Powell v. O'Malley
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Opinion
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
ANGELA P., 1
Plaintiff,
v. Case No. 24-cv-827 (GMH) FRANK J. BISIGNANO, 2 Commissioner of Social Security,
Defendant.
MEMORANDUM OPINION
Plaintiff Angela P. seeks to reverse the final decision of the Commissioner of Social
Security (“Defendant” or “Commissioner”), denying Plaintiff’s application for Disability
Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”) benefits under Title II and
XVI of the Social Security Act, 42 U.S.C. §§ 405(g), 1382(c)(3). Plaintiff alleges that the
Administrative Law Judge (“ALJ”) erred in several respects when determining that Plaintiff had
the residual functional capacity (“RFC”) to perform light work with some additional limitations.
More specifically, Plaintiff contends that the ALJ (1) failed to properly evaluate Plaintiff’s
allegations of mental impairments, (2) failed to properly evaluate the medical opinions of two
medical providers, and (3) failed to incorporate assessed limitations into her RFC. Plaintiff seeks
1 Plaintiff’s name has been partially redacted in accordance with the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States. See Memorandum from Hon. Wm. Terrell Hodges, Chair, Comm. on Ct. Admin. & Case Mgmt. to Chief Judges of the U.S. Cts. of Appeals, Chief Judges of the U.S. Dist. Cts., Clerks of the U.S. Cts. of Appeals, and Clerks of the U.S. Dist. Cts. (May 1, 2018), https://www.uscourts.gov/sites/default/files/18-cv-l-suggestion_cacm_0.pdf [https://perma.cc/N9T2-U5XG]. 2 The current Commissioner of Social Security is substituted as Defendant under Rule 25(d) of the Federal Rules of Civil Procedure. See Fed. R. Civ. P. 25(d). reversal of the Commissioner’s decision and a judgment that she is entitled to benefits, or in the
alternative, remand for a new administrative hearing.
Based on the parties’ arguments and review of the record, 3 the Court agrees with Plaintiff
that the ALJ did not properly account for her limitations in concentration, persistence, and pace
(“CPP”) in the assessment of her RFC. Plaintiff’s other arguments, however, are unavailing.
Accordingly, her motion for judgment of reversal is granted to the extent it requests remand to the
Commissioner for further administrative proceedings, and Defendant’s motion for judgment of
affirmance is denied.
I. BACKGROUND
A. Statutory and Regulatory Framework
To be eligible for SSI benefits under the Social Security Act, the Social Security
Administration must find a claimant to be “disabled,” meaning that the individual is “unable to
engage in any substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than twelve months.” 42 U.S.C. § 1382c(a)(3)(A). To
make that determination, an ALJ gathers evidence, holds a hearing, takes testimony, and performs
the following five-step, sequential inquiry of the disability claim:
Step one: whether the claimant is engaging in “substantial gainful activity.” 4 If
3 The relevant docket entries for purposes of this Memorandum Opinion are (1) the administrative record, ECF No. 7; (2) Plaintiff’s motion for judgment of reversal, ECF No. 9; (3) Defendant’s motion for judgment of affirmance and opposition to Plaintiff’s motion for judgment of reversal, ECF No. 15; and (4) Plaintiff’s response to defendant’s motion for judgment of affirmance, ECF No. 17. 4 “Substantial gainful activity” is work that “involves doing significant and productive physical or mental duties” and is “done (or intended) for pay or profit.” 20 C.F.R. § 416.910; see also 20 C.F.R. § 404.1510 (defining “substantial gainful activity” for the purposes of Social Security disability insurance benefits (“DIB”) claims). “If [the claimant is] doing substantial gainful activity, [the Social Security Administration (“SSA”)] will find that [the claimant is] not disabled.” 20 C.F.R. § 416.920(a)(4)(i); see also 20 C.F.R. § 404.1520(a)(4)(i) (defining the step one inquiry for DIB claims).
2 the answer is yes, then the claimant is not disabled.
Step two: whether the claimant has a “severe” medically determinable physical or mental impairment or combination of impairments. 5 If the answer is no, the claimant is not disabled.
Step three: whether the claimant’s impairment is equivalent to one of the disabling impairments listed in the appendix of the relevant regulation, 20 C.F.R. Pt. 404, Subpt. P, App. 1 (the “Listings”). If the answer is yes, the claimant is disabled.
Step four: whether the impairment prevents the claimant from performing his or her past relevant work. 6 If the answer is no, the claimant is not disabled.
Step five: whether the claimant, in light of his or her age, education, work experience, and RFC—i.e., the most he or she is able to do notwithstanding his or her physical and mental limitations—can still perform another job available in the national economy. 7 If the answer is yes, the claimant is disabled.
See 20 C.F.R. § 416.920; see also id. § 404.1520; Butler v. Barnhart, 353 F.3d 992, 997
(D.C. Cir. 2004); Hines v. Bowen, 872 F.2d 56, 58 (4th Cir. 1989).
5 An impairment or combination of impairments is “severe” if it “significantly limit[s]” a claimant’s “physical or mental ability to do basic work activities,” such as “walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling”; “seeing, hearing, [or] speaking”; “[u]nderstanding, carrying out, and remembering simple instructions”; exercising judgment; “[r]esponding appropriately to supervision, co-workers[,] and usual work situations”; or “[d]ealing with changes in a routine work setting.” 20 C.F.R. § 416.922; see also 20 C.F.R. § 404.1522 (defining a severe impairment for the purposes of DIB claims). 6 “Past relevant work” is work “done within the past 15 years that was substantial gainful activity and that lasted long enough for [the claimant] to learn to do it.” 20 C.F.R. § 416.960(b)(1)(i) (amended 2024); see also id. § 404.1560(b)(1)(i) (amended 2024) (defining “past relevant work” for the purposes of DIB claims).
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
ANGELA P., 1
Plaintiff,
v. Case No. 24-cv-827 (GMH) FRANK J. BISIGNANO, 2 Commissioner of Social Security,
Defendant.
MEMORANDUM OPINION
Plaintiff Angela P. seeks to reverse the final decision of the Commissioner of Social
Security (“Defendant” or “Commissioner”), denying Plaintiff’s application for Disability
Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”) benefits under Title II and
XVI of the Social Security Act, 42 U.S.C. §§ 405(g), 1382(c)(3). Plaintiff alleges that the
Administrative Law Judge (“ALJ”) erred in several respects when determining that Plaintiff had
the residual functional capacity (“RFC”) to perform light work with some additional limitations.
More specifically, Plaintiff contends that the ALJ (1) failed to properly evaluate Plaintiff’s
allegations of mental impairments, (2) failed to properly evaluate the medical opinions of two
medical providers, and (3) failed to incorporate assessed limitations into her RFC. Plaintiff seeks
1 Plaintiff’s name has been partially redacted in accordance with the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States. See Memorandum from Hon. Wm. Terrell Hodges, Chair, Comm. on Ct. Admin. & Case Mgmt. to Chief Judges of the U.S. Cts. of Appeals, Chief Judges of the U.S. Dist. Cts., Clerks of the U.S. Cts. of Appeals, and Clerks of the U.S. Dist. Cts. (May 1, 2018), https://www.uscourts.gov/sites/default/files/18-cv-l-suggestion_cacm_0.pdf [https://perma.cc/N9T2-U5XG]. 2 The current Commissioner of Social Security is substituted as Defendant under Rule 25(d) of the Federal Rules of Civil Procedure. See Fed. R. Civ. P. 25(d). reversal of the Commissioner’s decision and a judgment that she is entitled to benefits, or in the
alternative, remand for a new administrative hearing.
Based on the parties’ arguments and review of the record, 3 the Court agrees with Plaintiff
that the ALJ did not properly account for her limitations in concentration, persistence, and pace
(“CPP”) in the assessment of her RFC. Plaintiff’s other arguments, however, are unavailing.
Accordingly, her motion for judgment of reversal is granted to the extent it requests remand to the
Commissioner for further administrative proceedings, and Defendant’s motion for judgment of
affirmance is denied.
I. BACKGROUND
A. Statutory and Regulatory Framework
To be eligible for SSI benefits under the Social Security Act, the Social Security
Administration must find a claimant to be “disabled,” meaning that the individual is “unable to
engage in any substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than twelve months.” 42 U.S.C. § 1382c(a)(3)(A). To
make that determination, an ALJ gathers evidence, holds a hearing, takes testimony, and performs
the following five-step, sequential inquiry of the disability claim:
Step one: whether the claimant is engaging in “substantial gainful activity.” 4 If
3 The relevant docket entries for purposes of this Memorandum Opinion are (1) the administrative record, ECF No. 7; (2) Plaintiff’s motion for judgment of reversal, ECF No. 9; (3) Defendant’s motion for judgment of affirmance and opposition to Plaintiff’s motion for judgment of reversal, ECF No. 15; and (4) Plaintiff’s response to defendant’s motion for judgment of affirmance, ECF No. 17. 4 “Substantial gainful activity” is work that “involves doing significant and productive physical or mental duties” and is “done (or intended) for pay or profit.” 20 C.F.R. § 416.910; see also 20 C.F.R. § 404.1510 (defining “substantial gainful activity” for the purposes of Social Security disability insurance benefits (“DIB”) claims). “If [the claimant is] doing substantial gainful activity, [the Social Security Administration (“SSA”)] will find that [the claimant is] not disabled.” 20 C.F.R. § 416.920(a)(4)(i); see also 20 C.F.R. § 404.1520(a)(4)(i) (defining the step one inquiry for DIB claims).
2 the answer is yes, then the claimant is not disabled.
Step two: whether the claimant has a “severe” medically determinable physical or mental impairment or combination of impairments. 5 If the answer is no, the claimant is not disabled.
Step three: whether the claimant’s impairment is equivalent to one of the disabling impairments listed in the appendix of the relevant regulation, 20 C.F.R. Pt. 404, Subpt. P, App. 1 (the “Listings”). If the answer is yes, the claimant is disabled.
Step four: whether the impairment prevents the claimant from performing his or her past relevant work. 6 If the answer is no, the claimant is not disabled.
Step five: whether the claimant, in light of his or her age, education, work experience, and RFC—i.e., the most he or she is able to do notwithstanding his or her physical and mental limitations—can still perform another job available in the national economy. 7 If the answer is yes, the claimant is disabled.
See 20 C.F.R. § 416.920; see also id. § 404.1520; Butler v. Barnhart, 353 F.3d 992, 997
(D.C. Cir. 2004); Hines v. Bowen, 872 F.2d 56, 58 (4th Cir. 1989).
