. at 805. Despite noting that the record was “replete ... with examples of conduct on Seniours’ part that may appropriately be described as ‘passive resistance,’ ” and that he had “clearly frustrated and delayed the process of justice for several months,” this court held that there was, nonetheless, “nothing in the record to show that Seniours voluntarily, knowingly and intelligently chose to represent himself.” Id. “During the course of the status hearings, the possibility that trial would proceed whether or not Seniours employed counsel is mentioned twice, but in terms that do not suggest the consequences of a decision to proceed pro se.” Id.

The Brickert majority, on the other hand, excused the trial court’s failure to issue a warning of the pitfalls of self-representation, where

at all relevant times, Brickert asserted his right to employ private counsel and represented (misrepresented) to the tri[504]*504al court that he would obtain the services of a certain private counsel. In this context, an advisement of the dangers of self-representation would be superfluous. On the day of trial, when Briekert was required to defend himself pro se, such an advisement would again have been superfluous because, at that point, it was too late to obtain counsel. Similarly, we cannot fault the trial court for not creating a record that it had specifically warned Briekert that he would be required to proceed

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Related

Poynter v. State
749 N.E.2d 1122 (Indiana Supreme Court, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
733 N.E.2d 500, 2000 Ind. App. LEXIS 1210, 2000 WL 1137458, Counsel Stack Legal Research, https://law.counselstack.com/opinion/poynter-v-state-indctapp-2000.