Pittsburgh Gas & Coke Co. v. Goff-Kirby Coal Co.

151 F. 466, 81 C.C.A. 76, 1907 U.S. App. LEXIS 4172
Court of Appeals for the Third Circuit·Decided February 11, 1907·No. No. 64·Published·Cited by 5 cases

Opinion

LANNING, District Judge.

In the oral argument of this case counsel for the defendant in error made two objections to the record. One of them is that this court is without jurisdiction to consider the assignments of error because it appears that the bill of exceptions was signed after the expiration of the term in which judgment was entered; the other is that the bill is fatally defective because it contains such fragmentary excerpts from the testimony and charge that their relation to the issues in the case cannot be ascertained. Counsel for the plaintiff in error, evidently surprised by the objections, thereupon requested permission to apply to the court at a later day for such relief as they might think the facts of the case would warrant.

Since the argument, counsel for the plaintiff in error have submitted to us affidavits in explanation of the delay in signing the bill of exceptions. It appears by them that, after the rendition of the verdict, a motion for a new trial was argued; that the court decided on April 18, 1906, that unless the defendant in error would consent to a reduction of the verdict to the sum of $10,000 a new trial would be allowed; that the defendant in error did so consent; that on May 2, 1906, judgment for $10,000 was entered against the plaintiff in error; that promptly thereafter counsel for plaintiff in error applied to the trial judge, and also to the clerk of the court, for the transcript of the testimony and the exhibits in the case, but that they could not be found; that search for them was repeatedly made by counsel for the plaintiff in error between May 2, 1906, and August 20, 1906, on which latter date they were found in the office of the. trial judge; that the bill of exceptions was then prepared, and the judge’s signature thereto obtained on August 25, 1906; that, while the transcript and exhibits were missing, one of the counsel for the plaintiff in error repeatedly communicated with one of the counsel for the defendant in error concerning the missing papers, and his intention to prepare a bill of exceptions and specifications of error as soon as they should be found; that the counsel for the defendant in error stated that the delay was not causing him, any inconvenience; and that because of these facts no agreement was thought of, and no formal order was entered for the extension of time for the preparation .of the bill of exceptions or the specifications of error.

Assuming'the statements in the affidavits to be free from mistakes, they wholly relieve the counsel for the plaintiff in error from responsibility for the delay, and the objection of the defendant in error that this court is without jurisdiction to review the case for the mere reason that the bill of exceptions was not signed in the same term in which the judgment was entered ought not, if the rules of practice will prevent it, to prevail. The general rule of practice on the subject [468]*468is that for which the defendant in error contends. Muller v. Ehlers, 91 U. S. 249, 23 L. Ed. 319; Morse v. Anderson, 150 U. S. 156, 14 Sup. Ct. 43, 37 L. Ed. 1037; Ward v. Cochran, 150 U. S. 597, 14 Sup. Ct. 230, 37 L. Ed. 1195. Where, however, extraordinary circumstances excuse the signing of a bill of exceptions within the term in which judgment is entered, an exception to the general rule exists. This was recognized in Jones v. Grover & Baker Sewing Machine Co., 131 U. S. Append., p. cl, 24 L. Ed. 925; Michigan Insurance Bank v. Eldred, 143 U. S. 298, 12 Sup. Ct. 450, 36 L. Ed. 162; Scaife v. Western North Carolina Land Co., 87 Fed. 308, 30 C. C. A. 661; Western Dredging & Improvement Co. v. Heldmaier, 116 Fed. 179, 53 C. C. A. 625.

On the facts as presented in the affidavits, we think this case comes well within the exception to the general rule. . But we ought not to decide so important a question on affidavits which the opposing party has had no opportunity to answer. Indeed, we think that, unless possibly in a very rare case, the decision of such a question should be based solely on the facts certified-by the trial judge. The ex parte affidavits now before us might be sufficient ground on which to ask for a writ of certiorari from this court to the trial judge asking him to certify the facts which induced him to sign the bill of exceptions after the expiration of the term in which the judgment was entered, if a certiorari were necessary. But it is not. The trial judge has already certified the facts by annexing to the bill of exceptions a statement in which he says that “the court is satisfied that the delay in presenting said bill of exceptions and filing the specifications of error was due to the exhibits in the case having been mislaid by some officer of the court.”

The objection that this, court is without jurisdiction to consider the bill of exceptions is therefore overruled.

Error is assigned on each exception. On looking into the bill of exceptions we find it to be so defective that we cannot intelligently pass upon any of the questions concerning which our opinion is desired. The only items of the bill relied on by the plaintiff in error are those which embrace letters and excerpts from the testimony, without anything to show their relation to the case or the issues involved. ‘ Accompanying the record of the case are over 500 pages of what purports to be testimony and exhibits. Although this printed matter was referred to on the oral arguments and in the briefs of counsel, it is nowhere mentioned in the bill of exceptions, and therefore it does not constitute a part of the bill. On a writ of error we can consider only the record of the case and the bill of exceptions. A bill of exceptions may, by appropriate reference to the testimony, incorporate any part; or in a proper case the whole, of the testimony; but unless it be so incorporated it cannot be considered by an appellate tribunal, for the reason that everything embodied in a bill of. exceptions must be certified by the trial judge’s signature. In Jones v. Buckell, 104 U. S. 554, 26 L. Ed. 841, it was said:

“Copies of deeds and a stipulation in respect to evidence are found in the transcript, but they are nowhere referred to in the bill of exceptions, and it is not even stated in the record that they were used at the trial. As long ago [469]*469as Dunlop v. Munroe, 7 Cranch, 242, 270, 3 L. Ed. 329, it was said by this court that ‘each bill of exceptions must be considered as presenting a distinct and substantive case; and it is on the evidence stated in itself alone that the court is to decide.’ Of course, evidence may be included in a bill of exceptions by appropriate reference to oilier parts of the record, and if that had been done here it might have been enough.”

The application now made by counsel for the plaintiff in error is that they be permitted to file in this court an amended bill of exceptions, provided they can obtain the signature of the trial judge thereto. If such permission be granted, the case must lie over and be reargued at the next term. We think the permission cannot be given. The exception to the general rule, which allows a trial judge to sign a bill of exceptions after the expiration of the term in which judgment is entered, is, as above stated, limited to extraordinary cases.

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Pittsburgh Gas & Coke Co. v. Goff-Kirby Coal Co., 151 F. 466, 81 C.C.A. 76, 1907 U.S. App. LEXIS 4172 (3d Cir. 1907).

151 F. 466 (Pittsburgh Gas & Coke Co. v. Goff-Kirby Coal Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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