Phuoc Nguyen v. State of Iowa

878 N.W.2d 744, 2016 Iowa Sup. LEXIS 31
Supreme Court of Iowa·Decided March 11, 2016·No. 14–0401·Published·Cited by 147 cases

Opinion

ZAGER, Justice.

In 1999, Phuoc Thanh Nguyen was convicted of first-degree murder. The jury was instructed on both the premeditation and felony-murder alternatives of first-degree murder. The underlying predicate *747 felony was terrorism. 1 The use of an as-saultive predicate felony was supported by a line of cases starting with State v. Bee-man, which found willful injury to be a proper predicate felony for a felony-murder instruction. 315 N.W.2d 770, 776 (Iowa 1982). In 2006, we overturned Beeman in State v. Heemstra, 721 N.W.2d 549, 558 (Iowa 2006). In Heemstra, we held that when a willful injury is the same act that causes a victim’s death, the two crimes merge and the act causing willful injury cannot be used as a predicate felony under the felony-murder rule. Id. If Heemstra had been controlling at the time of Nguyen’s conviction, terrorism could not have been used as the predicate felony, and the felony-murder instruction could not have been given as a theory to convict Nguyen. In contemplation of our prerogative under the common law, we specifically held that the decision was not retroactive and would only be applicable to the present case and those cases not finally resolved on direct appeal. Id. In 2009, this court decided Goosman v. State, 764 N.W.2d 539, 545 (Iowa 2009). In Goos-man, we held that the nonretroactive application of Heemstra does not violate the Federal Due Process Clause. Id.

Within three years of our decision in Heemstra, Nguyen filed this second application for postconviction relief. In this application, Nguyen argues that his conviction should be vacated and a new trial ordered, contending that the nonretroac-tive application of Heemstra violates the due process, separation of powers, and equal protection clauses of the Iowa Constitution. Nguyen , also argues it violates the Equal Protection Clause of the United States Constitution.' For the first time, Nguyen further argues on appeal his post-conviction counsel were ineffective for failing to raise and argue for the retroactive application of Heemstra under the common law.

For the reasons set forth below, we conclude that Nguyen’s postconviction counsel were not ineffective. We also conclude that the nonretroactivity of the rule expressed in Heemstra does not violate the due process, separation of powers, or equal protection clauses of the Iowa Constitution, or the Equal Protection Clause of the United States Constitution.

I. Background Facts and Proceedings.

In 1999, Phuoc Thanh Nguyen was convicted of first-degree murder based on alternative theories that included a felony-murder theory. On direct appeal, the court of appeals recounted the' evidence presented at trial and established a number of facts that a jury could have found based on the record:

On the afternoon of July 15, 1998, Nguyen and Dao approached “The Cloud,” a Des Moines bar. Dao exited the car and expressed his interest in purchasing an ounce of cocaine. While Nguyen stayed near the car, several individuals accompanied Dao into an alley where he was beaten and robbed. After the robbery, Dao left the area on foot and Nguyen departed in the vehicle.
Later the same day, a car approached The Cloud and one or more of its occupants fired several. gunshots into a crowd of people standing outside the bar. .-Monty Thomas was fatally shot. *748 Two witnesses recorded the license plate of the vehicle, in which the gun-toting assailants rode. When law enforcement officers stopped -the vehicle later • that evening, Nguyen was driving with Dao as his passenger. Dao and Nguyen were charged with first-degree murder. The defendants were tried separately.
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... Witness testimony linked Nguyen to the incident before, during, and after the shooting. The testimony of Rodney Martin placed Dao and a man who looked like Nguyen at The Cloud shortly before the shooting. While the man resembling Nguyen remained in the driver’s seat of the car parked near the bar, Dao and a third individual solicited drugs from Martin. ■ Martin testified Dao was beaten and robbed following the unsuccessful cocaine purchase, and Nguyen and the third person drove away from the bar. Confirming this testimony, Owen Smith described a conversation he had with Nguyen while Dao was in the alley attempting to purchase drugs. Smith testified he spoke to Nguyen for ten to fifteen minutes before Nguyen left the scene.
Nguyen was also recognized as the driver of the car that arrived at The Cloud transporting the armed participants in the shooting. Elgin Byron, a teller at the local bank where Nguyen was a regular customer, 'identified Nguyen as the driver of the car involved in the shooting. He recalled the black Mitsubishi Nguyen drove- to the bar on the day in question as the same car Nguyen had brought to the- bank on prior occasions. Shawn Duncan, - who also observed the black automobile, identified Dao as an occupant of the car who fired a gun in his direction. Similarly, David Gray witnessed Dao shooting from the black ear. Gray noted the car’s license plate number, which matched that of the car Nguyen and Dao were arrested in later that evening;
After the shooting, law enforcement officers observed a black Mitsubishi 'matching the description of the vehicle and license plate number given by eyewitnesses to the crime. Upon stopping the car, they arrested its driver, Nguyen, and the vehicle’s backseat passenger, Dao. Two bullet holes in the vehicle’s trunk were of a size consistent with the .45 caliber casings found outside The Cloud. The man who.loaned the black Mitsubishi to Nguyen testified the first time he noticed the trunk bullet holes was upon recovering his car from police after Nguyen’s arrest. Lastly, Nguyen made an incriminating statement regarding his involvement in the shooting. An officer , testified upon telling Nguyen he was being arrested for his role in The Cloud homicide, Nguyen replied “all- he did was drive the car.”

State v. Nguyen, No. 99-1444, 2002 WL 575746, at *1-2 (Iowa Ct.App. Mar. 13, 2002). Nguyen raised several issues before the court of appeals on direct appeal including insufficiency of the evidence, the Confrontation Clause, and ineffective assistance of counsel. The court' of appeals affirmed his conviction on March 13, 2002, and procedendo issued on May 30.

In August 2002, Nguyen filed his first application for postconviction relief in the district court. He asserted new claims of ineffective assistance of counsel primarily related to trial counsel’s failure to raise certain evidentiary objections. The district court found.that his counsel was ineffective and ordered a new trial. The State appealed the decision, and we transferred the case to the court of appeals. The court of appeals reversed the district court. .

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Phuoc Nguyen v. State of Iowa, 878 N.W.2d 744, 2016 Iowa Sup. LEXIS 31 (iowa 2016).

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