Pittman v. Rutherford

CourtDistrict Court, E.D. Kentucky
DecidedOctober 30, 2020
Docket2:19-cv-00036
StatusUnknown

This text of Pittman v. Rutherford (Pittman v. Rutherford) is published on Counsel Stack Legal Research, covering District Court, E.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pittman v. Rutherford, (E.D. Ky. 2020).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF KENTUCKY NORTHERN DIVISION AT COVINGTON

CIVIL ACTION NO. 19-36-DLB-CJS

KRISTI PITTMAN and DALE GOODEN, as Parents, Guardians, and Next Friends of M.G., J.G., and D.G. PLAINTIFFS

v. MEMORANDUM OPINION AND ORDER

ANGELA RUTHERFORD, et al. DEFENDANTS

* * * * * * * * * * * * * * * * Plaintiffs Kristi Pittman and Dale Gooden allege that their minor children were sexually abused by a foster child living in their home and that employees of the Brown County, Ohio Department of Job and Family Services (“BCDJFS”) misled them about the foster child’s history of sexual abuse. Pittman and Gooden brought state-law tort claims against BCDJFS and two of its employees. This Court dismissed Plaintiffs’ claims as to BCDJFS because, as a department of Brown County, it could not be sued in its own right. (Doc. # 22). Plaintiffs now seek leave to amend their Complaint in order to add Brown County as a defendant instead. (Doc. # 24). Defendants oppose the Motion, arguing that amendment would be futile given the County’s immunity from suit under state law. (Doc. # 26). In a Report and Recommendation (“R&R”), Magistrate Judge Candace J. Smith agreed with Defendants and recommended denying the Motion as futile. (Doc. # 32). Plaintiffs have filed Objections to the Magistrate Judge’s R&R (Doc. # 33), to which Defendants have responded (Doc. # 34). Seeing no error in the Magistrate Judge’s analysis, Plaintiffs’ Objections are overruled and the Motion is denied. I. FACTUAL AND PROCEDURAL BACKGROUND The allegations in this case have been recited in a previous Order of the Court, (see Doc. # 22 at 1-4), and will be briefly summarized here. During the summer of 2011, Plaintiffs, who are Kentucky residents, conducted discussions with BCDJFS about fostering M.G. after he was removed from his mother’s custody. (Doc. # 1-1 at 55-56).

Out of concern for the three minor children already living in their home, Plaintiffs specifically indicated to Defendants that “they would not accept placement of M.G. (male) in the home if the child had been sexually abused or had committed any acts of sexual abuse or sexual acting out.” (Id. at 56). In response, Defendants Angela Rutherford and Megan Siep, who were employees of BCDJFS, assured Plaintiffs that M.G. had neither been sexually abused nor committed acts of sexual abuse and had not exhibited behaviors suggesting that he would be sexually aggressive. (Id.). Relying on these representations, Plaintiffs accepted placement of M.G. into their home. (Id. at 57). Years later, Plaintiffs discovered that M.G. had sexually abused the other three

children in their home and that M.G. planned to engage in further sexual acts with the children. (Id.). After learning of this abuse, Plaintiffs obtained counseling records that indicated M.G. was removed from his mother’s home “due to sexual abuse allegations” and, furthermore, that “he had tried to rape a younger female while in foster care.” (Id. at 57-58). Following this discovery, Plaintiffs sued Rutherford, Siep, and BCDJFS in Bracken Circuit Court, bringing state-law claims of negligent misrepresentation, fraudulent misrepresentation, and intentional infliction of emotional distress. (Id. at 9-11). After Plaintiffs amended their Complaint in state court, (id. at 53-61), Defendants removed the case to this Court on the basis of diversity jurisdiction. (Doc. # 1). BCDJFS then moved to dismiss Plaintiffs’ claims against it, arguing that, as a department or agency of Brown County, it could not sue or be sued in its own right. (Doc. # 9). BCDJFS argued in the alternative that, even if it were eligible to be sued, it was immune from liability under state law. (Id.). The Court granted the motion on the first basis, explaining that “if the entity

being sued is ‘merely an extension of the county or city,’ the proper party is the county or city rather than the entity.” (Doc. # 22 at 6-10). Because BCDJFS was dismissed on the ground that it was not the proper party, the Court did not reach the question of whether BCDJFS—or by extension Brown County—would be immune from suit. (Id. at 5). Also in its Order, the Court declined Plaintiffs’ request in the alternative to substitute Brown County as a defendant, instructing that “[s]hould [Plaintiffs] choose, they may submit a procedurally proper motion to amend their First Amended Complaint.” (Id. at 11). Plaintiffs did just that on November 18, 2019 and attached a proposed Second Amended Complaint. (See Docs. # 24 and 24-2). In the memorandum supporting their

Motion to Amend Complaint, Plaintiffs argue that amending the Complaint to add Brown County is proper under Federal Rule of Civil Procedure 15 because “[t]his case is relatively new and no discovery has taken place.” (Doc. # 24-1 at 1). Defendants oppose Plaintiffs’ Motion. They contend that “[r]egardless of whether the Court applies Kentucky law or Ohio law to this matter, Brown County, Ohio is entitled to immunity and may not be sued.” (Doc. # 26 at 3). Following oral argument and the submission of supplemental briefing (Docs. # 29, 30, and 31), the Magistrate Judge concluded in an R&R that Brown County would be immune from liability and, accordingly, amending the Complaint to add Brown County would be futile. (Doc. # 32 at 10). In reaching that conclusion, the Magistrate Judge first determined that Kentucky courts would defer to Ohio immunity law on the basis of comity, a doctrine under which “the courts of one state or jurisdiction give effect to the laws and judicial decisions of another, not as a matter of obligation but out of deference and respect.” (Id. at 7) (quoting Ohio v. Great Lakes Minerals, LLC, 597 S.W.3d 169, 173 (Ky.

2019)). Ohio law, in turn, immunizes “political subdivisions” from liability for the acts or omissions of its employees “in connection with a governmental or proprietary function.” (Doc. # 32 at 8) (quoting ORC § 2744.02(A)(1)). As Ohio defines “political subdivision” to include “counties,” ORC § 2744.01(F), and “governmental function” to include “[t]he operation of a job and family services department or agency,” ORC § 2744.01(C)(2)(m), the Magistrate Judge reasoned that Brown County would be immune from liability for the alleged torts committed by its employees in this case. (Doc. # 32 at 8). The Magistrate Judge next determined that, even if Ohio immunity law did not apply as a matter of comity, the Full Faith and Credit Clause of the U.S. Constitution

required Kentucky courts to provide immunity to Brown County. (Id. at 9). Relying upon the Supreme Court’s interpretation of the Full Faith and Credit Clause in Franchise Tax Board of California v. Hyatt, 136 S. Ct. 1277, 1279 (2016) (“Hyatt II“), the Magistrate Judge reasoned that Kentucky’s failing to grant immunity to Brown County would amount to an unconstitutional “policy of hostility to Ohio,” because Kentucky law treats its own counties as immune. (See Doc. # 32 at 9-10). Plaintiffs filed timely Objections to the Magistrate Judge’s R&R (Doc. # 33). Defendants responded. (Doc. # 34). The deadline for filing a reply memorandum under the local rules has now expired. Accordingly, the matter is ripe for the Court’s review. II. ANALYSIS A.

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Bluebook (online)
Pittman v. Rutherford, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pittman-v-rutherford-kyed-2020.