Phillip G. Cline v. Eric K. Shinseki

26 Vet. App. 18, 2012 U.S. Vet. App. LEXIS 1755, 2012 WL 3524832
CourtUnited States Court of Appeals for Veterans Claims
DecidedAugust 16, 2012
Docket10-3543
StatusPublished
Cited by6 cases

This text of 26 Vet. App. 18 (Phillip G. Cline v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phillip G. Cline v. Eric K. Shinseki, 26 Vet. App. 18, 2012 U.S. Vet. App. LEXIS 1755, 2012 WL 3524832 (Cal. 2012).

Opinions

HAGEL, Judge:

Phillip G. Cline appeals through counsel a July 1, 2010, Board of Veterans’ Appeals (Board) decision that granted entitlement [19]*19to an initial disability rating of 70%, but no higher, for post-traumatic stress disorder, effective May 6, 1999, but no earlier.1 Mr. Cline’s Notice of Appeal was timely, and the Court has jurisdiction to review the Board decision pursuant to 38 U.S.C. § 7252(a). Because the Board improperly applied amended 38 C.F.R. § 3.156(c)(2) retroactively, the Court will vacate that portion of the July 2010 Board decision that determined that an effective date pri- or to May 6, 1999, was not warranted and remand that issue for readjudication consistent with this decision. Because the Board properly considered and applied all applicable laws and regulations concerning the proper disability rating to be assigned for post-traumatic stress disorder, the Court will affirm the remainder of the Board decision.

I. FACTS

Mr. Cline served on active duty in the United States Army from July 1970 to March 1972, including service in Vietnam.

In January 1993, Mr. Cline sought entitlement to benefits for post-traumatic stress disorder. The following month, he submitted a post-traumatic stress disorder stressor questionnaire identifying several stressors. In response to the question, “Did you have any civilian friends killed, wounded, or executed,” Mr. Cline stated that a “friend drowned” while Mr. Cline was stationed with the 25th Infantry, 3rd Squadron, 17th Air Cavalry, but he did not identify the friend by name. Record (R.) at 1920. In response to the question “How many civilians were involved,” Mr. Cline wrote zero. Id.

At a May 1993 VA examination, Mr. Cline reported to the examiner that, while he was in Vietnam, his unit underwent numerous rocket and mortar attacks and he witnessed many people wounded, maimed, and killed. The examiner ultimately concluded that, although it was possible that Mr. Cline previously had a “mild case” of post-traumatic stress disorder, “it would appear that he no longer has sufficient symptoms to warrant the diagnosis.” R. at 761. In June 1993, based largely on this examination report, a VA regional office denied Mr. Cline’s claim for benefits. Mr. Cline did not appeal that decision, and it became final.

In May 1999, Mr. Cline sought to reopen his claim for benefits for post-traumatic stress disorder. In September 1999, the regional office determined that Mr. Cline had not submitted new and material evidence establishing a diagnosis of post-traumatic stress disorder or a confirmed stres-sor and therefore declined to reopen the claim.

A March 2000 VA progress note contains a diagnosis of post-traumatic stress disorder. As a basis for that diagnosis, the examiner recorded the following:

The patient reports recurrent, intrusive distressing recollections of being in Vietnam. The patient reports that his dreams are “about my buddy that got killed.” The patient’s friend (Butch) was killed when he was out on a mission and drowned. When the body was brought back to the unit, the patient requested to see the body one more time before it was prepared for departure to the United States. The patient remembers, “They unzipped the bag. He [20]*20drowned. They had to send the Seals out to get him. I thought I wanted to see him before he went home. It was not a good idea.” The patient cannot forget the disfigurement of his friend.

R. at 1796.

In July 2000, Mr. Cline submitted a post-traumatic stress disorder questionnaire in which he reported that his friend “Butch” was killed two weeks before his tour of duty was up. R. at 1764-66. In March 2001, the regional office asked Mr. Cline to “better identify the soldier” he referred to as “Butch.” R. at 1735; see also R. at 1737 (December 2000 deferred rating decision). It does not appear that Mr. Cline responded to that request. In January 2002, the regional office denied entitlement to benefits for post-traumatic stress disorder because “there is no corroborated stressor basis for a diagnosis of this condition.” R. at 1728. Mr. Cline filed a Notice of Disagreement with that decision and ultimately appealed to the Board.

In August 2003, Mr. Cline sent a statement to VA outlining numerous claimed stressors. At that time, he identified “Butch” as Robert Clifton. R. at 1504. In March 2005, VA sought to corroborate Mr. Cline’s account via the Center for Unit Records Research. In July 2005, VA received the following response:

Our U.S. Army casualty data base reports Specialist Four Robert Clifton was drowned on October 23,1971. Specialist Clifton was assigned to Alpha Troop 3rd Squadron[,] 17th Air Cavalry[,] located at Di An, Republic of South Vietnam, at the time of his death. This was also Mr. Cline’s unit of assignment during his tour in the Republic of Vietnam.

R. at 1067. In September 2005, a VA examiner confirmed Mr. Cline’s diagnosis of post-traumatic stress disorder based on the drowning of a fellow soldier, “the only stressor that has been verified.” R. at 1001.

In February 2006, based on confirmation of Mr. Cline’s claimed stressor -and resulting confirmed diagnosis, the regional office granted entitlement to benefits for post-traumatic stress disorder and assigned a 30% disability rating, effective April 24, 2000. Mr. Cline filed a Notice of Disagreement with that decision.

In January 2008, after several interim decisions, the regional office ultimately issued a Statement of the Case granting an effective date of May 6, 1999, for the initial award of benefits for post-traumatic stress disorder, assigning a 50% disability rating for that condition effective from that date, and assigning a 70% disability rating from January 22, 2007. Mr. Cline appealed to the Board.

In July 2010, the Board issued the decision on appeal. With respect to the effective date for the initial award of benefits for post-traumatic stress disorder, the Board considered whether the response from the Center for Unit Records Research regarding the death of Specialist Clifton could satisfy 38' C.F.R. § 3.156(c)(1), which permits an effective date as of the original date of the claim (here, January 1993) in cases where service department records later associated with the claims file form the basis of the ultimate award of benefits. The Board concluded that, while the response from the Center for Unit Records Research was “likely the type of information contemplated” by the regulation (R. at 13), Mr. Cline’s situation was more properly considered under § 3.156(c)(2), which states that subsection (a) does not apply where “the claimant failed to provide sufficient information for VA to identify and obtain the records.” In particular, the Board found that Mr. Cline did not provide sufficient information in January 1993 for VA to [21]*21attempt to corroborate his claimed stres-sor — seeing a friend or fellow soldier drown — with the Center for Unit Records Research. The Board stated that, although Mr. Cline did reference a friend’s drowning at the time of his January 1993 application, he “did not provide the names of any casualties at that time and he stated that the names of any casualties were unknown.” R. at 13-14.

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26 Vet. App. 18, 2012 U.S. Vet. App. LEXIS 1755, 2012 WL 3524832, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phillip-g-cline-v-eric-k-shinseki-cavc-2012.