Plenger v. Alza Corp.

11 Cal. App. 4th 349, 13 Cal. Rptr. 2d 811, 92 Cal. Daily Op. Serv. 9633, 92 Daily Journal DAR 15999, 1992 Cal. App. LEXIS 1384
CourtCalifornia Court of Appeal
DecidedNovember 30, 1992
DocketE009093
StatusPublished
Cited by66 cases

This text of 11 Cal. App. 4th 349 (Plenger v. Alza Corp.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Plenger v. Alza Corp., 11 Cal. App. 4th 349, 13 Cal. Rptr. 2d 811, 92 Cal. Daily Op. Serv. 9633, 92 Daily Journal DAR 15999, 1992 Cal. App. LEXIS 1384 (Cal. Ct. App. 1992).

Opinion

*352 Opinion

HOLLENHORST, J.

Plaintiffs in a wrongful death action appeal from the summary judgment entered in favor of defendant, Alza Corporation, after the trial court determined as a matter of law that the intrauterine device (IUD) manufactured by Alza was a prescription drug within the meaning of Brown v. Superior Court (1988) 44 Cal.3d 1049 [245 Cal.Rptr. 412, 751 P.2d 470] and that the warnings given by Alza to the physician were adequate as a matter of law.

Facts

Barbara Plenger died on October 21, 1985. The autopsy showed that the cause of death was an infection caused by the insertion of an IUD. Plaintiffs, decedent’s husband and daughter, filed this action for wrongful death alleging one cause of action for medical malpractice against Family Planning Associates Westend Medical Group and a cause of action against Alza, the manufacturer of the IUD for product liability. In their action against Alza, plaintiffs alleged that the IUD was “defective and unsafe for its intended purpose in that it caused injury and death to the plaintiffs’ decedent, Barbara Plenger.”

Four years after the action was filed, Alza moved for summary judgment or in the alternative summary adjudication of issues. Although its separate statement of undisputed material facts identifies 32 “facts,” 1 essentially, the basis of Alza’s motion was (1) the IUD did not contain a manufacturing defect; (2) the IUD is a prescription drug within the meaning of Brown v. Superior Court, supra, 44 Cal.3d 1049 which precludes strict product liability for design defect; and (3) the warnings given by Alza to the physician were adequate as a matter of law. 2

Attached as evidence to the motion was the declaration of Dr. David A. Grimes, a board certified gynecologist. Dr. Grimes declared that, after review of various medical records of the decedent, he was of the opinion that *353 the decedent died of chronic aspirin poisoning which was unrelated to the insertion of the IUD.

He further declared that in 1985 it was general medical knowledge that insertion of an IUD might cause a pelvic abscess or an infection and that “[i]n its literature, Alza Corporation specifically and accurately warned of (amongst other things) pelvic infections, intrauterine embedment, perforation into the abdomen, intestinal penetration, cystic masses in the pelvis and septicemia” and “the warnings and labeling given to the physician by Alza Corporation discusses at length the possibility of pelvic inflammatory disease as the result of the insertion and use of IUDs.” In his opinion, “both the physician and patient materials provide sufficient and adequate information to the general medical community regarding the risks, uses and possible adverse reactions associated with the Progestasert IUD.” Finally he declared that in his opinion the IUD manufactured by Alza “was a safe, effective and proper design for an IUD product, and one that has been prescribed and used extensively in the United States.”

Carol Hartenstein, director of quality assurance and former manager of quality assurance for Alza, also submitted a declaration in support of the motion. Therein she stated that Alza’s Progestasert IPCS IUD is a prescription drug product which includes the IUD, its inserter, packaging and labeling. The testing, manufacturing and sale of the product are regulated by the Food and Drug Administration (FDA) which approved Alza’s clinical data regarding the safety and efficacy of the product, the specifications for the product and its labeling as well as the manufacturing and quality control requirements.

The IUD is manufactured in strict compliance with the specifications approved by the FDA and Alza is regularly inspected by not only the FDA but also the California State Department of Health and Human Services to assure compliance. Alza has never been required to stop manufacturing the IUD or to recall any lots. The product is sold only to health care providers and has never been sold directly to the patient.

Alza additionally attached copies of plaintiffs’ responses to Alza’s request for admissions propounded in April of 1990 wherein plaintiffs admitted the decedent consulted with defendant, Family Planning Associates for the first time on January 5, 1985. Decedent had had a previous IUD, had “irritation only after 12 years,” and desired to use an IUD as her contraceptive device. Decedent had an IUD inserted on April 17, 1985. She signed a patient consent for insertion of IUD which stated that she had “been informed of the possible risks and benefits of an IUD and that the use may be hazardous to *354 [her] health or future fertility” and that she had “been advised and understand the importance of notifying the clinic if [she could not] locate [her] IUD string, if [she had] prolonged or excessive cramping or bleeding, or signs of infection—pelvic pain, fever, and/or bad smelling discharge, or if there seem[ed] to be any possibility that [she was] pregnant.”

Plaintiffs denied certain other requests for admission relating to the adequacy of the warnings, the absence of manufacturing defect, the absence of any design defect and further denied that their sole basis for contending that the IUD was defective was that the IUD caused a severe infection to decedent’s pelvis. Plaintiffs explained that these requests for admission were denied because plaintiffs were “in the process of conducting discovery as to the defective condition of the I.U.D.” and pointed to “Mrs. Plenger’s Autopsy Report which concludes the I.U.D. was a cause of death as proof of defect.”

In supplemental responses to the interrogatories dated in June of 1990, plaintiffs stated its was their contention that the IUD was “defective in its manufacture because the IUD’s performance differed from the manufacturer’s intended result; because the IUD failed to perform as safely as an ordinary consumer would expect when used in an intended and reasonably foreseeable manner; and, because defendant Alza failed to fully and adequately warn of the dangers and risks of using the IUD.” Similarly it was their contention the IUD was “defective in its design because it failed to perform as safely as an ordinary consumer would expect when used in an intended and reasonably foreseeable manner; because the risk of danger in the IUD outweighed the benefits of the IUD; and, because defendant Alza failed to fully and adequately warn of the dangers and risks of using the IUD.” Plaintiffs admitted that they had “no evidence at present of a specific manufacturing defect” or “a specific design defect.”

A single page from the deposition of Dr. Terrence Allen was also attached in support of the motion. On that page, the doctor was asked “Are you of the opinion that the IUD that you observed in Barbara Plenger was defective” He responded, “No, I’m not.”

Also attached in support of the motion were copies of the physician package insert which was included in each package of six IUD’s and the patient information sheet which was also included in each package of IUD’s.

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11 Cal. App. 4th 349, 13 Cal. Rptr. 2d 811, 92 Cal. Daily Op. Serv. 9633, 92 Daily Journal DAR 15999, 1992 Cal. App. LEXIS 1384, Counsel Stack Legal Research, https://law.counselstack.com/opinion/plenger-v-alza-corp-calctapp-1992.