Pollet v. Sears Roebuck & Co

Court of Appeals for the Fifth Circuit·Decided July 18, 2002·No. 01-31309·Unpublished

Opinion

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 01-31309

Summary Calendar

EMILY POLLET Plaintiff - Appellant

v.

SEARS ROEBUCK AND COMPANY Defendant - Appellee

Appeal from the United States District Court for the Eastern District of Louisiana No. OO-CV-3654-T

July 18, 2002

Before KING, Chief Judge, and DAVIS and EMILIO M. GARZA, Circuit Judges.

PER CURIAM:* Plaintiff-Appellant Emily Pollet appeals the district court’s summary judgment in favor of Defendant-Appellee Sears Roebuck and Company on Pollet’s state law negligence claim arising from her slip and fall while entering a Sears-owned

*

Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4.

department store on a rainy day. For the following reasons, we AFFIRM.

I. FACTUAL AND PROCEDURAL HISTORY On November 20, 1999, Plaintiff-Appellant Emily Pollet slipped and fell as she was entering a Sears Department Store owned by Defendant-Appellee Sears Roebuck and Company (“Sears”). It was raining that day. On November 20, 2000, Pollet filed suit against Sears in Louisiana state court. Pollet alleged that Sears’s negligence caused her injury because the defendant’s store had knowledge of, and failed to correct, a hazardous condition that caused Pollet’s fall. Pollet alleged that the hazard was created by a puddle of rainwater on the entrance floor of the store combined with a floor mat caught under one of the doors.

On December 8, 2000, Sears removed the action to federal district court, pursuant to 28 U.S.C. §§ 1332, 1441(a) (1994),2

2 Section 1441(a) authorizes removal, providing in relevant part that “any civil action brought in a State court of which the district courts of the United States have original jurisdiction, may be removed by the defendant ... to the district court ....” 28 U.S.C. § 1441(a).

Section 1332 delineates the amount in controversy requirement, providing in relevant part that the “district courts shall have original jurisdiction of all civil actions where the matter in controversy exceeds the sum or value of [$75,000], exclusive of interest and costs, and is between- (1) citizens of different States ....” See 28 U.S.C.A. § 1332 (West 1993 & Supp. 2001).

on the ground of diversity of citizenship.3 The petition for removal included Sears’s assertion, in accordance with § 1332, that, based on Pollet’s claimed injuries and damages, the amount in controversy exceeds $75,000. On June 5, 2001, Sears filed a motion for summary judgment, arguing that Sears had no knowledge of any hazardous condition causing Pollet’s fall. Plaintiff Pollet made no challenge to the district court’s jurisdiction to decide the case at this time, or any time prior to appeal to this court. On October 1, 2001, the district court granted summary judgment in favor of Sears, dismissing Pollet’s claims with prejudice.4 Pollet timely appeals that summary judgment.

II. DISCUSSION

A. The Amount in Controversy Exceeds $75,000 For the first time on appeal, Pollet asserts that the district court lacked jurisdiction to grant summary judgment because the amount put in controversy by her suit fails to exceed $75,000. Pollet is correct that she may properly challenge federal court jurisdiction at any time and that such right is not

3 Pollet is a citizen of Louisiana, and Sears is a citizen of New York.

4 Pollet also originally named Sears’s insurer, Liberty Mutual Insurance Company (“Liberty”), as a defendant to this action. The district court noted in its October 1, 2001 order granting summary judgment, however, that Pollet had not served Liberty and that Liberty did not join Sears’s motion for summary judgment. On October 4, 2001, when the district court entered final judgment in favor of Sears, the court also dismissed Pollet’s claims against Liberty, without prejudice.

waived on appeal by the failure of a party to raise the issue before a trial court. See Simon v. Wal-Mart Stores, Inc., 193 F.3d 848, 850 (5th cir. 1999) (“[A] party may neither consent to nor waive federal subject matter jurisdiction.”). Thus, “[f]ederal courts may examine the basis of jurisdiction sua sponte even on appeal.” Id. She is also correct that for a federal court to have removal jurisdiction, the amount in controversy must exceed $75,000 pursuant to 28 U.S.C. § 1332.

Pollet claims that a settlement demand made by her on March 15, 2001, including $2,301.78 in medical bills and $40,000 in general damages, totaling $42,301.78, in addition to a settlement demand for $49,801.78 submitted to the court on September 26, 2001, show that the amount in controversy does not exceed $75,000. Both of those demands were made on December 8, 2000, and thus post-removal. Sears is correct that in making our determination as to the amount in controversy pursuant to § 1332, the damages that we may consider include only those damages claimed at the time of removal. Id. at 850 & n.10 (citing Allen v. R & H Oil & Gas Co., 63 F.3d 1326, 1335 (5th Cir. 1995)). Thus, we find that any post-removal action taken by Pollet, including either of her post-removal settlement demands, is immaterial to our determination whether her claims exceed $75,000 for the purpose of establishing federal diversity jurisdiction.

See Gebbia v. Wal-Mart Stores, Inc., 233 F.3d 880, 883 (5th Cir. 2000).5 Louisiana law prohibits a plaintiff such as Pollet from specifying damages in any numerical dollar amount in her

5 Several of our sister circuits have considered settlement offers or demands relevant to the jurisdictional determination of the amount in controversy. See Cohn, D.V.M. v. Petsmart, Inc., 281 F.3d 837, 840 & n.3 (9th Cir. 2002) (internal quotation and citations omitted) (finding that while a settlement offer itself “may not be determinative” it may “count[] for something” and may be considered relevant if it appears “to reflect a reasonable estimate of the plaintiff’s claim.”). The Eleventh Circuit, in Burns v. Windsor Ins. Co., 31 F.3d 1092, 1097 (11th Cir. 1994), for example, confronted a settlement offer made after removal but that offer merely corroborated an exact dollar amount specified in the complaint that was less than the federal jurisdictional minimum. The Eleventh Circuit found the damages specification in the complaint controlling. See id. We find the reasoning of those courts of appeals in favor of consideration of settlement offers or demands in a determination as to the jurisdictional amount in controversy unpersuasive in the instant, distinguishable circumstance.

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