Pineda v. City of Houston

291 F.3d 325, 2002 U.S. App. LEXIS 8904, 2002 WL 959661
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 9, 2002
Docket01-20189
StatusPublished
Cited by422 cases

This text of 291 F.3d 325 (Pineda v. City of Houston) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pineda v. City of Houston, 291 F.3d 325, 2002 U.S. App. LEXIS 8904, 2002 WL 959661 (5th Cir. 2002).

Opinion

PATRICK E. HIGGINBOTHAM, Circuit Judge:

Houston police officers shot and killed Pedro Oregon Navarro following an unconstitutional warrantless entry into his residence. Members of his family filed this suit asserting a § 1983 claim against the City of Houston, as well as supplemental state claims. The district court granted summary judgment to the City on the § 1983 claim and dismissed the supplemental claims with prejudice. This appeal followed. We affirm the grant of summary judgment as to the § 1983 claim and modify the order dismissing the state claims to provide that those claims are dismissed without prejudice.

I

On July 11, 1998, Houston police officers and members of the Southwest Gang Task Force Pete Herrada and J.R. Willis were patrolling in southwest Houston when they stopped a car for a traffic violation. 1 This stop led to the arrest of the driver, Ryan Baxter, who volunteered to give information about his drug supplier, a person called Rogelio, in exchange for lenient treatment. The two officers contacted the other members of the SWGTF. Sergeant Darrell Strouse and officers David Perkins, Lamont Tillery, and David Barrera, also members of the task force, joined Herrada and Willis. Together they devised a plan for expanding the catch.

By the initial plan Baxter was to meet Rogelio at a local fast-food establishment, setting up a search of his car. It didn’t work — Rogelio did not appear. Baxter paged Rogelio again, this time confirming that Rogelio would be at his apartment and would make the sale there. The officers went to the apartment, but no one was home. After waiting until 1:30 a.m. on July 12, the officers returned to the apartment and, without obtaining a search warrant, had Baxter knock on the door. When the door opened, Baxter dropped to the ground and the GTF officers, waiting at the foot of the stairs, rushed into the apartment. There were several people in the apartment, and in the commotion one of the officers apparently shot another in the back, followed by a fusillade from the officers killing Pedro Oregon Navarro. A *328 pistol found near Oregon’s body was identified as belonging to Oregon. 2

II

We review the district court’s grant of summary judgement de novo 3

A

First, the rote. Section 1983 offers no respondeat superior liability. Municipalities face § 1983 liability “when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury....” 4 Proof of municipal liability sufficient to satisfy Monell requires: (1) an official policy (or custom), of which (2) a policy maker can be charged with actual or constructive knowledge, and (3) a constitutional violation whose “moving force” is that policy (or custom). 5

Early cases following Monell dealt with official policies or acts by a governing body fairly attributable as the acts of the local government itself. 6 In those cases, “there was no question but that the objectionable conduct was city policy.” 7 Treating claimed municipal liability in the absence of a “smoking gun” we marked two paths of proof:

1. A policy statement, ordinance, regulation or decision that is officially adopted and promulgated by the municipality’s lawmaking officers or by an official to whom the lawmakers have delegated policy-making authority; or
2. A persistent, widespread practice of city officials or employees which, although not authorized by officially adopted and promulgated policy, is so common and well settled as to constitute a custom that fairly represents municipal policy. Actual or constructive knowledge of such custom must be attributable to the governing body of the municipality or to an official to whom that body had delegated policy-making authority. Actions of officers or employees of a municipality do not render the municipality liable under § 1983 unless they execute official policy as above defined. 8

The plaintiffs here claim two theories of liability: (1) an unwritten municipal custom of warrantless searches of residences in violation of the Fourth Amendment; and (2) inadequate training.

*329 B

Turning to the claim that the SWGTF engaged in a pattern of unconstitutional searches pursuant to a custom of the City, we note first that one act is not itself a custom. 9 There must be a “persistent and widespread practice.” 10

The effort to create a triable fact issue regarding custom was creative and took the following form. From 5,000 offense reports produced by the City in discovery, counsel selected approximately 500 involving narcotics. These were the predicate for opinion evidence on custom by their expert witnesses. While the opinions offered referred to a greater number of incidents, the district court considered only those accompanied by offense reports in the summary judgment record. The district court relied upon 11 of the reports of a warrantless entry into residences by the SWGTF. 11 The plaintiffs urged that this evidence met their summary judgment burden.

The district court was persuaded that these 11 (of 13) incidents for which there were offense reports in the summary judgment record were competent summary judgment evidence of a pattern of unconstitutional searches — enough to defeat summary judgment for want of proof of custom. 12 We are not persuaded that this proof creates a fact issue on the issue of a pattern of conduct.

Eleven incidents each ultimately offering equivocal evidence of compliance with the Fourth Amendment cannot support a pattern of illegality in one of the Nation’s largest cities and police forces. The extrapolation fails both because the inference of illegality is truly uneompelling — giving presumptive weight as it does to the absence of a warrant — and because the sample of alleged unconstitutional events is just too small. Opinion evidence resting heavily on this data added little if anything. Left without legs, the opinions were little more than suspicion, albeit by informed persons. The weakness in the approach is apparent in its practical effects. It requires the City to defend “cases within cases” from historical records to justify searches conduced without a warrant. The burdens of proof on a contested warrantless entry of a home have little to do with the use here of the City’s records. The district court was wisely wary.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Maria Pena v. City of Rio Grande City, Texa
879 F.3d 613 (Fifth Circuit, 2018)
Darian Baker v. City of Clute
693 F. App'x 324 (Fifth Circuit, 2017)
John Quinn v. Jesus Guerrero
863 F.3d 353 (Fifth Circuit, 2017)
Sylvia Fuentes v. City of Corpus Christi, T
689 F. App'x 775 (Fifth Circuit, 2017)
Henry Harris v. Jackson County, Mississippi
684 F. App'x 459 (Fifth Circuit, 2017)
Thomas Travis v. City of Grand Prairie Texas, et a
654 F. App'x 161 (Fifth Circuit, 2016)
Bertha Fontenot v. City of Houston
647 F. App'x 402 (Fifth Circuit, 2016)
Donovan Evans v. Meridian Police Department
630 F. App'x 312 (Fifth Circuit, 2015)
Michelle Hall v. Robert Robinson
618 F. App'x 759 (Fifth Circuit, 2015)
Courtland Tatum v. Sheriffs Dept Natchitoches, et
603 F. App'x 336 (Fifth Circuit, 2015)
Trey Jones v. Nueces County, Texas
589 F. App'x 682 (Fifth Circuit, 2014)
Christopher Doerr v. Lauren Sisson
563 F. App'x 291 (Fifth Circuit, 2014)
Lon Brown v. Daniel Lynch
524 F. App'x 69 (Fifth Circuit, 2013)
Coleman v. District of Columbia
828 F. Supp. 2d 87 (District of Columbia, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
291 F.3d 325, 2002 U.S. App. LEXIS 8904, 2002 WL 959661, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pineda-v-city-of-houston-ca5-2002.