5 An impairment or combination of impairments is “severe” if it “significantly limit[s]” a claimant’s “physical or mental ability to do basic work activities,” such as “walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling”; “seeing, hearing, [or] speaking”; “[u]nderstanding, carrying out, and remembering simple instructions”; exercising judgment; “[r]esponding appropriately to supervision, co-workers[,] and usual work situations”; or “[d]ealing with changes in a routine work setting.” 20 C.F.R. § 416.922; see also 20 C.F.R. § 404.1522 (defining a severe impairment for the purposes of DIB claims). 6 “Past relevant work” is work “done within the past 15 years that was substantial gainful activity and that lasted long enough for [the claimant] to learn to do it.” 20 C.F.R. § 416.960(b)(1)(i) (amended 2024); see also id. § 404.1560(b)(1)(i) (amended 2024) (defining “past relevant work” for the purposes of DIB claims). If the claimant can perform his or her past relevant work, a finding of “not disabled” is required. Id. § 416.920(a)(4)(iv); see also id. § 404.1520(a)(4)(iv) (defining the step four inquiry for DIB claims). On June 24, 2024, the definition of “past relevant work” changed to work “done within the past five years that was substantial gainful activity and that lasted long enough for [the claimant] to learn to do it” and that was not “started and stopped it in fewer than 30 calendar days.” Id. § 416.960(b)(1) (emphasis added); see id. § 404.1560(b)(1) (defining “past relevant work” for the purposes of DIB claims); 89 Fed. Reg. 27,653 (Apr. 18, 2024) (outlining amendment to definition of “past relevant work”); 89 Fed. Reg. 48,138 (Jun. 5, 2024) (deferring effective date of amendment to June 24, 2024). Because it was in effect at the time of the ALJ’s decision, the fifteen-year lookback period applies in this matter. See Gregory G. v. Bisignano, No. 23-cv-2439, 2025 WL 1824842, at *13–15 (D.D.C. July 2, 2025). 7 At the fifth step, the ALJ may, “‘[i]n the ordinary case, . . . resort[ ] to the applicable medical vocational guidelines’” (also known as “the grids”) to determine whether the claimant is disabled. Rosa v. Callahan, 168 F.3d 72, 78 (2d Cir. 1999) (quoting Bapp v. Bowen, 802 F.2d 601, 604 (2d Cir. 1986)); see also 20 C.F.R. Pt. 404, Subpt. P, App. 2. “The grids ‘take[ ] into account the claimant’s residual functional capacity in conjunction with the claimant’s age, education and work experience.’” Id. (alteration in original) (quoting Zorilla v. Chater, 915 F. Supp. 662, 667 (S.D.N.Y. 1996)). However, when a claimant has additional limitations beyond those contemplated by the grids, the ALJ cannot rely on the grids alone to establish non-disability. Id. In such cases, the testimony of a vocational expert is generally required. Smith v. Bowen, 826 F.2d 1120, 1122 (D.C. Cir. 1987).
3 The claimant bears the burden of proof at the first four steps of the evaluation. Callahan
v. Astrue, 786 F. Supp. 2d 87, 89 (D.D.C. 2011). At step five, the burden shifts to the Commissioner
to identify specific jobs available in the national economy that the claimant can perform. Id. In
making this determination, an ALJ may call a vocational expert to testify at the hearing as to
whether, based on the claimant’s RFC, he or she can perform other work that exists in the national
economy. Id. at 90.
B. Plaintiff’s Disability Claims and Procedural History
Plaintiff was born in September 1969. ECF No. 7-2 at 37. She is a high school graduate
and completed two years of college but did not obtain an associate’s degree. Id. at 52. Plaintiff
last worked as a restaurant cook until March 2020, when she was let go for reasons unrelated to
her health. ECF No. 7-6 at 3.
Plaintiff applied for SSI and DIB benefits on May 26, 2020. Id. at 28. In that application,
she claimed disability with an onset date of May 6, 2020, due to joint pain, high blood pressure,
and HIV infection. Id. Plaintiff’s application was denied at the initial level of review on August
14, 2020, and denied upon reconsideration on March 4, 2022. ECF No. 7-2 at 28. She thereafter
requested a hearing before an ALJ. Id.
On May 5, 2023, the ALJ held a hearing via telephone. Id. At the hearing, the ALJ heard
testimony from Plaintiff and a vocational expert (“VE”). Plaintiff testified that she has pain in her
hip area, unintentional weight loss of about 50–60 pounds, rotator cuff pain, and a swollen thyroid.
Id. at 58–59. She also testified to pain in her chest, ankles, back of head, lower back, and neck.
Id. at 63–64, 67. Plaintiff also experienced pain from falls that occurred in May and December
2022. Id. at 62. In December 2022, she fell and hit the left side of her body on her bathtub while
she was attempting to remove mold from her bathroom ceiling. Id. Plaintiff testified that a similar
4 incident occurred in May 2022, when she was removing mold from her ceiling, fell, and hit the
other side of her body. Id. Plaintiff testified she suffers from other health issues, including HIV
and vision difficulties. Id. at 69–71.
Regarding her mental health, Plaintiff testified that she has anxiety and a family history of
schizoaffective disorder. Id. at 75. She stated that her mental health was adversely affected by
concerns about her housing, specifically the presence of mold and scabies in her apartment. Id. at
60–61, 77. She believes these worries have contributed to her anxiety, trouble sleeping, and
unintentional weight loss. Id. at 77, 79. Plaintiff also answered questions regarding cognition and
social connections. Id. at 80. When asked if she has difficulty concentrating or working on a task
until it is completed, Plaintiff testified that she can get “irritated.” Id. She testified that she has no
social connections. Id. at 81.
A VE also testified at the hearing, classifying Plaintiff’s past work and answering a series
of hypothetical questions about jobs available in the national economy for someone with her
physical and mental limitations. Id. at 88–92. With respect to Plaintiff’s past work, the VE testified
that her work as a security guard had a Specific Vocational Preparation (“SVP”) 8 of three, and her
job as a grill cook had an SVP of 7. Id. at 89. The ALJ then proposed a hypothetical individual
with the Plaintiff’s age and education who could perform light work limited to SVP 1 or SVP 2
with the following additional limitations:
• Frequently climbing ramps and stairs • Occasionally climbing ladders, ropes, or scaffolds • Frequently balancing, stooping, crouching, kneeling, and crawling • Avoiding greater than occasional exposure to pulmonary irritants • Having no exposure to hazards • Performing simple, routine tasks, and simple work-related decisions
8 “SVP” is a term “used within the DOT to define the time generally required to learn certain skills for particular jobs.” Tiana O. v. Kijakazi, No. 20-cv-2051, 2023 WL 5348747, at *13 n.13 (D.D.C. Aug. 21, 2023). An SVP of 1–2 corresponds to unskilled work, 3–4 corresponds to semi-skilled work, and 5–9 corresponds to skilled work. See id.
5 • Having frequent interaction with supervisors, co-workers, and the public • Tolerating few changes to work processes and settings.
Id. at 89–90. The VE testified that, although a person with these limitations could not perform
Plaintiff’s past work, there would be other jobs available to them in the economy, including tanning
salon attendant, furniture rental consultant, and retail marker. Id. at 90–91.
On cross examination, Plaintiff’s attorney asked the VE whether a person having less than
an occasional ability to pursue a work-related task could find employment in the national economy.
Id. at 91. The VE testified that no jobs would be available because such a person would be off
task more than ten percent of the time. Id.
C. The ALJ’s Decision
The ALJ’s decision denying Plaintiff benefits engaged in the standard five-step sequential
inquiry as outlined below.
1. Substantial Gainful Employment, Severe Impairments, and the Listings
At step one, the ALJ found that Plaintiff had not engaged in substantial gainful activity
since the alleged onset date of disability on May 6, 2020. Id. at 30. At step two, the ALJ
determined that Plaintiff had the following severe impairments: hypertension, thyroid disorder,
sciatica, anxiety disorder, depressive disorder, and PTSD. Id. The ALJ found that her other
ailments—HIV and retinopathy—do not significantly limit her ability to perform basic work. 9 Id.
at 31. At step three, the ALJ concluded that Plaintiff’s impairments did not meet or medically
equal the severity of any of the impairments in the Listings. Id. at 31. Specifically, he found that
her physical ailments did not meet the requirements of Section 1.00 of the Listings, which concerns
musculoskeletal disorders. Id. As for psychological impairments, the ALJ assessed Plaintiff with
9 Plaintiff takes medication for her HIV and is asymptomatic. Id. Plaintiff also does not wear contact lenses or glasses for any vision problems and denies blurred vision. Id.
6 moderate limitations in all areas of mental functioning—understanding, remembering, and
applying information; interacting with others; concentrating, persisting, and maintaining pace
(“CPP”); and adapting and managing oneself. Id. at 31–32.
2. Plaintiff’s RFC
Prior to step 4, the ALJ found that Plaintiff had the RFC to perform “light work” 10 except
that she was limited to:
• Frequently climbing ramps and stairs • Occasionally climbing ladders, ropes, or scaffolds • Frequently balancing, stooping, crouching, kneeling, and crawling • Avoiding greater than occasional exposure to pulmonary irritants • Having no exposure to hazards • Performing simple, routine tasks, and simple work-related decisions • Having frequent interaction with supervisors, co-workers, and the public • Tolerating few changes to work processes and settings.
Id. at 33.
In determining the RFC, the ALJ first found that Plaintiff’s medically determinable
ailments of hypertension, thyroid disorder, sciatica, anxiety, depressive disorder, and PTSD “could
reasonably be expected to cause the alleged symptoms.” Id. at 34. However, the ALJ found
that Plaintiff’s statements concerning the intensity, persistence, and limiting effect of those
symptoms, both mental and physical, were not “entirely consistent” with the medical and other
evidence in the record. Id.
As to her physical ailments, Plaintiff reported pain in her arms, thighs, hips, buttocks, feet,
ankles, back, and shoulders, and when squatting, bending, and standing. Id. Because of the pain,
10 The regulations define “light work” as involving “lifting no more than 20 pounds at a time with frequent lifting or carrying of objects weighing up to 10 pounds. . . . [A] job is in this category when it requires a good deal of walking or standing, or when it involves sitting most of the time with some pushing and pulling of arm or leg controls.” 20 C.F.R. § 416.967(b). SSR 83-10 further explains that “the full range of light work requires standing or walking, off and on, for . . . approximately 6 hours of an 8-hour workday.” SSR 83-10, 1983 WL 31251, at *5–6 (S.S.A. Jan. 1, 1983).
7 she reported that she needed extra time to perform personal care tasks and could walk for only 30
minutes before needing to rest for ten minutes. Id. Regarding her mental health symptoms,
Plaintiff stated that she was easily distracted and struggled with concentration and following
instructions; had difficulty handling stress, including from changes in routine; had difficulty
sleeping; was often emotional and tearful; and had no social support. Id.
