Police Benevolent Ass'n of New York State Troopers, Inc. v. Division of New York State Police

43 A.D.3d 125, 840 N.Y.S.2d 828
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 26, 2007
StatusPublished
Cited by5 cases

This text of 43 A.D.3d 125 (Police Benevolent Ass'n of New York State Troopers, Inc. v. Division of New York State Police) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Police Benevolent Ass'n of New York State Troopers, Inc. v. Division of New York State Police, 43 A.D.3d 125, 840 N.Y.S.2d 828 (N.Y. Ct. App. 2007).

Opinion

OPINION OF THE COURT

Cardona, EJ.

This action was commenced by five State Troopers and their Police Benevolent Association (hereinafter PBA) seeking a declaration that all State Troopers and Officers employed by defendant Division of State Police have a right to counsel and union representation at all stages of a critical incident investigation. The Division’s Administrative Manual presently defines a critical incident as, among other things, (1) “[a]ny action by a Member that results in serious physical injury or death to another person or the Member,” (2) “[a]ny discharge of a firearm, except lawful destruction of an animal or the firing of signal or warning shots,” or (3) “[a]ny traffic crash or incident involving a Division vehicle, aircraft or vessel which results in serious physical injury or death or substantial damage or potential civil liability.” According to the Administrative Manual, “[i]n all critical incidents both a criminal and administrative investigation will be conducted.” While the criminal investigation focuses on whether “the critical incident involved a violation of criminal statutes,” the administrative investigation “focus[es] on the involved Member’s compliance with Division Rules, Regulations and instructions.”

Until 2002, the Administrative Manual provided that a Troop Critical Incident Officer (hereinafter CIO) would be designated to conduct the administrative investigation and, as part of that investigation, the involved member was required to respond to questions regarding the critical incident and provide a written memorandum to the CIO. The Administrative Manual also [127]*127provided that “[m] embers should not be precluded from contacting their collective bargaining representative” and, indeed, it was the Division’s practice to allow members to consult with counsel or their union representative prior to answering questions or submitting a memorandum.

However, in 2002 the Division revised its protocols to prohibit such consultation. While a member was allowed to meet with counsel or a union representative prior to the initial inquiry into the facts of the critical incident, their role was limited to explaining the member’s rights and the procedures to be used; private discussions were prohibited. The critical incident inquiry was to be conducted by a Staff Inspector who was also appointed to the Critical Incident Investigation Team charged with conducting the administrative investigation. Importantly, the protocols contained no restrictions on the use of the statements and memoranda provided by a member during this initial critical incident inquiry. Thus, the member’s privilege against self-incrimination was potentially at risk should the matter proceed to disciplinary or criminal action.

In response to various PBA challenges to the 2002 revisions, the Division modified its protocols several times in order to insulate the initial inquiry from the administrative and criminal investigations to provide that a member is to be informed that his or her statements and memoranda will not be considered as admissions against interest in any subsequent disciplinary or criminal proceeding. According to the Division’s most recent revision in 2005—the version at issue herein—a separate Staff Inspector is responsible for conducting the initial inquiry subject to section 16.1 (D) of the collective bargaining agreement (hereinafter CBA).1 The initial inquiry is to be “completely isolated from the administrative investigation.” The revised protocols [128]*128specify that the Staff Inspector conducting the initial inquiry and his or her support staff “will not participate in the administrative investigation at any point” and the individuals involved in the administrative investigation “will not have access to the Critical Incident Memorandum or any aspect of the 16. ID investigation” unless the member chooses to release the memorandum.

The individual plaintiffs herein were each subjected to an initial critical incident inquiry following their involvement in certain critical incidents. Although they asked to consult privately with counsel or a union representative, their requests were denied. All plaintiffs now seek a declaration of the rights of all PBA members to counsel or union representation in future inquiries. Specifically, in their complaint, plaintiffs contend that members have (1) a constitutional right to counsel at the initial inquiry because it has potential criminal ramifications and because the member is in custody at the time of the inquiry, (2) a statutory right to representation under Civil Service Law § 75, and (3) a right to representation under the Division’s own Administrative Manual, which provides that members should not be precluded from contacting their union representative.

In their answer, defendants assert numerous affirmative defenses, including standing, justiciability, and that plaintiffs waived any right to representation at the initial inquiry through their CBA. In their subsequent motion for summary judgment they argued that the Division’s protocols now isolate the initial critical incident inquiry from both the administrative and criminal investigations and preclude information obtained at the inquiry from being shared with anyone involved in those investigations. Plaintiffs cross-moved for summary judgment claiming, among other things, that defendants have violated their own protocols. They alleged, for example, that a member’s memorandum was found in the file of a District Attorney who had unsuccessfully sought a grand jury indictment against that member (who is not a plaintiff here) and that another member’s memorandum was used as a basis for questioning that member as part of the Division’s disciplinary investigation of a critical incident. Moreover, they asserted that all members’ memoranda are available to both the Division Counsel, who prosecutes disciplinary charges, and defendant Superintendent of the State Police, who ultimately imposes discipline and determines the penalty.

Supreme Court ruled in plaintiffs’ favor, holding that plaintiffs have standing, that they are entitled to representation [129]*129pursuant to Civil Service Law § 75 (2), and that, pursuant to a recent determination of the Public Employment Relations Board, critical incident reviews are outside the scope of collective bargaining.2 Accordingly, the court declared that defendants’ “policy and practice ... of denying members involved in critical incidents the right to consult with available counsel is illegal under Civil Service Law § 75 and members involved in critical incidents have the right to consult with counsel and union representatives prior to answering questions regarding their involvement in the critical incident.” Defendants appeal.3

The threshold issue is whether plaintiffs have standing to challenge defendants’ actions. To establish standing, “a plaintiff seeking to challenge governmental action . . . must show ‘injury in fact,’ meaning that [the] plaintiff will actually be harmed by the challenged administrative action. As the term itself implies, the injury must be more than conjectural” {New York State Assn, of Nurse Anesthetists v Novello, 2 NY3d 207, 211 [2004]; see Society of Plastics Indus, v County of Suffolk, 77 NY2d 761, 772-773 [1991]). Most importantly, if the harm is not actual and present, the plaintiff must show that “it is reasonably certain that the harm will occur if the challenged action is permitted to continue” {Police Benevolent Assn. of N.Y. State Troopers, Inc. v Division of N.Y.

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Bluebook (online)
43 A.D.3d 125, 840 N.Y.S.2d 828, Counsel Stack Legal Research, https://law.counselstack.com/opinion/police-benevolent-assn-of-new-york-state-troopers-inc-v-division-of-new-nyappdiv-2007.