Phillips v. SSA

CourtDistrict Court, E.D. Kentucky
DecidedSeptember 25, 2019
Docket6:18-cv-00135
StatusUnknown

This text of Phillips v. SSA (Phillips v. SSA) is published on Counsel Stack Legal Research, covering District Court, E.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phillips v. SSA, (E.D. Ky. 2019).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF KENTUCKY SOUTHERN DIVISION AT LONDON

JONATHAN PHILLIPS, ) ) Plaintiff, ) ) Civil Case No. v. ) 6:18-cv-135-JMH ) ANDREW SAUL, COMMISSIONER OF ) MEMORANDUM OPINION SOCIAL SECURITY,1 ) AND ORDER ) Defendant. ) )

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Plaintiff, Jonathan Phillips, brings this matter under 42 U.S.C. § 405(g) seeking judicial review of an administrative decision of the Acting Commissioner of Social Security. [DE 1]. The Court, having reviewed the record and the motions, [DE 7; DE 9], filed by the parties, will AFFIRM the Commissioner’s decision as no legal error occurred and it is supported by substantial evidence. I. STANDARD FOR DETERMINING DISABILITY Under the Social Security Act, a disability is defined as “inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be

1 Andrew Saul was sworn in as the Commissioner of Social Security on June 17, 2019. Still, Nancy Berryhill was serving as Acting Commissioner of Social Security when this action was filed. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Commissioner Saul is automatically substituted as a party. expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). In determining disability, an Administrative Law Judge (“ALJ”) uses a five-step analysis. See Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 474 (6th Cir. 2003). Step One considers whether the claimant is still performing

substantial gainful activity; Step Two, whether any of the claimant’s impairments are “severe”; Step Three, whether the impairments meet or equal a listing in the Listing of Impairments; Step Four, whether the claimant can still perform his past relevant work; and Step Five, whether significant numbers of other jobs exist in the national economy which the claimant can perform. As to the last step, the burden of proof shifts from the claimant to the Commissioner. Id.; see also Preslar v. Sec’y of Health & Human Servs., 14 F.3d 1107, 1110 (6th Cir. 1994). II. PROCEDURAL AND FACTUAL HISTORY Phillips filed an application for disability insurance benefits (“DIB”), alleging disability beginning on March 11, 2015,

the date he injured his back in a work-related incident. [TR 198- 199]. Phillips’s application was denied initially and upon reconsideration. [TR 100-01]. Phillips then pursued his claims before an Administrative Law Judge (“ALJ”) Dennis Hansen. [TR 39- 57]. The ALJ held the hearing on September 7, 2017. [TR 39]. The ALJ found that Phillips suffered an impairment to his back that rendered him disabled from the alleged onset date of March 11, 2015 through May 5, 2016, and that he was no longer disabled. [TR 18-32]. The Appeals Council denied Phillips’ request for review. [TR 1-5]. This appeal followed pursuant to 42 U.S.C. § 405(g). [DE 1]. Consistent with the Court’s Standing Scheduling Order, [DE 6], the

parties have submitted cross motions for summary judgment, which are ripe for review. [DE 7, 9]. Phillips alleges onset of disability at 27 years of age. [TR 198]. Phillips has a high school education. [TR 237]. Phillips’ engaged in past relevant work as a maintenance worker at a school and as a transporter/maintenance worker at a nursing home. [Id.]. Phillips claims disability due to his work-related back injury, as well as a learning disability and hearing problems. [TR 236]. At the hearing in front of the ALJ, Phillips testified that he can only stand for about 10 minutes before needing to sit down. [TR 41-51]. Phillips further testified that he can only sit for approximately 10 minutes before needing to readjust and he

cannot lift 10 pounds. [Id.]. Phillips testified that he lives at home with his wife and daughter. [TR 42]. Phillips further testified that he does not go to the grocery store, nor is he able to help with chores around the house. [Id.]. However, he did testify that he is able to drive “every now and then[.]” [TR 43]. To find relief, Phillips claims that has to lay down about 6 times a day for about an hour each time. [Id.]. Phillips testified that he also uses ice packs, which help some with relieving pain. [TR 47]. In March 2015, Phillips went to the ER with complaints of back pain after falling off a ladder several days prior. [TR 389- 95]. Upon March and April follow-up appointments with Dr. Dahhan,

M.D. On April 10, 2015, Phillips submitted to an MRI examination, which revealed disc protrusion contributing to severe central stenosis. [TR 397-431, 447-51, 581-82]. As a result, Dr. Dahhan recommended that Phillips not lift over twenty-five pounds for several months, but advised that Phillips could return to light work. [TR 541]. Phillips followed up with Dr. William Brooks throughout the rest of 2015 and early 2016. [TR 444-47. 543-61]. In January of 2016, Phillips underwent a bilateral discectomy at L4-L5. [TR 497-524]. Following surgery, Phillips undertook physical therapy. [TR 570-846, 880-81]. Dr. Brooks recommended Phillips not work until a functional

capacity evaluation (“FCE”) had been done. [TR 543]. He subsequently recommended that Phillips undergo such an evaluation, which Phillips did. [TR 850-61]. The FCE occurred on May 6, 2016. Thereafter, Dr. Brooks concluded that Phillips had reached maximum medical improvement (“MMI”) as of the date of the FCE, had a whole person impairment of thirteen (13%) percent, and could perform sedentary work. [TR 541]. Following the FCE, Phillips continued to follow-up with complaints of low back and leg pain. [TRE 935- 51, 973-76, 980-83]. A state agency doctor, Diosdado Irlandez concluded that Phillips could carry 20 pounds occasionally and 10 pounds frequently; stand and walk two hours in an eight-hour workday; sit six hours; occasionally use his legs; occasionally

crawl, stoop, and climb ramps and stairs, frequently kneel and crouch; never climb ladders, ropers, or scaffolds; and should avoid even moderate exposure to vibration and all exposure to hazards. [TR. 114-17]. In addition to his issues with his back, Phillips also sought treatment related to his psychological condition. In particular, Phillips received an evaluation from Dr. William Rigby, Ph.D., who diagnosed Phillips with anxiety, and had mild mental work-related limitations. [TR 911-16]. Dr. Rigby opined that Phillips psychological impairments area likely to continue indefinitely. [Id.]. In addition to Dr. Rigby, Kirstin Bailey, Ph.D., a state

psychologist, also reviewed Phillips’ medical records and concluded they were not severe. [TR 89-92]. Another psychologist, Dan Vandivier, Ph.D., concurred with Dr. Bailey’s conclusion. [TR 110-113]. After the hearing and considering all the evidence, the ALJ issued his decision on December 7, 2017. [TR 33]. At Step One, the ALJ determined that Phillips had not engaged in substantial gainful activity since March 11, 2015. [TR 22]. At Step Two, the ALJ found that from March 11, 2015 through May 4, 205, the period during which the Phillips was under a disability, Phillips suffered from the following severe

impairments: obesity, lumber degenerative disc disease, and borderline intellectual functioning. [TR 22].

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