The ALJ considered the findings of multiple deformities of Plaintiff’s vertebrae, abnormal
blood pressure, and abnormal thyroid levels, but noted her physical examinations showed “only
some occasional outpatient treatment for her musculoskeletal pain and fatigue dating back to 2019,
including prescription medication.” Id. at 34. In addition, the ALJ observed that while Plaintiff
had some limitations in her physical abilities, such as a limited range of motion in the lumbar spine
and partial range of motion in the wrist and fingers, physical examinations showed that she had a
normal gait, no need for assistance in getting on or off the examination table, a full range of motion
in her cervical spine, shoulders, knees, and ankles, and intact dexterity. Id. at 35.
Addressing Plaintiff’s mental health symptoms, the ALJ noted that she regularly reported
symptoms including post-traumatic stress, victimization, anxiety, irritability, and excessive worry
to her treating physicians. Id. However, the ALJ noted that Plaintiff failed to follow up on
recommendations to meet with a mental health practitioner. Id. She sometimes presented with
“restless movements, fast speech, and difficulty staying on topic, but she was also noted to be
easily redirectable and was able to address specific questions with reminders.” Id. Overall, the
ALJ noted that Plaintiff had “not followed through with recommendations for mental health
treatment” or “undergone any inpatient hospitalization or emergency room treatment for her
mental or physical symptoms,” and that her “diagnostic studies have been generally normal, and
[her] physical and mental examinations do not support the level of limitation alleged.” Id. at 34.
8 The ALJ then reviewed the medical opinions in the record, including those of Dr. Colon,
who prepared a report in August 2023 after performing a consultative psychiatric examination of
Plaintiff; Dr. Carlson, a colleague of Plaintiff’s primary care physician, who completed a physical
impairment questionnaire and a mental impairment questionnaire on Plaintiff’s behalf in April
2023; and Nurse Ware, who prepared a report in July 2023 after performing a consultative physical
examination of Plaintiff. See ECF No. 7-9 at 55–63, 119–29, 135–42. In doing so, the ALJ
expressly noted that she could not “defer or give any specific evidentiary weight, including
controlling weight, to any prior administrative medical finding(s) or medical opinion(s), including
those from medical sources.” ECF No. 7-2 at 35.
Dr. Colon opined that Plaintiff had moderate limitations in her “ability to interact
adequately with supervisors, co-workers, and the public[;] sustain concentration and perform a
task at a consistent pace[;] and regulate emotions, control behavior, and maintain wellbeing.” He
further found that she had mild limitations in her “ability to understand, remember, and apply
complex directions and instructions[;] use reasoning and judgment to make work-related
decisions,[;] and sustain an ordinary routine and regular attendance at work”; and no limitations in
her “ability to understand, remember, and apply simple directions and instructions [and] maintain
personal hygiene and appropriate attire” or in her “awareness of normal hazards and taking
appropriate precautions.” The ALJ found Dr. Colon’s reasoning largely persuasive because it was
supported by his own examination of Plaintiff and consistent with her progress notes. She appears
to have adopted his findings as to interacting with others and adapting and managing oneself,
assessing Plaintiff with moderate limitations in those areas of functioning. Id. at 31–32. Regarding
the remaining two limitations—CPP and understanding, remembering, and applying
information—the ALJ adopted more restrictive limitations than those recommended by Dr. Colon,
9 finding that she had moderate rather than mild restrictions in these domains. See id. at 31–32.
Conversely, the ALJ did not find persuasive the opinions of Dr. Carlson or Nurse Ware. In
her April 2023 questionnaires, Dr. Carlson opined (among other things) that Plaintiff would need
to recline; had limited ability to stand and walk; required unscheduled breaks; was unable to work
an eight-hour day, five days a week job on a sustained basis; would be absent from work four or
more times per month; had extreme limitations in her ability maintain socially appropriate
behavior; and had marked limitations in her ability to work in coordination or proximity to others
without being distracted by them, perform at a consistent pace, interact appropriately with the
general public, accept instructions and respond appropriately to criticism, respond appropriately
to changes in the work setting, and travel in unfamiliar places. Id. at 35. Noting that Dr. Carlson
was merely “a colleague of the claimant’s primary care physician and had reviewed her treatment
notes and met with the claimant starting only that same month,” the ALJ rejected those severe
restrictions because they were unsupported by Plaintiff’s progress notes and inconsistent with the
facts that she had not required any emergency room visits or in-patient hospitalizations and she
had “not followed through with recommendations for mental health treatment.” Id. at 35.
Similarly, he found unpersuasive Nurse Ware’s opinion that Plaintiff had “extreme” physical
limitations—such as an ability to perform only sedentary work and strict constraints on sitting,
standing, walking, reaching, climbing, and exposure to environmental hazards—because it was
“inconsistent with the medical evidence of record, which “does not show any medically
determinable impairment that would support such extreme limitations.” Id. at 36.
In sum, the ALJ found that many of Plaintiff’s claimed physical and mental limitations had
some support in the record but resolved conflicting evidence in favor of moderate limitations rather
than the more severe limitations claimed by Plaintiff, Dr. Carlson, and Nurse Ware.
10 3. Conclusion of the Five-Step Sequential Inquiry
Relying on the testimony from the VE, the ALJ determined that an individual with
Plaintiff’s RFC would be able to perform the occupations of tanning salon attendant, furniture
rental consultant, and retail marker. Id. at 37–38. Accordingly, the ALJ found Plaintiff not
disabled.
II. LEGAL STANDARD
A federal district court has jurisdiction over a civil case challenging a final decision of the
Commissioner. 42 U.S.C. § 405(g). A reviewing court must affirm the Commissioner’s decision
if it is based on substantial evidence in the record and the correct application of the relevant legal
standards. Id.; Butler, 353 F.3d at 999.
“[T]he plaintiff bears the burden of demonstrating that the Commissioner’s decision is not
based on substantial evidence or that incorrect legal standards were applied.” Lane-Rauth v.
Barnhart, 437 F. Supp. 2d 63, 64 (D.D.C. 2006). Substantial evidence is “such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales,
402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). It
requires “more than a scintilla [of evidence], but can be satisfied by something less than a
preponderance of the evidence.” Fla. Mun. Power Agency v. FERC, 315 F.3d 362, 365–66 (D.C.
Cir. 2003) (quoting FPL Energy Me. Hydro LLC v. FERC, 287 F.3d1151, 1160 (D.C. Cir 2002)).
“The substantial evidence standard requires considerable deference to the decision rendered by the
ALJ.” Crosson v. Shalala, 907 F. Supp. 1, 3 (D.D.C. 1995).
The reviewing court may neither reweigh the evidence presented to it nor replace the
Commissioner’s judgment “concerning the credibility of the evidence with its own.” Id. at 3; see
also Butler, 353 F.3d at 999 (finding that the district court’s role is not to reweigh the evidence but
11 only to determine whether the ALJ’s findings are “based on substantial evidence and a correct
application of the law”). However, “this standard of review requires the Court to carefully
scrutinize the entire record to ensure that the Commissioner, through the ALJ, has both analyzed
all of the evidence available and has sufficiently explained his/her reasoning and the weights given
to the facts.” Pinkney v. Astrue, 675 F. Supp. 2d 9, 14 (D.D.C. 2009); see also Lane-Rauth, 437 F.
Supp. 2d at 65 (“[T]his standard of review ‘calls for careful scrutiny of the entire record,’ to
determine whether the Commissioner, acting through the ALJ, ‘has analyzed all evidence and has
sufficiently explained the weight he has given to obviously probative exhibits[.]’” (second
alteration in original) (quoting Butler, 353 F.3d at 999)).
Moreover, the Court’s job is to “consider the grounds actually proffered by the ALJ” rather
than to make those determinations for itself, Ward v. Berryhill, 246 F. Supp. 3d 202, 210 (D.D.C.
2017), or credit “post-hoc rationalization[s]” advanced by the parties, Cooper v. Berryhill, No. 16-
cv-1671, 2017 WL 4326388, at *5 (D.D.C. Sept. 28, 2017). See also SEC v. Chenery Corp., 332
U.S. 194, 196 (1947) (holding that a reviewing court “must judge the propriety of [an agency’s
judgment] solely by the grounds invoked by the agency”); Jones v. Astrue, 647 F.3d 350, 356 (D.C.
Cir. 2011) (citing Chenery, 332 U.S. at 196).
III. DISCUSSION
Plaintiff mounts a multipronged attack on the RFC set by the ALJ. First, she contends that
the ALJ improperly discounted her own testimony regarding the intensity and persistence of her
symptoms. Second, she claims that the ALJ erred by rejecting the more severe limitations
recommended by Dr. Carlson and Nurse Ware. And third, she argues that the ALJ did not properly
account for Plaintiff’s CPP limitations within the RFC assessment. The Commissioner responds
that the ALJ’s decision is supported by substantial evidence and should be affirmed. See ECF No.
12 15 at 31. The Court concludes that the second prong of Plaintiff’s challenge has merit but finds
that the ALJ’s opinion is otherwise supported by substantial evidence.
A. The Intensity and Persistence of Plaintiff’s Symptoms
Plaintiff claims that the ALJ improperly discounted Plaintiff’s own testimony regarding the
intensity and persistence of her symptoms. Social Security Ruling 16-3p sets forth guidance on
how ALJs must consider a claimant’s “symptoms,” which are “the individual’s own description or
statement of his or her physical or mental impairment(s).” SSR 16-3p, 2016 WL 1119029, at *2
(S.S.A. Mar. 16, 2016). There are two steps to the SSR 16-3p analysis. First, the ALJ must
determine whether a “medically determinable impairment” exists that could cause the claimant’s
symptoms. Id. at *3. Next, the ALJ must evaluate the “intensity, persistence, and functionally
limiting effects” of those symptoms. Id. at *2. Plaintiff’s argument relates to the ALJ’s decision
to discount Plaintiff’s own testimony at the second step of the inquiry.
The credibility determination that takes place within the second step is “solely within the
realm of the ALJ.” Grant v. Astrue, 857 F. Supp. 2d 146, 156 (D.D.C. 2012). However, if the
“ALJ fails to articulate a rational explanation for his or her finding,” a reviewing court may
intercede. Id. The D.C. Circuit has found that an ALJ may articulate a rational explanation by
issuing a decision that “contain[s] specific reasons for [a] finding on credibility, supported by the
evidence in the case record, and [is] sufficiently specific to make clear to the individual and to any
subsequent reviewers the weight the adjudicator gave to the individual’s statements and reasons
for that weight.” Butler, 353 F.3d at 1005 (quoting SSR 96-7p, 1996 WL 374186, at *2); see, e.g.,
Willis v. Comm’r of Soc. Sec., No. 24-CV-1503, 2025 WL 2055270 at *23 (N.D. Ohio July 23,
2025) (upholding the ALJ’s determination of 16-3p symptoms when the ALJ “clearly articulated
how he considered the evidence of record in making his findings and made a determination that
13 was supported by substantial evidence”), report and recommendation adopted, 2025 WL 2402706
(N.D. Ohio Aug. 19, 2025). This Court has thus emphasized that the ALJ, as the fact finder, “has
great discretion in evaluating a claimant’s testimony and is generally entitled to deference.”
