Pock v. Saul

District Court, N.D. California·Decided August 4, 2020·No. 3:19-cv-01354-JSC·Unknown

Opinion

JAMES P., Case No. 19-cv-1354-JSC

Plaintiff, ORDER RE: CROSS-MOTIONS FOR v. SUMMARY JUDGMENT

ANDREW SAUL, Re: Dkt. Nos. 18, 25 Defendant.

Plaintiff seeks social security benefits for a variety of physical and mental impairments including degenerative disc disease of the lumbar spine, status post lumbar fusion surgery, arthritis, lumbar spoldylosis, tendinopathy of the left hip, and anxiety. (Administrative Record (“AR”) 20, 198.) Pursuant to 42 U.S.C § 405(g), Plaintiff filed this lawsuit for judicial review of the final decision by the Commissioner of Social Security (“Commissioner”) denying his benefits claim. Now before the Court are Plaintiff’s and Defendant’s Motions for Summary Judgment.1 (Dkt. Nos. 18 & 25.2) Because the Administrative Law Judge’s weighing of Plaintiff’s subjective pain testimony is not supported by substantial evidence, the Court GRANTS Plaintiff’s motion, DENIES Defendant’s cross-motion, and REMANDS for further proceedings consistent with this Order. Plaintiff filed applications for disability benefits under Title II of the Social Security Act (the “Act”) on April 27, 2015 alleging a disability onset date of February 21, 2014. (AR 18, 195.) His application was denied both initially and upon reconsideration. (AR 85, 117.) Plaintiff then 1 Both parties have consented to the jurisdiction of a magistrate judge pursuant to 28 U.S.C § 636(c). (Dkt. Nos. 8 & 9.) submitted a written request for a hearing before an Administrative Law Judge (“ALJ”) and his hearing was held before Judge Robert Freedman on September 29, 2017. (AR 36.) On December 13, 2012, the ALJ issued a decision finding that Plaintiff was not disabled. (AR 18-31.) The ALJ found that Plaintiff had the severe impairments of status post lumbar fusion, arthritis of the bilateral knees, lumbar spondylosis, and tendinopathy in the left hip, but that he did not have an impairment or combination of impairments that met or medically equaled one of the listed impairments. (AR 20-22.) The ALJ then determined that Plaintiff had the residual functional capacity (“RFC”) for light work subject to certain limitations. (AR 22.) The ALJ concluded that Plaintiff was not disabled because he was capable of performing jobs existing in significant numbers in the national economy. (AR 29-30.) Plaintiff filed a request for review of the ALJ’s decision, which the Appeals Council denied. (AR 1-3.) Plaintiff then sought review in this Court. (Dkt. 1.) In accordance with Civil Local Rule 16-5, the parties filed cross-motions for summary judgment (Dkt. Nos. 18, 25), which are now ready for decision without oral argument. 1. Did the ALJ improperly weigh the medical evidence and reject the opinions of Plaintiff’s treating and examining doctors? 2. Did the ALJ err in weighing Plaintiff’s subjective pain symptom testimony? 3. Did the ALJ err in rejecting the lay witness testimony? 4. Are the ALJ’s Step Four and Step Five findings supported by substantial evidence? A claimant is considered “disabled” under the Social Security Act if he meets two requirements. See 42 U.S.C. § 423(d); Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). First, the claimant must demonstrate “an inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C § 423(d)(1)(A). Second, the impairment or impairments must be and work experience “engage in any other kind of substantial gainful work which exists in the national economy.” 42 U.S.C. § 423(d)(2)(A). To determine whether a claimant is disabled, an ALJ is required to employ a five-step sequential analysis, examining: (1) whether the claimant is engaging in “substantial gainful activity”; (2) whether the claimant has a severe medically determinable physical or mental impairment” or combination of impairments that has lasted for more than 12 months; (3) whether the impairment “meets or equals” one of the listings in the regulations; (4) whether, given the claimant’s “residual function capacity,” (“RFC”) the claimant can still do her “past relevant work”’ and (5) whether the claimant “can make an adjustment to other work.” Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012); see also 20 C.R.F. §§404.1520(a), 416.920(a). An ALJ’s “decision to deny benefits will only be disturbed if it is not supported by substantial evidence or it is based on legal error.” Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005) (internal quotation marks and citation omitted). “Substantial evidence means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. (internal quotation marks and citation omitted). “Where evidence is susceptible to more than one rational interpretation, it is the ALJ’s conclusion that must be upheld.” Id. In other words, if the record “can reasonably support either affirming or reversing, the reviewing court may not substitute its judgment for that of the Commissioner.” Gutierrez v. Comm’r of Soc. Sec., 740 F.3d 519, 523 (9th Cir. 2014) (internal quotation marks and citation omitted). However, “a decision supported by substantial evidence will still be set aside if the ALJ does not apply proper legal standards.” Id. A. The ALJ’s Evaluation of the Medical Evidence In the Ninth Circuit, courts must “distinguish among the opinions of three types of physicians: (1) those who treat the claimant (treating physicians); (2) those who examine but do not treat the claimant (examining physicians); and (3) those who neither examine nor treat the claimant (nonexamining physicians).” Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1995) (as amended (Apr. 9, 1996)). A treating physician’s opinion is entitled to more weight than that of an a nonexamining physician. Orn v. Astrue, 495 F.3d 625, 631 (9th Cir. 2007). “The opinion of an examining doctor, even if contradicted by another doctor, can only be rejected for specific and legitimate reasons that are supported by substantial evidence in the record,” and the ALJ “must provide clear and convincing” reasons for rejecting an uncontradicted opinion of an examining physician. Lester, 81 F.3d at 830-31. Plaintiff challenges the ALJ’s decision to give little weight to the opinions of (1) Plaintiff’s treating medical providers Dr. Ong and Nurse Practitioner Ray, and (2) consultative examiner Dr. Rios. 1) Treating Providers Dr. Ong and Nurse Practitioner Ray Plaintiff’s treating provider Dr. Ong and Nurse Practitioner Ray wrote Plaintiff eight off- work slips between February 2014 and March 2015—half are authored by Dr. Ong and half by Mr. Ray. (AR 293-298.) The ALJ gave little weight to these notices because (1) they were not supported by the objective medical evidence and inconsistent with the record as a whole; (2) Mr. Ray is not an acceptable medical source; (3) the notices “were of a limited duration and do not fully represent the Claimant’s condition for the asserted disability period at issue;” and (4) the opinion was inco

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