Pollard v. United States

69 F.R.D. 646, 1976 U.S. Dist. LEXIS 17009
CourtDistrict Court, M.D. Alabama
DecidedJanuary 23, 1976
DocketCiv. A. No. 4126-N
StatusPublished
Cited by13 cases

This text of 69 F.R.D. 646 (Pollard v. United States) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pollard v. United States, 69 F.R.D. 646, 1976 U.S. Dist. LEXIS 17009 (M.D. Ala. 1976).

Opinion

MEMORANDUM OPINION

JOHNSON, Chief Judge.

This cause is now submitted on the applications for awards of attorneys’ fees and expenses presented to the Court by counsel for members of the class in whose behalf this lawsuit was brought, by counsel for the plaintiff-intervenor, and by counsel for certain individual members of the plaintiff class. The appropriate findings of fact and conclusions of law, to the extent material upon said applications for awards of attorneys’ fees and expenses, are incorporated in this memorandum opinion as authorized by Rule 52, Federal Rules of Civil Procedure.

As of this date, and based upon a stipulation entered into by counsel for the plaintiffs and the plaintiff-intervenor and the United States, it' appears that the total recovery resulting from this action for the members of the plaintiff class that have been located amounts to $9,066,000. This maximum amount has been calculated upon the assumption that each individual judgment heretofore entered in this cause on June 20, 1975, insofar as the plaintiffs who have been located are concerned, will be claimed by a lawful and rightful claimant within the time provided by the stipulation of settlement. In the event that any such judgment is not successfully claimed, the amount thereof will revert, as provided by the stipulation, to the Treasury of the United States. Based upon the terms of the settlement heretofore approved and the assumptions herein enumerated, the total recovery for the members of the plaintiff class that have been located is to be apportioned as follows to each individual judgment:

Subclass

Number of members of subclass

Amount of individual judgment

Total award to subclass

Living syphilitics 70 $37,500 $2,625,000

Living controls 46 16.000 736,000

Deceased syphilitics 339 15.000 5,085,000

Deceased controls 124 5,000 620,000

TOTALS 579 $9,066,000

[648]*648The United States has heretofore deposited with the Clerk said sum of $9,066,000, and the Clerk has placed same in interest-bearing certificates of deposit in local depositories pursuant to this Court’s orders of December 22 and 23, 1975.

Some of the participants in the Tuskegee Syphilis Study—36 “syphilitics” and 8 “controls”—have not as yet been located. By order of this Court of January 23, 1976, the United States was relieved of the obligation to deposit any sum for any person in the “unable to locate” category until such time as the Court enters a final judgment determining the status of said persons (alive or dead) on July 23, 1973, and the existence of heirs who have satisfactorily proved their relationship to the deceased participants so as to be entitled to the proceeds of the settlement. As such persons are located and such judgments are entered, the United States will deposit with the Clerk any amounts that are due.

Counsel for the plaintiffs have submitted evidence to the effect that, during the course of this litigation, they have rendered 7,562.50 lawyer-hours and 355 student-hours of service to the members of the class and have incurred $39,119.29 in necessary costs and expenses. On the basis of these representations, counsel seek an award of the statutory maximum 1 of 25 percent of the total recovery in this lawsuit, plus reimbursement for their out-of-pocket expenses.

In support of their prayer for the statutorily prescribed maximum award, plaintiffs’ counsel argue that this case was contingent in nature, involved certain novel questions of law, demanded a high level of skill and expertise of counsel, and produced a generous settlement fund. In addition, numerous practicing attorneys testified as witnesses at the hearing in support of the application filed by counsel, generally advancing the theory that private practitioners undertaking cases of this type would expect to be compensated at a rate no less than, and ordinarily in excess of, 25 percent of the total recovery projected in this case.

At the outset, the Court is confronted with the obvious fact that this action was filed as, and was permitted to proceed as, a class action. Recognition of this fact necessarily diminishes the relevance and significance of any evidence relating to attorney fee agreements mutually arrived at by competent, contracting attorneys and clients in individual cases. Kiser v. Miller, 364 F.Supp. 1311 (D.D.C.1973); Manual for Complex Litigation, § 1.47.

Because plaintiffs’ counsel rely so heavily upon the nature of this case and the quality of their performance in support of their request for a maximum award, the Court feels compelled to comment on these facets. First, it is quite true that the possibility of ultimate recovery in this case was contingent at the outset, and the Court considers this to be an important determinant of the ultimate award, for, after all, “[n]o one expects a lawyer whose compensation is contingent upon his success to’ charge, when successful, as little as he would charge a client who in advance had agreed to pay for his services, regardless of success.” Cherner v. Transitron Electronic Corporation, 221 F.Supp. 55, 61 (D.Mass.1963).

Second, counsel contend that the case involved certain novel questions of law. It is true that this case presented for decision a number of issues which had either not been treated authoritatively before 2 or which had been treated and decided in a manner found unsatisfactory by this Court.3 However, for [649]*649counsel to benefit in their fee request by the existence of novel questions of law, it should appear that counsel’s treatment of these issues materially assisted the Court in resolving them. This leads, therefore, to counsel’s next contention: that they demonstrated a high level of skill and expertise throughout the pendency of this lawsuit.

It is well settled that a trial court, in setting or approving the award of an attorney’s fee, is required to assess the quality of the attorney’s work product and his general ability before the Court. See Merola v. Atlantic Richfield Company, 493 F.2d 292 (3rd Cir. 1974); Johnson v. Georgia Highway Express, Inc., 488 F.2d 714 (5th Cir. 1974); Lindy Bros. Builders, Inc. of Philadelphia v. American Radiator & Standard Sanitary Corporation, 487 F.2d 161 (3rd Cir. 1973); National Council of Community Mental Health Centers, Inc. v. Weinberger, 387 F.Supp. 991 (D.D.C.1974); State of Illinois v. Harper & Row Publishers, Inc., 55 F.R.D. 221 (N.D.Ill.1972). Counsel in the instant case performed, on the whole, with that degree of competence which the Court expects of all counsel practicing at this bar. That is to say, counsel performed adequately, but no special skill was demonstrated which would warrant increasing the amount of the otherwise reasonable fee which the Court shall award.4

Lastly, counsel maintain that they are entitled to the maximum award because their efforts resulted in a large settlement fund for distribution to the class. As noted above, the result of this lawsuit is a fund in excess of $9,000,000 to be distributed to individual claimants in various amounts ranging up to $37,500, less attorneys’ fees and expenses.

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Cite This Page — Counsel Stack

Bluebook (online)
69 F.R.D. 646, 1976 U.S. Dist. LEXIS 17009, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pollard-v-united-states-almd-1976.