Ponte v. Malina Co.

745 A.2d 127, 2000 R.I. LEXIS 13, 2000 WL 72067
CourtSupreme Court of Rhode Island
DecidedJanuary 26, 2000
Docket98-337-M.P.
StatusPublished

This text of 745 A.2d 127 (Ponte v. Malina Co.) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ponte v. Malina Co., 745 A.2d 127, 2000 R.I. LEXIS 13, 2000 WL 72067 (R.I. 2000).

Opinion

OPINION

FLANDERS, Justice.

This is a workers’ compensation case involving an employee who suffered more than one incapacitating, work-related injury in 1986 from an on-the-job accident. It presents us with the following issue: did the expiration of any applicable time period bar the employee’s attempt in 1993 to amend a 1986 memorandum of agreement (MOA) and to obtain workers’ compensation benefits based upon an original injury *129 that was not included in the 1986 MOA? 1 For the reasons set forth below, we hold that no applicable filing period had expired to bar this injured employee’s 1993 petition to amend the 1986 MOA. Nevertheless, any petition filed by the employee to obtain additional compensation retroactive to the date of the 1986 MOA (or to some later date, if the MOA was still in effect) based upon such an omitted, original injury — or based upon some new and different original injury included in the newly amended MOA — had to be brought within the then-applicable three-year period specified in General Laws 1956 § 28-35-57, as amended by P.L.1982, ch. 32, art. I, § 10 of the Workers’ Compensation Act (WCA). 2 However, once an MOA has been amended to include a previously omitted, original injury, petitions for review based upon an alleged recurrence of the employee’s incapacity shall be subject to the provisions of § 28-35-45, as amended by P.L.1992, ch. 31, § 13.

The petitioner, Estrela F. Ponte (employee), claims that § 28-35-5, as amended by P.L.1982, ch. 32, art. I, § 10 3 entitled “Appeals from memorandum of agreement,” allowed her to petition in 1993 for the amendment to the 1986 MOA filed by her employer in order to add another injured body part to the injuries her employer had originally specified therein. Because § 28-35-5 does not specify any time period for filing such petitions, a panel of the Workers’ Compensation Court’s (WCC) Appellate Division erred, she contends, in reversing a trial judge’s decision allowing her to amend the 1986 MOA to add another injured body part. The respondent, Malina Company (employer), on the other hand, agrees with the panel’s holding that § 28-35-57, entitled “Limitation of claims for compensation,” applied to such petitions. Therefore, employer contends that the panel properly rejected employee’s 1993 attempt to amend the 1986 MOA and to obtain retroactive compensation for an injury that was not included in that MOA because it was filed long after § 28-35-57’s then-existing three-year-limitations period had expired. The employee also claims that the panel erred in determining that she failed to prove a return of incapacity, and in holding that her employ *130 er was not responsible for compensation allegedly owed to her from the date of her alleged return of incapacity. For the reasons explained below, we grant employee’s certiorari petition in part by allowing her to amend the 1986 MOA to include her neck injury, but we deny the petition and affirm the panel’s decision in all other respects.

Facts and Travel

The Memorandum of Agreement and WCC 87-9010

In May 1986 employee injured herself while working as a machine operator at her employer’s place of business. On July 7, 1986, employer filed an MOA with the Rhode Island Department of Labor and Training and duly served employee with a copy. The MOA described employee’s injury as a “sprain on left shoulder.” This description of her injury, employee later alleged, was incomplete in that it failed to mention the injury to employee’s neck (that is, her cervical area) that she also suffered when she hurt her shoulder at work. Nevertheless, employee initially failed to take any steps to amend the MOA while she received workers’ compensation benefits in accordance with this MOA until September 6, 1988. On that date employer’s 1987 petition for review resulted in a termination of employee’s benefits based upon the trial judge’s finding that employee’s work-related left-shoulder injury no longer was disabling (WCC 87-9010). The Appellate Division affirmed this decree on November 16, 1989. The employee then petitioned for a writ of certiorari, which this Court denied in January, 1990.

WCC 88-4912 and WCC 89-8002

In 1989 employee filed two subsequent petitions. Petition 89-8002 alleged a recurrence of her incapacity in October 1988 and continuing, arising from her original injury. Petition 88-4912 similarly alleged a recurrence of incapacity arising from the same injury, but employee included in that petition a request that the MOA be amended to include a neck injury as well as her left-shoulder injury. Counsel for employee, however, indicated to the trial judge that the petition requesting an amendment to the MOA should be withdrawn. The trial judge stated, “I’m going to withdraw 88 — 4912,” to which employer’s counsel responded, “That’s the one that should be withdrawn.” Counsel for both parties stipulated to the withdrawal of 88-4912 in toto by signing their names next to the word “withdrawn” on the petition.

A WCC trial judge then heard petition 89-8002 on its merits. Both employee and employer were represented by counsel and were given an opportunity to present their cases. After a review of the medical evidence — which primarily addressed the employee’s complaints about her neck injury — the trial judge found that no recurrence of incapacity had occurred as of October 1988, and continuing. Hence, the court denied employee’s petition on February 28, 1990, and employee did not appeal.

WCC 93-6139

In 1993 employee, through new counsel, filed a second petition to amend the MOA (WCC 93-6139). This time employee alleged that the MOA did not “accurately and completely set forth and describe the nature and location of all injuries sustained by [her]” in 1986. Once again employee sought to amend the 1986 MOA to include her neck injury in addition to her left-shoulder injury. In her brief to this Court, employee asserted that “inexplicably” the original MOA had failed to state that she also had suffered a neck injury at the same time that she suffered her left-shoulder injury.

The employer opposed the petition by arguing (1) that the applicable three-year limitations period for filing compensation claims (§ 28-35-57) barred any amendment to the MOA that would add a neck injury, and (2) that the proposed MOA amendment was barred by the doctrine of *131 res judicata. With regard to employer’s § 28-35-57 argument, the court noted that there was some ambiguity in the WCA concerning what limitations period, if any, applied to the petition to amend the MOA. The trial judge stated that the document under review was an MOA, and therefore § 28-35-45, 4 which governed review and modification of decrees, did not apply. Nor did § 28-35-61 5 apply, according to the trial judge, because that section also dealt solely with decrees. Instead, the court held that § 28-35-5 applied.

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Cite This Page — Counsel Stack

Bluebook (online)
745 A.2d 127, 2000 R.I. LEXIS 13, 2000 WL 72067, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ponte-v-malina-co-ri-2000.