Demetria R. v. Kijakazi, No. 20-cv-3227, 2022 WL 3142376, at *10 (D.D.C. June 30, 2022), report
and recommendation adopted, 2022 WL 3139026 (D.D.C. Aug. 5, 2022).
“In evaluating the intensity and persistence of symptoms, the ALJ should consider such
factors as the objective medical evidence, medical opinions, daily activities, type of
pain/symptoms, precipitating and aggravating factors, medication and other treatment, any other
measures used to relieve symptoms, and any other factors concerning functional limitations.” Id.
at *9. It is well established that an ALJ “may consider ‘whether there are any inconsistencies in
the evidence and the extent to which there are any conflicts between [the claimant’s] statements
and the rest of the evidence,’” McCormick v. Saul, No. 18-cv-1704, 2021 WL 2634732, at *9
(D.D.C. June 25, 2021) (alteration in original) (quoting Butler, 353 F.3d at 1004–05), including
whether the claimant failed to seek recommended treatment, see Goodman v. Saul, 233 F. Supp.
3d 88, 108 (D.D.C. 2017). In particular, an ALJ may consider whether a claimant has followed
their prescribed treatment plan and may find that the failure to do so undercuts a claimant’s
testimony regarding the intensity of his or her symptoms. See SSR 16-3p, 2016 WL 1119029, at
*8 (“We will consider an individual’s attempts to seek medical treatment for symptoms and to
follow treatment once it is prescribed when evaluating whether symptom intensity and persistence
affect the ability to perform work-related activities[.]”).
The ALJ found that Plaintiff’s statements about the intensity and persistence of her
symptoms were inconsistent with other evidence in the record, and therefore discounted them.
ECF No. 7-2 at 33–37. Specifically, as relevant here, the ALJ relied on the fact that that her
14 “diagnostic studies have been generally normal” and that “she has not followed through with
recommendations for mental health treatment.” Id. at 34. Plaintiff challenges both findings. First,
Plaintiff contends that the ALJ erred in rejecting Plaintiff’s “allegations of mental dysfunction” by
ignoring “abnormal mental status results” that support Plaintiff’s own testimony. ECF No. 9 at 23.
Second, Plaintiff argues that the ALJ erred by relying on “the fact that she failed to follow-up on
her treatment provider’s recommendation to pursue mental health treatment” to discount her claims
about the severity of her symptoms. Id.; see also ECF No. 17 at 7. Neither argument is persuasive.
First, the ALJ did not ignore evidence of Plaintiff’s abnormal mental status. For example,
the ALJ recognized that Plaintiff’s doctors reported that she showed “restless movements, fast
speech, and difficulty staying on topic”; “mildly impaired attention and concentration, borderline
intellectual functioning, somewhat limited fund of information, and fair insight and judgment”;
“‘mild’ limitations in her ability to understand, remember, and apply complex directions and
instructions, and use reasoning and judgment to make work-related decisions”; that Plaintiff
reported “dysphoric moods, loss of energy, excessive crying, irritability, social withdrawal, loss of
interest, flashbacks, nightmares, hypervigilance, avoidance, and occasional auditory
hallucinations”; that a mental status examination showed “tearfulness, anxious appearance,
depressed mood, fair manner of relating, and fair insight and judgment”; and that Plaintiff regularly
reported mental health symptoms to her treating physicians, “including symptoms of post-
traumatic stress, victimization, anxiety, irritability, excessive worry, fear of environmental
exposure, and problems getting along with others.” ECF No 7-2 at 31–35. But the ALJ also relied
on other evidence that is inconsistent with that evidence. For example, the ALJ noted that Plaintiff
was also “easily redirectable and was able to address specific questions with reminders” and that
she was able to perform daily activities. Id. at 31–33, 35. Similarly, the ALJ observed that Plaintiff
15 had “intact orientation, normal thoughts, adequate speech, normal motor behavior, and appropriate
eye contact.” Id. at 31–33. In short, the ALJ considered all the evidence, including the evidence
that supported and undercut Plaintiff’s reports of the intensity and persistence of her symptoms,
and concluded that it supported “moderate” limitations.
Second, the ALJ did not err by considering Plaintiff’s failure to follow-up on recommended
treatment. SSA regulations provide that an ALJ can consider “noncompliance” as one factor in
analyzing a complainant’s credibility. See SSR 16-3p, 2016 WL 1119029, at *8 (“[I]f the
frequency or extent of the treatment sought by an individual is not comparable with the degree of
the individual’s subjective complaints, or if the individual fails to follow prescribed treatment that
might improve symptoms, we may find the alleged intensity and persistence of an individual’s
symptoms are inconsistent with the overall evidence of record.”); see also Vega v. Comm’r of Soc.
Sec., 358 F. App’x 372, 375 (3d Cir. 2009) (stating that it is “not improper” for the ALJ to consider
the claimant less credible if the claimant fails to follow a treatment plan without good reason);
Kenneth W. v. Comm’r of Soc. Sec., No. 19-CV-0825, 2020 WL 7385251 at *7 (W.D.N.Y. Dec. 16,
2020) (finding that the ALJ properly considered the plaintiff’s non-compliance with mental health
treatment and medications when determining the alleged intensity and persistence of plaintiff’s
symptoms); Diaz-Sanchez v. Berryhill, 295 F. Supp. 3d 302, 306 (W.D.N.Y. 2018) (finding that the
ALJ properly construed the plaintiff’s inaction in receiving treatment for an allegedly disabling
mental health condition as evidence that the condition was not seriously limiting).
Plaintiff claims that the ALJ failed to inquire about or “consider whether Plaintiff had
reasons for not pursuing” the treatment recommended by her doctors. ECF No. 9 at 23. This Court
has recognized that when determining the claimant’s credibility, “the ALJ should . . . ‘review the
case record to determine whether there are explanations’ for a claimant’s failure to follow
16 treatment.” Darlene M. v. Kijakazi, No. 20-cv-1817, 2021 WL 6841641, at *23 (D.D.C. Sep. 3,
2021) (quoting SSR 16-3p, 2017 WL 5180304, at *10), report and recommendation adopted sub
nom. Darlene M. v. O’Malley, 2024 WL 2813317 (D.D.C. June 3, 2024). That is because a
sufficient explanation for the claimant’s noncompliance, such as that the claimant cannot afford
the treatment, can negate the inference that the claimant’s symptoms are not as severe as claimed.
See Michael C. v. Kijakazi, 18-cv-1935, 2022 WL 2305735, at *8 (D.D.C. Mar. 5, 2022).
However, this Court has rejected the contention that the ALJ must “engag[e] in ‘detailed
questioning’ of the claimant to ascertain the reason(s) for failing to follow the prescribed
treatment.” Darlene M., 2021 WL 6841641, at *22 (quoting SSR 82-59, 1982 WL 31384, at *2)).
To be sure, there are situations in which such an inquiry must occur—it is required “where the ALJ
concludes that a claimant is disabled and must thereafter determine whether the noncompliance
should block her entitlement to benefits.” Id. (collecting cases). But this is not such a situation.
More, this Court and others have found that an ALJ’s failure to consider reasons a claimant did not
engage in recommended treatment may be cause for a remand where that “noncompliance [is] the
only thing barring relief,” but not where that noncompliance is “‘merely . . . a factor’ in their
decision.” Dennison v. O’Malley, No. 24-cv-2301, 2025 WL 2450674, at *4 (D.D.C. Aug. 26,
2025) (quoting Darlene M., 2021 WL 6841641, at *23). Here, as noted above, the ALJ also pointed
to medical evidence inconsistent with Plaintiff’s claims of disabling symptoms. Put another way,
“the ALJ’s credibility determination regarding Plaintiff’s statements about her impairments, given
their inconsistencies with various medical records, is supported by [substantial] evidence.” Troy
v. Colvin, No. 15-cv-916, 2016 WL 9390632, at *5 (D.D.C. Aug. 25, 2016), report and
recommendation adopted, 266 F. Supp. 3d 288 (D.D.C. 2017); cf. Johnson v. Comm'r of Soc. Sec.,
535 F. App’x 498, 507 (6th Cir. 2013) (“[E]ven if an ALJ’s adverse credibility determination is
17 based partially on invalid reasons, harmless error analysis applies to the determination, and the
ALJ's decision will be upheld as long as substantial evidence remains to support it.”).
Finally, even assuming that the ALJ erred by not considering Plaintiff’s explanation, it
made no difference in the outcome. See Katrina M. v. O’Malley, 752 F. Supp. 3d 1, 11 (D.D.C.
2024) (“For an ALJ’s error to warrant reversal or remand, the plaintiff must demonstrate that the
error was prejudicial and affected the disposition of the claim.”). Plaintiff’s briefs nowhere provide
an explanation for her noncompliance. See ECF No. 9 at 23; ECF No. 17 at 7. And the only reason
the Court can find in the record is Plaintiff’s statement to Dr. Carlson that she “want[ed] to wait
until other acute issues [were] handled.” ECF No. 7-9 at 8. In other words, Plaintiff’s own
explanation for her noncompliance is that her mental symptoms were not so severe that they
required immediate treatment. Unlike, for instance, an “inability to afford treatment,” Michael C.,
2022 WL 2865976 at *8, Plaintiff’s explanation does nothing to negate the inference that her
symptoms were not as severe as she claimed—indeed, if anything, it further supports that
conclusion. So there is no need to remand, even assuming error, because the ALJ would reach the
same result after considering Plaintiff’s explanation for her noncompliance.
B. The ALJ’s Evaluation of Medical Opinions
Plaintiff next challenges the ALJ’s rejection of Dr. Carlson’s and Nurse Ware’s medical
opinions. As explained below, neither of those challenges has merit.
1. Dr. Carlson
Dr. Carlson assessed more severe physical and mental limitations than the ALJ ultimately
adopted, finding that Plaintiff had an “extreme limitation” in her ability to complete a normal
workday and workweek, would struggle to maintain socially appropriate behavior, and would
likely have four or more absences from work per month. ECF No. 7-2 at 35. Dr. Carlson opined
18 that Plaintiff “would need to recline” and “had a limited ability to stand and walk.” Id. Dr. Carlson
also found that Plaintiff had a marked limitation in her ability “to work in coordination or proximity
to others without being distracted by them, perform at a consistent pace, interact appropriately
with the general public, accept instructions and respond appropriately to criticism, respond
appropriately to changes in the work setting, and travel in unfamiliar places.” Id. The ALJ
ultimately rejected Dr. Carlson’s opinion as “unpersuasive” given Dr. Carlson’s limited
observation of Plaintiff and Dr. Carlson’s opinion’s inconsistency with other evidence in the
record. Id. For a variety of reasons, Plaintiff claims that the ALJ should have adopted Dr. Carlson’s
opinion and that the ALJ’s refusal to do so is not supported by substantial evidence. The Court,
however, concludes that substantial evidence supports the ALJ’s rejection of Dr. Carlson’s opinion.
