Phinn v. Kross

8 A.D.2d 132, 186 N.Y.S.2d 469, 1959 N.Y. App. Div. LEXIS 8419
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 28, 1959
StatusPublished
Cited by4 cases

This text of 8 A.D.2d 132 (Phinn v. Kross) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phinn v. Kross, 8 A.D.2d 132, 186 N.Y.S.2d 469, 1959 N.Y. App. Div. LEXIS 8419 (N.Y. Ct. App. 1959).

Opinion

Valente, J.

This is a proceeding under article 78 of the Civil Practice Act to review the determination of the Commissioner of Correction, dismissing petitioner from his position as Correction Officer in the New York City Department of Correction. In January, 1958, written charges — three in number — of violations of the Rules and Regulations of the Department of Correction were served on petitioner, accusing him (1) with having accepted and removed from Rikers Island without official authorization, a letter, written by one Richard Español, an inmate of the penitentiary there, addressed to the inmate’s wife; (2) with being absent without official leave on December 28, 1957 when he failed to report for duty; and (3) with having failed to submit the prescribed written report in connection with Ms lateness in reporting for duty on December 28, 1957.

Hearings were had on these charges before a Deputy Correction Commissioner who found petitioner guilty and recommended his dismissal. After a review of the entire case, this finding and recommendation was adopted by the Commissioner of Correction.

As to the two charges dealing with absence without leave and failure to submit a written report, there is actually no factual issue. In effect, petitioner admitted the essential facts supporting these specifications and offered an explanation in extenuation. We, therefore, agree with the conclusion of the commissioner as to charges 2 and 3.

However, as to the most serious charge — the removal of an inmate’s letter from Rikers Island — we find that there was no substantial evidence on the whole record to support the determination as to petitioner’s guilt.

In an article 78 proceeding, where the determination under review was made as a result of a hearing held pursuant to statutory direction, it is provided in section 1296 of the Civil Practice Act that the following questions shall be determined:

6. Whether there was any competent proof of all the facts necessary to be proved in order to authorize the making of the determination.

“7. If there was such proof, whether, upon all the evidence, there was such a preponderance of proof against the existence [135]*135of any of those facts that the verdict of a jury, affirming the existence thereof, rendered in an action in the supreme court triable by a jury, would be set aside by the court as against the weight of evidence.”

The scope of judicial review of quasi-judicial determinations of administrative tribunals is governed by the “ substantial evidence ” rule i.e., whether on the whole record there was substantial evidence to support the administrative determination. (Matter of Stork Restaurant v. Boland, 282 N. Y. 256; Matter of Lynch’s Bldrs. Restaurant v. O’Connell, 303 N. Y. 408; Matter of Humphrey v. State Ins. Fund, 298 N. Y. 327; Matter of Miller v. Kling, 291 N. Y. 65; Matter of Reynolds v. Triborough Bridge & Tunnel Auth., 276 App. Div. 388.)

But the meaning of the words ‘1 substantial evidence ’ ’, in applying the test to particular cases, has not received — and cannot because of the broad generality of the term — any exact definition. In Matter of Stork Restaurant v. Boland (282 N. Y. 256, 273, supra), it was said: “ A finding is supported by the evidence only when the evidence is so substantial that from it an inference of the existence of the fact found may be drawn reasonably.” In making the determination as to the rationality of the inference, it was held in Matter of Stork Restaurant, the court must consider the record as a whole and thus take into account all of the evidence.

The rule thus announced is similar to the later enacted provisions of subdivision (e) of section 10 of the Federal Administrative Procedure Act (U. S. Code, tit. 5, § 1009). (See Benjamin-Judicial Review of Administrative Adjudication: Some Recent Decisions of the New York Court of Appeals, 48 Col. L. Rev. 1).

In a leading decision interpreting the Federal rule, Universal Camera Corp. v. Labor Bd. (340 U. S. 474), Justice Frankfurter discussed the necessity for using the record as a “ whole ” in a judicial review of an administrative proceeding. It was there said (p. 488): “ The substantiality of evidence must take into account whatever in the record fairly detracts from its weight. * * * Congress has merely made it clear that a reviewing court is not barred from setting aside a Board decision when it cannot conscientiously find that the evidence supporting that decision is substantial, when viewed in the light that the record in its entirety furnishes, including the body of evidence opposed to the Board’s view.”

In Matter of Kilgus v. Board of Estimate of City of N. Y. (308 N. Y. 620), the court, per Conway, Chief Judge, indicated some of the confining limits of the substantial evidence rule, thusly (p. 627): “ The scope of review by the courts of deter[136]*136minations of administrative bodies is not the same as the review, for example, by the Appellate Division of the judgments of lower courts in jury cases, where the Appellate Division may review the facts as well as the law, and set aside the determination and order a new trial if that court finds it to be against the weight of the evidence or, in a nonjury case, where the Appellate Division has the same power to review the record and decide the questions of fact as the trial court (see Civ. Prac. Act, § 608; Cohen and Karger, Powers of the New York Court of Appeals, § 110, p. 468 et seq.).”

So, too, in Matter of Burke v. Bromberger (300 N. Y. 248), Judge Desmond speaking for the majority of the court said (p. 250): “ There were contradictions and confusion, as to details, in that testimony, but it was not impossible or incredible, and in refusing to give any effect to it, the Appellate Division was substituting its views, on a question of fact, for that of the Chief Magistrate who heard the witnesses. Nothing is better settled than that the court had no such power in such an article 78 proceeding (Matter of Miller v. Kling, 291 N. Y. 65; Matter of Humphrey v. State Ins. Fund, 298 N. Y. 327; People ex rel. Guiney v. Valentine, 274 N. Y. 331).”

In Matter of Kopec v. Buffalo Brake Beam-Acme Steel & Malleable Iron Works (304 N. Y. 65), Judge Fuld summarized the court’s views in the following language (p. 71):

“ Under the test prescribed by our decisions for the judicial review of quasi-judicial determinations, the evidence supporting the findings of an administrative tribunal must be ‘ viewed in the light of the record as a whole ’ (Matter of McCormack v. National City Bank, supra, 303 N. Y. 5, 9), since ‘ Evidence which unexplained might be conclusive may lose all probative force when supplemented and explained by other testimony.’ (Matter of Stork Restaurant v. Boland, supra, 282 N. Y. 256, 274.) That principle in mind, the quasi-judicial determination is to be sustained if the reviewing court concludes that others might reasonably reach the same result.

This does not mean that the reviewing court will substitute its judgment for the considered judgment of the administrative tribunal.

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8 A.D.2d 132, 186 N.Y.S.2d 469, 1959 N.Y. App. Div. LEXIS 8419, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phinn-v-kross-nyappdiv-1959.