Pochop v. Toyota Motor Co.

111 F.R.D. 464, 1986 U.S. Dist. LEXIS 21832
CourtDistrict Court, S.D. Mississippi
DecidedAugust 6, 1986
DocketCiv. A. No. J86-0376(L)
StatusPublished
Cited by27 cases

This text of 111 F.R.D. 464 (Pochop v. Toyota Motor Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Mississippi primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pochop v. Toyota Motor Co., 111 F.R.D. 464, 1986 U.S. Dist. LEXIS 21832 (S.D. Miss. 1986).

Opinion

MEMORANDUM OPINION AND ORDER

TOM S. LEE, District Judge.

This cause is before the court on the motion of the defendant, Toyota Motor Company, Ltd. (Toyota), to dismiss or, in the alternative, to quash service of summons. Plaintiff, Brett E. Pochop, filed timely response to the defendant’s motion, and the court has considered the memoranda of authorities submitted by both parties.

The plaintiff herein attempted service of process on Toyota, a Japanese corporation, under the provisions of Rule 4(i) of the Federal Rules of Civil Procedure. More specifically, pursuant to Miss.Code Ann. § 13-3-57 (1972), Pochop attempted service of process through the office of the Secretary of State of Mississippi. A copy of the summons and complaint was sent by the Secretary of State to the offices of Toyota in Japan, via registered mail, return receipt requested. The Secretary of State advised the clerk of the court that process had been accepted in Japan and a copy of the postal receipt was filed with this court.

Toyota has moved the court to dismiss this action or, in the alternative, to quash service of process on the ground that the attempted service by plaintiff was ineffective for failure to meet the requirements of the Convention on Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters (Hague Convention) 20 U.S.T. 361, T.I.A.S. No. 6638, reprinted in 28 U.S.C.A., Fed.R.Civ.P. 4, app. at 87-101 (Supp.1985).

The Hague Convention, a “self-executing” treaty to which both the United States and Japan are parties, “provides a mechanism by which a plaintiff authorized to serve process under the laws of its country can effect service that will give appropriate notice to the party being sued and will not be objectionable to the country in which that party is served.” DeJames v. Magneficence Carriers, Inc., 654 F.2d 280, 288, cert. denied, 454 U.S. 1085, 102 S.Ct. 642, 70 L.Ed.2d 620 (3d Cir.1981). Under Article 21 of the Convention, each signatory nation may ratify its provisions subject to conditions or objections. Japan, in ratifying the treaty, set forth several specific requirements, including detailed specifications for the use of its postal service, and a further requirement that all documents served be written in or translated into the Japanese language. Of additional relevance to Toyota’s motion in the instant case is Japan’s objections to Article 10, subparagraphs (b) and (c). Article 10 provides:

Provided the State of destination does not object, the present Convention shall not interfere with—
(a) the freedom to send judicial documents, by postal channels, directly to persons abroad,
(b) the freedom of judicial officers, officials or other competent persons of the State of origin to effect service of judicial documents directly through the judicial officers, officials or other competent persons of the State of destination,
(c) the freedom of any person interested in a judicial proceeding to effect service of judicial documents directly [466]*466through the judicial officers, officials or other competent persons of the State of destination.

While Japan has objected to subparagraphs (b) and (c), it has not objected to subparagraph (a). Hence, the issue is whether subparagraph (a) permits service on a Japanese defendant by direct mail. Some courts which have considered this issue have concluded that by virtue of Japan’s failure to object to subparagraph (a), service of process may be effectively made by mailing the summons and complaint directly to a defendant in Japan. See, e.g., Weight v. Kawasaki Heavy Industries, Ltd., 597 F.Supp. 1082, 1085-86 (E.D.Va. 1984); Chrysler Corp. v. General Motors Corp., 589 F.Supp. 1182, 1206 (D.C.1984).

In this court’s opinion, however, the better reasoned view is that service by direct mail is not permitted under the Hague Convention. In Mommsen v. Toro Co., 108 F.R.D. 444 (S.D.Iowa 1985), the court held that the plaintiff’s attempt to serve a Japanese defendant under the state’s long-arm statute, which provided for service through the Secretary of State’s office, was ineffective. The issue there was precisely the same as in the present case. The Iowa court explained that,

The provision at issue here, subparagraph (a) of Article 10, does not expressly allow “service” of judicial process by postal channels in signatory nations; it merely permits one to “send” judicial documents by mail to persons abroad____ The Hague Convention repeatedly refers to “service” of documents, and if the drafters of the Convention had meant for subparagraph (a) of Article 10 to provide an additional manner of service of judicial documents, they would have used the word “service.” To hold that subparagraph (a) permits direct mail service of process, would go beyond the plain meaning of the word “send” and would create a method of service of process at odds with the other methods of service permitted by the Convention. Sending a copy of a summons and complaint by registered mail directly to a defendant in a foreign country is not a method of service of process allowed by the Hague Convention, (emphasis added).

Mommsen, 108 F.R.D. at 446; see also, Reynolds v. Koh, 490 N.Y.S.2d 295, 297 (1985) (service by postal channels cannot be permitted under Article 10(a)); Ordnandy v. Lynn, 122 Misc.2d 954, 472 N.Y.S.2d 274 (1984) (same). It is clear that the plaintiff has failed to comply with the Hague Convention requirements.

In response to the defendant’s motion, plaintiff has urged that the Hague Convention was not intended to abrogate Rule 4 of the Federal Rules of Civil Procedure, and that requirements of the Hague Convention need not be complied with if service is otherwise valid under Rule 4. A similar argument was addressed by the Fourth Circuit in Vorhees v. Fisher and Krecke, 697 F.2d 574 (4th Cir.1983), wherein the court reversed the district court’s dismissal of an action for failure to properly effect service of process on a West German defendant. Under the Hague Convention, West Germany requires that judicial documents be forwarded to its designated Central Authority for service of process and that such documents be translated into the German language. The plaintiff in Vorhees, however, mailed the summons and complaint directly to the defendant in West Germany and did not include a German translation. The Fourth Circuit, “[wjithout reaching the question of the consequences of failure to conform to the treaty,” concluded that the action should not have been dismissed until the plaintiffs were given a reasonable opportunity to effect valid service on the defendant in compliance with the Convention. Id. at 576.

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Cite This Page — Counsel Stack

Bluebook (online)
111 F.R.D. 464, 1986 U.S. Dist. LEXIS 21832, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pochop-v-toyota-motor-co-mssd-1986.