The opinion of a medical professional who has treated a claimant can be persuasive
evidence of a claimant’s condition. But an ALJ is not obligated to defer to any medical
professional. SSA regulations governing claims filed, like this one, after March 27, 2017, provide
that an ALJ “will not defer or give any specific evidentiary weight, including controlling weight,
to any medical opinion,” including an opinion from a medical source who has treated the claimant.
20 C.F.R. §§ 404.1520c(a), 416.920c(a). Instead, medical opinions are evaluated based on (1) the
supportability of the opinion (that is, the “objective medical evidence and supporting explanations
presented by [the] medical source to support his or her medical opinion []”) and (2) the consistency
of the opinion with other evidence in the record. Id. at §§ 404.1520c(b)(2), (c)(1)–(2),
416.920c(b)(2), (c)(1)–(2). An ALJ may also consider the medical source’s relationship with the
claimant, including the length of the treatment relationship, the frequency of examinations, the
purpose of the treatment relationship, the kinds and extent of examinations and testing performed,
and whether the medical source examined the claimant or merely reviewed evidence; the
19 specialization of the medical source; and “[o]ther factors” such as the medical source’s familiarity
with other evidence or understanding of SSA’s policies. Id. at §§ 404.1520c(c)(3)–(5),
416.920c(c)(3)–(5). At bottom, an ALJ must evaluate a medical opinion on its own merits, and
the ALJ’s evaluation must be supported by substantial evidence. To pass muster under the
substantial evidence standard, the ALJ must compose a “narrative discussion” identifying the
evidence that supports each conclusion within his decision. SSR 96-8p, 1996 WL 374184, at *7;
Butler, 353 F.3d at 1000. The narrative must permit the reviewing court to construct a “logical
bridge” connecting the ALJ’s conclusions to the evidence of record. Lane-Rauth, 437 F. Supp. 2d
at 67.
Here, the Court is persuaded that the ALJ properly analyzed the supportability and
consistency of Dr. Carlson’s limitations based on substantial evidence in the record. To start, the
ALJ provided a reasoned explanation for why he found Dr. Carlson’s decision lacked
supportability. For instance, the ALJ noted that, despite Dr. Carlson’s severe recommended
limitations on standing and walking and the need to recline, Dr. Carlson’s physical examinations
of Plaintiff revealed “generally good range of motion and strength in all extremities, intact
dexterity, normal gait, and no evidence of edema or effusion” and “have only revealed some pain
and limited range of motion.” ECF No. 7-2 at 35–36 (citing Exhibits 1F, 2F, 3F, 6F, 22F, 26F, 29F,
and 30F). Similarly, with respect to Dr. Carlson’s evaluation of Plaintiff’s mental health, the ALJ
noted it was based on relatively weak evidence: Plaintiff’s “self-report and [Dr. Carlson’s] limited
observation of the claimant.” Id. at 36 (citing Exhibit 28F). Elsewhere in her opinion, the ALJ
also noted Dr. Carlson’s observation that Plaintiff “was not on any mental health medication,” and
that, while Plaintiff’s “objective examination [by Dr. Carlson] showed some report of restless
movements, fast speech, and difficulty staying on topic,” it also “noted [Plaintiff] to be easily
20 redirectable and [that she] was able to address specific questions with reminders.” Id. at 35 (citing
Exhibit 26F).
Moreover, the ALJ adequately explained the inconsistencies with other evidence in the
record that led her to reject Dr. Carlson’s opinion. She noted that “the progress notes from
[Plaintiff’s] primary care physician do not show any support for [Dr. Carlson’s recommendations
regarding Plaintiff’s] need to recline or such extreme limitations in her ability to stand and walk.”
Id. at 35. The ALJ also noted that Plaintiff’s lack of need for emergency care, hospitalization, and
lack of follow up on mental health treatment were inconsistent with Dr. Carlson’s conclusions
about the severity of Plaintiff’s mental health symptoms. Id. at 36. And the ALJ considered the
relationship between Plaintiff and Dr. Carlson, noting that Dr. Carlson “was a colleague of the
claimant’s primary care physician and had reviewed her treatment notes and met with the claimant
starting only that same month.” Id. at 35. Together, that analysis is sufficient to explain the ALJ’s
refusal to adopt Dr. Carlson’s more extreme limitations.
Seeking to avoid that result, Plaintiff challenges the ALJ’s reasoning at virtually every turn.
None of those challenges has merit. First, Plaintiff claims that the ALJ’s reliance on Dr. Carlson’s
limited observation of Plaintiff is “contradicted by [the ALJ] later finding” persuasive other
witnesses who had not examined Plaintiff at all. ECF No. 9 at 15. Had this been the only fact on
which the ALJ relied, then Plaintiff might have a point. But as the above summary of the ALJ’s
reasoning should make clear, her consideration of Dr. Carlson’s relationship with Plaintiff was
only one of many factors counseling against adopting Dr. Carlson’s recommendation. The ALJ
gave top billing to facts undercutting the supportability and consistency of Dr. Carlson’s opinion.
That treatment comports with SSA rules that define supportability and consistency as “the most
important factors,” but provide that ALJs “may, but are not required to,” consider other factors,
21 such as the “[l]ength of the treatment relationship” and the “[e]xtent of the treatment relationship.”
20 CFR §§ 404.1520c(b)(2), (c)(3), 416.920c(b)(2), (c)(3). Put simply, the ALJ provided a
sufficient explanation for finding Dr. Carlson unpersuasive, even though Dr. Carlson examined
Plaintiff.
Relying on two Social Security Rulings, Plaintiff next claims that the ALJ erroneously
based her decision finding Dr. Carlson’s opinions unpersuasive on Plaintiff’s noncompliance with
treatment because she “failed to show where Plaintiff’s treatment providers recommended specific
treatment and how treatment would be expected to restore [Plaintiff’s] ability to engage in
substantial gainful activity.” ECF No. 9 at 15–16 (citing SSR 18-3p; SSR 16-3p). Plaintiff
misreads those Rulings. Neither apply to an ALJ’s evaluation of a medical source opinion. SSR
18-3p stipulates that SSA will “only perform” the more particularized “failure to follow prescribed
treatment analysis discussed in [SSR 18-3p] after [the SSA] find[s] that an individual is entitled to
disability . . ., regardless of whether the individual followed the prescribed treatment.” SSR 18-
3p, 2018 WL 4945641, at *3 (S.S.A. Oct. 2, 2018). That was not the situation here—that is, the
ALJ did not initially find the Plaintiff disabled and then retract that finding because she failed to
comply with prescribed treatment. Rather, the ALJ permissibly relied on record evidence that
Plaintiff failed to follow up with treatment as one factor to evaluate the weight of the evidence—
that is, Dr. Carlson’s conclusions about the severity of Plaintiff’s mental health impairments. ECF
No. 7-2 at 36; see Annette P. v. Comm’r Soc. Sec. Admin., No. 21-cv-2798, 2022 WL 4560495, at
*3 (D. Md. Sept 29, 2022) (finding the requirements of SSR 18-3p inapplicable because the ALJ
did not initially find the claimant disabled and permitting the ALJ to consider failure to comply
with prescribed treatment as a factor in discounting a medical opinion). Similarly misplaced is
Plaintiff’s reliance on SSR 16-3p. ECF No. 9 at 15–16 (citing SSR 16-3p). It provides guidance
22 on how the SSA considers a claimant’s failure to follow treatment when evaluating the claimant’s
own testimony regarding their symptoms, not on an ALJ’s assessment of the consistency of a
medical opinion with other record evidence. SSR 16-3p, 2016 WL 1119029, at *2. In any event,
the ALJ did in fact provide the explanation that Plaintiff claims is missing. The ALJ noted that
Plaintiff: (1) “reported mental health symptoms to her treating physicians on a regular basis,” (2)
“that she was recommended to follow-up with a formal mental health practitioner,” (3) that “the
record does not contain any evidence of any follow-up treatment,” and (4) that Plaintiff “was not
on any mental health medication.” ECF No. 7-2 at 35. That reasoning is sufficient even under the
rules Plaintiff incorrectly invokes.
Plaintiff also takes issue with the ALJ’s reliance on Plaintiff’s lack of hospitalization,
noting that “Plaintiff did not need to be psychiatrically hospitalized in order to show mental
dysfunction.” ECF No. 9 at 16. Although it is true that hospitalization or inpatient care is not
required for a disability finding, courts may consider “‘a pattern of conservative medical
treatment,’ such as mental health treatment ‘with medication and therapy’ but not ‘in-patient or
hospitalization care.’” Thomas v. Comm’r of Soc. Sec. Admin., 479 F. Supp. 3d 66, 89 (S.D.N.Y.
2020) (citation modified) (quoting Reyna v. Comm’r of Soc. Sec., No. 18-cv-636, 2019 WL
4415142, at *6 (W.D.N.Y. Sep. 16, 2019)). So the ALJ appropriately relied on Plaintiff’s lack of
emergency room visits and inpatient hospitalizations as one factor that undercut Dr. Carlson’s
opinion of “extreme” and “marked” limitations. And more fundamentally, the ALJ’s single
sentence concerning Plaintiff’s lack of emergency room visits and inpatient hospitalizations
followed a lengthy discussion of the findings from Dr. Carlson’s examination and included
references to multiple exhibits containing medical records across the different doctors. See ECF
No. 7-2 at 35–36. Thus, even if the lack of hospitalization did not support the ALJ’s conclusion,
23 the ALJ still offered sufficient reasoning to discount Dr. Carlson’s opinions based on other
evidence.
Finally, Plaintiff accuses the ALJ of ignoring evidence that supported Dr. Carlson’s
opinion, including “Plaintiff’s abnormal mental status examination results,” and of “cherry-
pick[ing]” evidence that supported the ALJ’s conclusion. ECF No. 9 at 16. But the ALJ did not
ignore Dr. Carlson’s findings that support a more restrictive RFC. The ALJ noted that Dr. Carlson
opined that Plaintiff would require unscheduled breaks and be unable to complete a typical
workday and workweek. See ECF No. 7-2 at 35. The ALJ also recognized that Plaintiff often
reported mental health symptoms to her treating physician. See id. The ALJ observed that while
Plaintiff was not on any mental health medication, Dr. Carlson’s examination showed “restless
movements, fast speech, and difficulty staying on topic” and that Plaintiff was “easily
redirectable.” Id. And most importantly, as explained above, the ALJ explained why other
evidence undercut the evidence on which Plaintiff now relies. In short, the ALJ did not ignore
Plaintiff’s mental health claims, including her regular mental health symptom reports to her
physicians. Rather, the ALJ weighed them against the other evidence in the record, including
Plaintiff’s lack of follow up with mental health care, lack of emergency mental health care, and
Dr. Carlson’s own concession that her opinion on Plaintiff’s mental health was limited to her self-
report and Dr. Carlson’s limited observation of her. See id. at 35–36.
In sum, the Court finds that the ALJ provided a sufficient explanation based on substantial
evidence for rejecting Dr. Carlson’s recommendations.
2. Nurse Ware
Plaintiff also claims that the ALJ erred by rejecting the limitations recommended by Nurse
Ware. Nurse Ware opined that Plaintiff was limited “to a range of the sedentary exertional level,
24 with sitting limited to 20 minutes to one hour, standing limited to 40 minutes to one hour, walking
limited to 30 minutes to one hour, frequent handling, fingering, and feeling on the right, occasional
reaching, pushing, and pulling on the right, [and] never reaching on the left,” among other
restrictions. Id. at 36. The ALJ concluded that the record “does not show any medically
determinable impairment that would support such extreme limitations.” Id. The Commissioner
responds that the ALJ properly considered supportability and consistency factors in finding Nurse
Ware’s “extreme assessment” not persuasive. ECF No. 15 at 25.
The ALJ here, too, provided a sufficient explanation for finding Nurse Ware’s opinion
unpersuasive based on its supportability and consistency. To begin, the ALJ explained the lack of
support for Nurse Ware’s recommended limitations. As the ALJ noted, physical examinations of
Plaintiff “only revealed some pain and limited range of motion,” which the ALJ concluded “does
not support” the “extreme limitations” recommended by Nurse Ware. ECF No. 7-2 at 36. While
the ALJ could have been clearer in her analysis, she properly evaluated the objective evidence
provided by Nurse Ware through the citations to Exhibit 30F, Nurse Ware’s examination notes.
See ECF No. 7-2 at 31, 34–37 (citing ECF No. 7-9 at 119, 136). Exhibit 30F contains a plethora
of normal physical findings and emphasizes Plaintiff’s “increased need for psychiatric evaluation.”
ECF No. 7-9 at 122. The ALJ discussed and cited the evidence Nurse Ware relied on to support
the ALJ’s reasoning. The ALJ properly considered the objective medical evidence and supporting
explanations presented by Nurse Ware through the ALJ’s citations to the record and corresponding
analysis.
The ALJ also properly articulated the lack of consistency between Nurse Ware’s opinion
and other evidence in the record. The ALJ noted that the record “does not show any medical
determinable impairment that would support such extreme limitations” as those recommended by
25 Nurse Ware. ECF No. 7-2 at 36. As the ALJ explained, for instance, Plaintiff’s physical
examinations only show “some pain and limited range of motion.” Id. And it is clear from the
ALJ’s opinion that Nurse Ware’s extreme limitations were inconsistent with a plethora of other
findings, including: (1) the progress notes from Plaintiff’s primary care physician, (2) Dr. Colon’s
findings, (3) Dr. Carlson’s findings of a “generally good range of motion and strength in all
extremities, intact dexterity, normal gait, and no evidence of edema or effusion,” (4) Plaintiff’s
“generally normal” diagnostic studies, and (5) Plaintiff’s history of “only some occasional
outpatient treatment for her musculoskeletal pain and fatigue.” Id. at 34–37.
In short, although the ALJ’s opinion on this issue may not be a paragon of clarity, the Court
can identify the ALJ’s reasoning based on the opinion as a whole. See Wonzell C. v. O’Malley, No.
22-cv-3828, 2024 WL 3738819, at *16 (D.D.C. May 8, 2024) (“An ALJ is not required to reiterate
his appraisal of the evidence in making a conclusion if the basis for that conclusion is identifiable
elsewhere in his opinion.”), report and recommendation adopted, 2024 WL 3288070 (D.D.C. July
3, 2024). Accordingly, the ALJ provided an adequate explanation for rejecting Nurse Ware’s
opinion.
C. Plaintiff’s RFC
Plaintiff finally raises multiple challenges to the RFC itself. Plaintiff chiefly claims that
that although the ALJ found Dr. Colon’s opinion consistent with other medical records and
supported by her examination of Plaintiff, the ALJ “failed to adopt numerous crucial limitations
assessed by Dr. Colon.” ECF No. 9 at 8–9. In particular, Plaintiff argues that the ALJ erred by
failing to account for Dr. Colon’s finding, which the ALJ adopted, that Plaintiff “has a moderate
limitation” in “concentrating, persisting[, and] maintaining pace,” ECF No. 7-2 at 32. ECF No. 9
at 9. Plaintiff also faults the ALJ’s decision for failing to include other limitations in her RFC,
26 claiming that the ALJ erred by not including a restriction corresponding to Plaintiff’s moderate
limitation in her ability to regulate emotions, control behavior, and maintain well-being and by
allowing for “frequent” social interaction after finding that Plaintiff had a moderate social
interaction limitation. Plaintiff is correct that the ALJ’s RFC did not properly account for
Plaintiff’s moderate CPP limitations. However, Plaintiff’s other contentions lack merit.
1. Consistency, Persistence, and Pace
Plaintiff argues that the ALJ’s RFC assessment did not properly account for her moderate
limitations in concentration, persistence, and pace. ECF No. 9 at 9–11. The Commissioner
contends that the ALJ’s RFC assessment is supported by substantial evidence and properly
accounted for Plaintiff’s moderate CPP limitations. ECF No. 15 at 22–23. On this issue, the Court
agrees with Plaintiff.
The CPP domain “refers to the [claimant’s] abilities to focus attention on work activities
and stay on-task at a sustained rate.” 20 C.F.R. pt. 404, Subpt. P, App. 1 § 12.00(E)(3). Here, the
ALJ found that Plaintiff has a “moderate” CPP limitation. ECF No. 7-2 at 32. In SSA parlance, a
“moderate” limitation means that the claimant’s “functioning in this area independently,
appropriately, effectively, and on a sustained basis is fair.” Id. § 12.00(F)(2)(c). Though the SSA
regulations do not define “fair,” this Court has previously explained that “a moderate limitation”
in maintaining CPP “necessarily establishes some deficit in the claimant’s ability to sustain focused
attention and concentration long enough to permit the timely and appropriate completion of tasks
commonly found in work settings.” Demetria R. v. Kijakazi, 2022 WL 3142376, at *14 (citations
modified) (quoting Nsiah v. Saul, No. 19-cv-42, 2020 WL 12948519, at *14 (D.D.C. May 12,
2020), report and recommendation adopted, 2021 WL 372784 (D.D.C. Feb. 3, 2021)).
27 Since a CPP limitation can affect a claimant’s ability to work, the ALJ must consider a CPP
limitation when “tailor[ing] a claimant’s RFC to his or her specific limitations.” Mirlin T. v.
Kijakazi, No. 20-cv-960, 2021 WL 9217635, at *10 (D.D.C. Aug. 24, 2021) (citing Williams v.
Colvin, 134 F. Supp. 3d 358, 365 (D.D.C. 2015)), report and recommendation adopted, 2022 WL
3139032 (D.D.C. Aug. 5, 2022). Many ALJs attempt to account for “moderate” CPP limitations
by restricting the claimant’s RFC to simple, routine, unskilled, and/or repetitive work (or some
derivative of those limitations). These attempts have received mixed reviews by federal courts.
Compare, e.g., Patrice V. v. Saul, No. 18-cv-2221, 2019 WL 3778771, at *5 (D. Md. Aug. 12,
2019) (finding that such an RFC did not, without more, sufficiently address moderate CPP
limitations), and Eichelberger v. Colvin, No. 16-cv-3299, 2018 WL 2740018, at *2 (D. Md. Apr.
12, 2018) (similar), with, e.g., Taft W. v. Saul, No. 19-cv-2781, 2020 WL 7074628, at *4 (D. Md.
Dec. 3, 2020) (finding that limiting claimant to one to four step routine, repetitive tasks adequately
addressed moderate CPP limitations), and Stout v. Colvin, No. 14-cv-2596, 2015 WL 7351503, at
*12 (D. Md. Nov. 20, 2015) (similar). Though the D.C. Circuit has yet to weigh in on this issue,
district courts have set out principles that guide the analysis in this case.
As this Court has observed, the fact that a claimant “can perform simple and repetitive
tasks says nothing about whether the individual can do so on a sustained basis.” Yamise R. v.
Kijakazi, 21-cv-3059, 2023 WL 7074088, *11 (D.D.C. Oct. 25, 2023) (quoting Crump v. Saul, 932
F.3d 567, 570 (7th Cir. 2019)); see also Petty v. Colvin, 204 F. Supp. 3d 196, 206 (D.D.C. 2016)
(finding that, generally, limiting a claimant to “simple, routine, and repetitive tasks” is insufficient
to address moderate CPP limitations because “the ability to perform simple tasks differs from the
ability to stay on task” (quoting Mascio v. Colvin, 780 F.3d 632, 638 (4th Cir. 2015))). Stated
differently, “someone with problems concentrating may not be able to complete a task consistently
28 over the course of a workday, no matter how simple it may be.” Martin v. Saul, 950 F.3d 369, 374
(7th Cir. 2020); see also Johnson v. Saul, No. 19-cv-3829, 2021 WL 411202, at *5 (D.D.C. Feb. 5,
2021) (“As numerous courts have noted, . . . the problem with finding a moderate CPP limitation
by requiring ‘simple, routine, and repetitive tasks’ is that such a restriction, without more, does not
actually address plaintiff’s mental impairments because the difficulty of a task does not necessarily
say anything about his ability to concentrate on it.”). Limiting a claimant to simple tasks therefore
may not adequately account for a moderate CPP limitation.
But the inverse is true, too. A claimant with a moderate CPP limitation may still be able to
perform simple, repetitive tasks without additional restrictions. As this Court has explained, “it is
decidedly not the case that ‘an RFC limiting a claimant to,’ for example, simple, routine, unskilled,
and/or repetitive work and tasks with a limited number of steps ‘can never be consistent with a
moderate limitation in maintaining concentration, persistence, or pace.’” Laura A. v. Kijakazi, No.
21-cv-451, 2022 WL 3644810, at *11 (D.D.C. Aug. 24, 2022) (emphasis omitted) (quoting Nsiah,
2020 WL 12948519, at *15 n.4). And as always, when considering a claimant’s CPP limitation,
the ALJ must build an “accurate and logical bridge from the evidence to [his] conclusion” and
explain why the claimant’s ability to perform simple tasks is consistent with a moderate limitation
in the ability to stay on task (i.e., concentrate and/or persist on a task). Lane-Rauth, 437 F. Supp.
2d at 67 (alteration in original) (quoting Scott v. Barnhart, 297 F.3d 589, 595 (7th Cir. 2002)). At
bottom, then, the ALJ must account for a moderate CPP limitation, and, as always, must do so in
a way that is susceptible to judicial review.
Lacking guidance from the D.C. Circuit on this issue, this Court has maintained that “‘an
ALJ’s RFC assessment must either adequately account for this deficit or adequately explain why,
notwithstanding that finding, the claimant’s overall limitations do not actually affect her capacity
29 to sustain simple, routine, or unskilled work.’” Yamise R., 2023 WL 7074088, at *11 (citation
modified) (quoting Demetria R., 2022 WL 3142376, at *14). This Court has therefore held that
an ALJ may address a moderate CPP limitation by either (1) “including additional limitations in
the RFC relevant to the CPP domain beyond an unadorned simple, routine, unskilled and/or
repetitive tasks (or its equivalent) restriction, or (2) adequately explaining why, notwithstanding
the moderate CPP limitation, the plaintiff’s overall limitations do not affect his or her capacity to
sustain simple, routine, unskilled and/or repetitive work.” Shea M. v. Kijakazi, No. 21-cv-2204,
2023 WL 3040602, at *18 (D.D.C. Apr. 21, 2023) (citation modified) (quoting Terri D. v. Berryhill,
No. 17-cv-11, 2018 WL 4688740, at *8 (W.D. Va. Sep. 28, 2018)).
Here, the ALJ did neither. Instead, the ALJ did exactly what this Court has previously held
is insufficient: limited Plaintiff to the performance of “simple, routine tasks, and simple decisions;
frequent interaction with supervisors, co-workers, and the public; and few changes to work
processes and settings,” ECF No. 7-2 at 33, without explaining how those limitations account for
Plaintiff’s CPP limitation. See Yamise, 2023 WL 7074088, at *11.
None of the limitations imposed by the ALJ adequately accounts for Plaintiff’s moderate
CPP limitation. To start, the restriction to “simple, routine tasks, and simple decisions” is
substantially the same as other RFC restrictions that this Court has found inadequate—without
further explanation by the ALJ—to address a moderate CPP limitation. See Yamise R., 2023 WL
7074088, at *11 (rejecting an RFC limiting claimant to “jobs that have only simple tasks, decisions,
and instructions, not performed in a fast-paced production environment,” as insufficient);
Demetria R., 2022 WL 3142376, at *14 (finding that limiting the claimant “to perform simple,
unskilled (SVP 1 or 2) sedentary work” did not adequately account for her moderate CPP
limitation); Nsiah, 2021 WL 372784, at *15 (concluding that an RFC restricting claimant to
30 “simple, routine, unskilled tasks; occasional changes in a routine work setting; and occasional
interaction with the public, co-workers, and supervisors” did not adequately account for plaintiff's
moderate CPP limitation); Mirlin T., 2021 WL 9217635, at *10 (finding that the “ALJ’s limitations
of ‘simple work, without fast pace or strict production quotas” did not adequately address plaintiff's
moderate CPP limitation). To be sure, this Court has recognized that a restriction to “simple 1–4
step, routine, repetitive tasks” can form part of a permissible RFC. See Teresa D. v. Bisignano,
No. 24-cv-2864, 2025 WL 2255216, at *11 (D.D.C. Aug. 7, 2025) (collecting cases). But this
Court has emphasized “that such a limitation is materially different than a limitation to ‘simple,
routine, and repetitive tasks’ because the limit on the steps ‘necessarily narrows the universe of
tasks and jobs Plaintiff can perform to a small subset that demand reduced attention and
concentration.’” Id. (quoting Laura A., 2022 WL 3644810, at *12). Similarly, although this Court
has upheld RFCs that restrict the claimant to “only occasional decision making,” id., such a
limitation is distinguishable from a restriction to “simple decisions” because the fact that a
claimant can make simple decisions “says nothing about whether the individual can do so on a
sustained basis,” Yamise R., 2023 WL 7074088, at *11. Accordingly, that limitation is not
sufficient to account for Plaintiff’s CPP limitation.
Nor does restricting Plaintiff to “frequent interaction with supervisors, co-workers, and the
public” suffice. Indeed, that limitation is less restrictive than restrictions that this Court has found
fail to account for a moderate CPP limitation. See Yamise R., 2023 WL 7074088, at *11
(concluding that limiting the claimant to “no more than occasional” interaction with supervisors,
“coworkers, or the general public” was insufficient to account for a moderate CPP limitation);
Nsiah, 2021 WL 372784, at *15 (concluding that an RFC restricting claimant to “occasional
interaction with the public, co-workers, and supervisors” did not adequately account for claimant's
31 moderate CPP limitations). So that restriction does not adequately account for Plaintiff’s CPP
limitation, either.
Finally, limiting Plaintiff to jobs with “few changes to work processes and settings” does
not save the ALJ’s RFC here. In fairness to the Commissioner, “this Court and others have held
that a limitation allowing only occasional changes in the work setting helps to adequately account
for moderate CPP limitations, as it eliminates ‘constant distractions for an employee who struggles
to concentrate and stay on task.’” Teresa D., 2025 WL 2255216, at *11 (quoting Laura A., 2022
WL 3644810, at *13). But “helps to” is the operative phrase there. In other words, a restriction
on workplace changes does not on its own save an otherwise insufficient RFC. Thus, this Court
has rejected RFCs containing similar limitations where, as here, that limitation is paired only with
generic “simple task” restrictions or their equivalent. Compare Shea M., 2023 WL 3040602, at
*19 (concluding that, without more, limiting claimant to no more than “gradual” “changes in work
duties” was insufficient to account for a moderate CPP limitation), and Nsiah, 2021 WL 372784,
at *15 (concluding that an RFC restricting claimant to “simple, routine, unskilled tasks; occasional
changes in a routine work setting; and occasional interaction with the public, co-workers, and
supervisors” did not adequately account for claimant's moderate CPP limitations), with Teresa D.,
2025 WL 2255216, *11 (upholding RFC limiting claimant to “occasional changes in the work
setting,” in addition to restricting claimant to “simple 1–4 step, routine, repetitive tasks” and “only
occasional decision making”). Therefore, the Court concludes that the ALJ did not adequately
account for Plaintiff’s moderate CPP limitation in Plaintiff’s RFC.
Nor did the ALJ “adequately explain why, notwithstanding [the] finding [that Plaintiff had
a moderate CPP limitation, her] overall limitations do not [actually] affect her capacity to sustain
simple, routine, or unskilled work.’” Demetria R., 2022 WL 3142376, at *14 (quoting Nsiah, 2020
32 WL 12948519, at *14); see also Laura A., 2022 WL 3644810, at *11 (“This Court has maintained
that ALJs can properly account for CPP limitations by limiting the type of work and tasks the
claimant can perform—such as, for example, simple and routine tasks or work that requires a
limited number of steps—if they ‘explain how such an RFC is consistent with the claimant's
trouble with [CPP].’” (quoting Nsiah, 2021 WL 372784, at *15 n.4)). Again, an ALJ can
adequately account for a moderate CPP limitation “by limiting the type of work and tasks the
claimant can perform—such as, for example, simple and routine tasks or work that requires a
limited number of steps.” Yamise R., 2023 WL 7074088, at *11. But the ALJ must also actually
explain “how such an RFC is consistent with the claimant’s trouble with concentration, persistence,
or pace.” Nsiah, 2020 WL 12948519, at *15 n.4. Here, the ALJ’s opinion provides no explanation
as to how, despite Plaintiff’s moderate CPP limitations, Plaintiff is capable of “sustaining focused
attention and concentration for a significant amount of time,” much less the persistence and pace
needed to complete a normal workday or workweek notwithstanding Plaintiff’s RFC restriction to
simple, low stress work. Mirlin T., 2021 WL 9217635, at *10. To satisfy this requirement, the
ALJ might have pointed to facets of Plaintiff’s life where she exhibits sustained focused attention,
or testimony that she is capable of doing so. Cf. Laura A., 2022 WL 3644810, at *9, *12 (denying
a motion for remand where the ALJ expressly concluded that the record did not reflect a significant
defect in plaintiff’s concentration, relying on an examiner’s report showing plaintiff had only
mildly impaired attention and concentration and no limitation on her ability to understand,
remember or apply simple directions and instructions and plaintiff’s own concession that she had
the ability to follow written and verbal instructions). But the ALJ did not do so. Accordingly,
because the ALJ failed to include restrictions appropriate to Plaintiff’s moderate CPP limitation or
33 to explain why such restrictions are unnecessary, the ALJ’s RFC is not supported by substantial
Finally, the Commissioner advances no argument that the ALJ’s failure to account for
Plaintiff’s moderate CPP limitations constituted harmless error. 11 Given this Court’s conclusion
that Plaintiff’s moderate CPP limitations were not adequately addressed by the RFC, and that the
ALJ’s question to the vocational expert included only the limitations outlined in the RFC, see ECF
No. 7-2 at 89, the Court concludes that the ALJ may not have provided an accurate hypothetical
question to the vocational expert. See Petty, 204 F. Supp. 3d at 205 (finding that an ALJ’s failure
to convey accurately the claimant’s limitations to the expert can serve as grounds for reversal
because it “undermines the expert’s testimony that a claimant can perform other work,” an
instrumental aspect of determining whether the claimant qualifies for disability benefits).
Accordingly, the Court will grant the Plaintiff’s motion for remand on this basis.
2. Plaintiff’s Ability to Regulate Emotions, Control Behavior, and Maintain Well-being
Plaintiff also contends that the ALJ erred by failing to include restrictions that reflect
Plaintiff’s moderate limitation in her ability to regulate emotions, control behavior, and maintain
well-being. ECF No. 9 at 9. The domain of regulating emotions, controlling behavior, and
maintaining well-being in a work setting falls under the larger category of “adapting and managing
oneself.” 20 C.F.R. Pt. 404, Subpt. P, App’x 1, § 12.00(E)(4). Specifically, examples of the ability
to “regulate emotions, control behavior, and maintain well-being” include:
responding to demands; adapting to changes; managing your psychologically based symptoms; distinguishing between acceptable and unacceptable work performance; 11 Errors of this kind have previously been considered harmless if “(1) medical evidence demonstrates that a claimant can engage in simple, routine tasks or unskilled work despite limitations in concentration, persistence, and pace and that the hypothetical question given to the expert is limited to only include only unskilled work or (2) the hypothetical otherwise implicitly accounts for a claimant’s limitation in concentration, persistence, and pace.” Mirlin T., 2021 WL 9217635, at *11 (citation modified) (quoting Petty, 204 F. Supp. 3d. at 206). The Commissioner makes no effort to apply that standard here, and the Court will not make that argument for him.
34 setting realistic goals; making plans for yourself independently of others; maintaining personal hygiene and attire appropriate to a work setting; and being aware of normal hazards and taking appropriate precautions.
Id. The ALJ found that Plaintiff has a “moderate” limitation in her ability to “regulate emotions,
control behavior, and maintain well-being.” ECF No. 7-2 at 33. Plaintiff faults the ALJ for not
including additional restrictions in her RFC to account for that finding, such as “need[ing] to be
absent from work” or “need[ing] to be off task during work.” ECF No. 9 at 9. The Court finds
that Plaintiff’s RFC sufficiently accounts for her adapting and managing limitations.
Plaintiff’s RFC limiting her to simple, routine tasks, and simple work-related decisions;
frequent interaction with supervisors, co-workers, and the public; and few changes to work
processes and settings, sufficiently accounts for her moderate limitation in her ability to regulate
emotions. For starters, other courts have found that an RFC restriction specifically relating to
regulating emotions is not required if the RFC can otherwise account for the emotional regulation
limitation, and that a restriction to simple, routine, and repetitive tasks sufficiently accounts for
such a limitation. See, e.g., Terrence S. B. v. Comm’r of Soc. Sec., No. 22-CV-0380, 2024 WL
4131237, at *4 (W.D.N.Y. Sept. 10, 2024) (finding an RFC limiting the plaintiff to “simple, routine,
and repetitive tasks,” and “occasionally interact[ing] with supervisors and coworkers” was
sufficient to account for a mild to moderate limitation in regulating emotions); Mangual v. Comm’r
of Soc. Sec., 600 F. Supp. 3d 313, 329 (S.D.N.Y. 2022) (finding an RFC limiting the plaintiff to
“simple, routine, and repetitive tasks” was sufficient to account for a moderate limitation in
regulating emotions); see also, e.g., Seth M. D. v. Comm’r of Soc. Sec., No. 21-cv-1116, 2024 WL
1130381, at *9 (W.D.N.Y. Mar. 15, 2024) (finding an RFC limiting plaintiff to “simple, routine,
and repetitive tasks,” and “occasionally interacting with supervisors, coworkers, and the public”
was sufficient to account for a moderate limitation in regulating emotions); Christina G. v. Comm’r
of Soc. Sec., No. 22-CV-00173, 2025 WL 1371425, at *4 (W.D.N.Y. May 12, 2025) (same); 35 Demeca P. v. Comm’r of Soc. Sec., No. 22-CV-504, 2024 WL 4505265, at *3 (W.D.N.Y. Oct. 16,
2024) (same).
While not binding, these decisions are persuasive. A moderate limitation in this area means
that the claimant has a “fair” ability to engage in certain tasks, 20 C.F.R. § 404, subpt. P, App’x 1,
§ 12.00(F)(2)(c), including “[r]esponding to demands,” “adapting to changes,” “distinguishing
between acceptable and unacceptable work performance,” “setting realistic goals,” and “making
plans for [oneself] independently of others,” id. § 12.00(E)(4). Restricting Plaintiff to simple,
routine tasks and simple work-related decisions, with few changes to work processes and setting,
directly corresponds to such limitations. For instance, restricting Plaintiff to few changes to work
processes and setting corresponds to her diminished ability to “adapt[] to changes” in the
workplace. See id. And restricting her to simple, routine tasks corresponds to a diminished
capacity to “[r]espond[ ] to demands,” “mak[e] plans for [oneself] independently,” and
“distinguish[ ] between acceptable and unacceptable work performance.” See id.
Moreover, Plaintiff’s RFC is stricter than that in Mangual, where the court found that the
sole inclusion of limiting the plaintiff to “simple, routine, and repetitive tasks” was sufficient to
account for a moderate limitation in regulating emotions. Mangual, 600 F. Supp. 3d at 329. The
ALJ here additionally restricted Plaintiff to no more than “frequent interaction with supervisors,
co-workers, and the public; and few changes to work processes and settings.” ECF No. 7-2 at 33.
In addition, the ALJ here went further than in Mangual by separately discussing the reasons for
placing a limitation on Plaintiff’s ability to regulate emotions, rather than relying on a discussion
of the broader category of adapting and managing oneself. See id. at 32–33. The ALJ balanced
Plaintiff’s abilities, such as her capacity to get along with others, with her constraints, such as
problems sleeping and staying on task. See id. at 33.
36 Accordingly, Plaintiff’s RFC sufficiently accounts for her adapting and managing
limitation.
c. Frequent Versus Occasional Social Interaction Limitations
Plaintiff finally challenges the ALJ’s finding that Plaintiff can engage in frequent rather
than occasional social interaction. The ALJ found that Plaintiff has a “moderate limitation” in her
ability interact with supervisors, co-workers, and the public. ECF No. 7-2 at 32. For that reason,
the ALJ restricted Plaintiff to “frequent interaction with supervisors, co-workers, and the public.”
Id. at 33. Plaintiff argues that a more restrictive accommodation was required.
In the Social Security system, mental impairments are ranked on a five-point scale: none,
mild, moderate, marked, and extreme. 20 C.F.R. §§ 404.1520a(c)(4), 416.920a(c)(4). 12 Here, the
ALJ concluded that Plaintiff suffers from a “moderate” limitation in social interaction, meaning
that her ability to engage in social interaction “is fair,” which is somewhere in between “slightly
limited” and “seriously limited.” 20 C.F.R. §. 404, subpt. P, App’x 1, § 12.00(F)(2). One method
of accounting for this type of limitation is to restrict how frequently the claimant may encounter
the condition. SSA regulations provide that an ALJ can restrict a claimant to never encountering
12 The Social Security Administration defines these terms as follows:
a. No limitation (or none). You are able to function in this area independently, appropriately, effectively, and on a sustained basis.
b. Mild limitation. Your functioning in this area independently, appropriately, effectively, and on a sustained basis is slightly limited.
c. Moderate limitation. Your functioning in this area independently, appropriately, effectively, and on a sustained basis is fair.
d. Marked limitation. Your functioning in this area independently, appropriately, effectively, and on a sustained basis is seriously limited.
e. Extreme limitation. You are not able to function in this area independently, appropriately, effectively, and on a sustained basis.
20 C.F.R. §. 404, subpt. P, App’x 1, § 12.00(F)(2).
37 the condition; occasionally encountering it, meaning up to one-third of the time; frequently
encountering it, meaning between one-third to two-thirds of the time; or constantly encountering
it, meaning two-thirds or more of the time. See Carson v. Barnhart, 140 F. App’x 29, 37 (10th Cir.
2005); SSR 83-10, 1983 WL 31251, at *5–6. Here, the ALJ restricted Plaintiff to “frequent” social
interaction, meaning she could engage in social interaction one- to two-thirds of the time.
Though perhaps counterintuitive because of the nomenclature, as other courts have held,
an ALJ’s finding of “a moderate limitation [in a particular area of functioning] is not inconsistent
with a finding that an individual can engage in frequent, but not constant activity” in that area.
May v. Comm’r of Soc. Sec., No. 17-CV-1347, 2019 WL 2717991, at *4 (W.D.N.Y. June 28, 2019)
(quoting Jennifer Lee W. v. Berryhill, 18-CV-64, 2019 WL 1243759, at *5 (N.D.N.Y. March 18,
2019)); accord Simmons v. Saul, No. 18-cv-1293, 2019 WL 12251882, at *17 (D.D.C. Sep. 30,
2019), report and recommendation adopted, 2019 WL 12251883 (D.D.C. Oct. 22, 2019); see also
Wightman v. Comm’r of Soc. Sec., No. 18-CV-6295, 2019 WL 2610712, at *2 (W.D.N.Y. June 26,
2019) (“[T]he ALJ’s finding that plaintiff’s moderate limitation in social interaction permits him
to tolerate ‘frequent’ contact with supervisors, coworkers and the public was not erroneous.”);
Smith v. Berryhill, No. 17-CV-305, 2017 WL 5988653, at *6 (D. Colo. Dec. 1, 2017) (“By limiting
Mr. Smith to frequent interaction, as opposed to constant interaction, the ALJ accounted for Dr.
Suyeishi’s moderate limitation in this regard”); Treadwell v. Colvin, No. 13-CV-370, 2014 WL
4656852, at *11 (E.D.N.C. Sept. 17, 2014) (“The ALJ assigned each of these opinions ‘some
weight’ and restricted Claimant to only frequent contact with the public as a result of his
consideration.). That is because “frequently” is defined by SSA regulations to mean “occurring
from one-third to two-thirds of the time.” SSR 83-10, 1983 WL 31251, at *5–6. And restricting
a claimant to exposure to the condition only one- to two-thirds of the time is an appreciable
38 limitation—a reduction in exposure of 33% to 66% compared to a non-limited individual—which
is sufficient to account for a “fair” limitation. 20 C.F.R. §. 404, subpt. P, App’x 1, § 12.00(F)(2).
Accordingly, restricting Plaintiff to frequent social interaction adequately accounted for her
moderate limitation in this area.
Moreover, like in Simmons, the ALJ here adequately explained why Plaintiff could have
frequent interactions with the others despite her moderate limitations in the area of social
interaction. 2019 WL 12251882, at *16–17. In Simmons, the ALJ specifically assessed the
plaintiff’s allegations for consistency with the evidence, noting that he “shops in stores, handles
his own money, and is active in his church community,” leading to the conclusion that he “had no
problems getting along with family, friends, neighbors, or others.” Id. at *17. Similarly here, the
ALJ relied on Plaintiff’s testimony that she “had no problems getting along with other people,”
that her “activities of daily living were also generally good,” and that she regularly requested that
another person accompany her “on public transportation to go shopping due to her anxiety.” ECF
No. 7-2 at 32. Accordingly, the Court finds that the Plaintiff’s RFC properly assessed her ability
to interact with others.
* * * In sum, the Court finds that substantial evidence supports the ALJ’s discounting of
Plaintiff’s testimony regarding the intensity and persistence of her symptoms, the ALJ’s rejection
of the limitations recommended by Dr. Carlson and Nurse Ware, and the ALJ’s incorporation of
limitations based on Plaintiff’s limitations in three of the four areas of mental functioning. But the
Court agrees with Plaintiff that the ALJ failed to properly account for her moderate CPP limitation
when determining her RFC. Accordingly, the Court reverses and remands for the ALJ to re-
determine Plaintiff’s RFC, taking proper account of her moderate CPP limitation.
39 IV. CONCLUSION
For the reasons stated above, the Court will enter a separate Order that Plaintiff’s motion
for judgment of reversal, ECF No. 9, is GRANTED to the extent it requests remand to the
Commissioner for further administrative proceedings, Defendant’s motion for judgment of
affirmance, ECF No. 15, is DENIED, and this case is REMANDED to the Commissioner pursuant
to sentence four of 42 U.S.C. § 405(g).
2025.12.22 11:06:50 -05'00' Date: December 22, 2025 ____________________________________ G. MICHAEL HARVEY UNITED STATES MAGISTRATE JUDGE
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