Philips v. Philips

77 A.D. 113
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 1, 1902
StatusPublished
Cited by14 cases

This text of 77 A.D. 113 (Philips v. Philips) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Philips v. Philips, 77 A.D. 113 (N.Y. Ct. App. 1902).

Opinion

O’Beien, J.:

The action was brought to determine the validity of the will of plaintiff’s brother, F. Stanhope Philips, who died January 12,1901. The will was dated September 24, 1900, and was admitted to probate on April 8, 1901. It gives to his wife, the .defendant Martha B. Philips, all his estate, real and personal, and appoints her his sole executrix. The questions for our determination are whether or not, upon the evidence given at the trial, the plaintiff had the right to go to the jury on the subjects of testamentary capacity, undue influence and proper execution of the will.

Section 2653a of the Code of Civil Procedure provides that the issue as to the validity of a will “ shall be tried by a jury * *

And in construing this section, it was held, in Dobie v. Armstrong (160 N. Y. 584) that whether evidence was sufficient to warrant the submission of any of these questions to the jury is a question of law for the court, the opinion stating that “the trial court was not required to submit the question of the testator’s mental capacity to the jury, merely because some evidence had been introduced by the [115]*115party bearing the burden of proof. * * * The Legislature never could have intended, and the statute does not compel the construction, that courts should hold that every case which is brought under section 2653a of the Code must be submitted to the arbitrament of a jury. * * * Their verdict should proceed upon such evidence as would warrant the court, in its review of the facts, in holding that it actually tended to prove such mental unsoundness in the testator * * The opinion concludes with this language:

“ Such cases are fraught with the gravest consequences, and I do not believe that a solemn testamentary disposition of property should be left to the decision of a jury upon mere surmise or upon inferences from facts which are as consistent with the one view as with the other.” And the conclusion reached in that case was that the evidence produced by the contestant “ was not of a nature that the jury could have properly proceeded to find a verdict upon it in his behalf, and, further, that, if such a verdict had been rendered, it could not have stood the test of a motion addressed to the court to set it aside.”

The force of this last statement has been destroyed by the later case of McDonald v. Metropolitan Street Railway Co. (167 N. Y. 66), wherein it was held, as correctly stated in the syllabus, that the court cannot in any case where the right of trial by jury exists and the evidence presents an actual issue of fact, properly direct a verdict; if in such a case it is dissatisfied with the verdict, because against the weight or preponderance of evidence, it may be set aside, but a new trial must be granted before another jury, and the direction of a verdict under such circumstances is reversible error.”

Upon the law as now authoritatively laid down by the Court of Appeals, therefore, a verdict cannot be directed for a plaintiff or defendant, no matter how great the weight or preponderance of evidence may be in his favor, where, on the other side, evidence has been given which presents an issue of fact and upon which the jury could properly proceed to find a verdict.

With this rule in mind we have examined the voluminous record presented on this appeal bearing upon the various grounds upon which the plaintiff assails the validity of his brother’s will, and for the reason that, upon the subjects of undue influence and of proper [116]*116execution of the will, no sufficient prima facie case was made out by the plaintiff, we may dismiss their further discussion and center our attention upon the only serious question left, namely, whether upon the subject of testamentary capacity there was at the end of all the evidence a prima facie case in favor of the plaintiff entitling him to go to the jury. We start with the rule as to the order and effect of the proof necessary in cases of this kind laid down in Dobie v. Armstrong (supra), wherein it was said: “ Ordinarily the burden of proof is upon the party propounding a will; but section 2653a of the Code of Civil Procedure, which is the authority for the maintenance of this action, places the burden upon the defendants, who contest the validity of the will, of establishing the testamentary incapacity of the testator. The probate of the will by the surrogate is mad prima facie evidence of its due execution and validity.”

The burden at the outset of the trial rested, therefore, upon the plaintiff of meeting the legal presumption in favor of the will arising from its probate, and to what extent he was successful we will briefly refer.

The plaintiff produced three medical experts, upon whose testimony lie relies as presenting a prima facie case showing testamentary incapacity, one of whom alone, Dr. Dana, had ever seen the testator, and he had seen him only during the latter part of November and the first of December, 1897, some three years prior to his death and the making of his will, when, from the symptoms he then observed of the man’s condition, he diagnosed his illness as the initial stage of paresis. Upon the conclusion thus formed by him, that the testator at that time was suffering from incipient paresis, as a foundation, were built up hypothetical questions propounded to the other two experts, and upon which alone were based their opinions of his incapacity when the will was executed in September, 1900.

The plaintiff’s case, therefore, rests entirely upon the opinions of the experts, and the force and weight to be given to them must necessarily depend upon the truth or falsity of the facts embodied in the hypothetical questions upon which such opinions are founded. If it was demonstrated at the close of the evidence, as on this record we think it was, that the diagnosis in 1897, that the testator was then in the initial stage of paresis, was erroneous ; and if there [117]*117was no sufficient evidence upon which the jury could find that it was true; and if in addition we find that assumptions were included in the hypothetical questions which had no basis in fact, then, clearly, as the plaintiff’s case rests alone upon the answers to these hypothetical questions, there was not sufficient evidence upon the issue involved requiring its submission to the jury.

As said by Judge Finch in Griswold v. N. Y. C. & H. R. R. R. Co. (115 N. Y. 64): “ Medicine is very far from being an exact science. At the best, its diagnosis is little more than a guess enlightened by experience. * * * And the wisest physician can do no more than form an opinion based upon a reasonable probability.” Attaching, however, to the diagnosis here involved such weight as it is entitled to in the first instance as a diagnosis or a guess as to the testator’s condition in 1897, it remains to determine whether there was any doubt at the close of the evidence as to Dr. Dana’s error concerning the nature of the disease. He testified, as stated, that when the testator came to him for treatment his diagnosis was that he was in the initial state of paresis; and paresis, he says, is a condition pathologically called softening of the brain, accompanied with the symptoms of mental weakness, deterioration, physical weakness and depression, and almost universally fatal within from two to five years. He does not state, however, upon what facts he based his diagnosis, and admits that when he saw him in 1897 the testator was not irrational.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re the Probate of the Last Will & Testament of Burnham
201 A.D. 621 (Appellate Division of the Supreme Court of New York, 1922)
In re the Probate of the Last Will & Testament of Burnham
115 Misc. 588 (New York Surrogate's Court, 1921)
In re Proving the Last Will & Testament of Strong
99 Misc. 243 (New York Supreme Court, 1916)
In re Proving the Last Will & Testament of Strong
18 Mills Surr. 455 (New York Surrogate's Court, 1916)
Ogden v. Sergeant
112 N.Y.S. 1085 (Appellate Terms of the Supreme Court of New York, 1908)
New York Evening Journal Publishing Co. v. William F. Simpson Advertising Co.
110 N.Y.S. 391 (Appellate Terms of the Supreme Court of New York, 1908)
Shayne v. Shayne
54 Misc. 474 (New York Supreme Court, 1907)
Ivison v. Ivison
80 A.D. 599 (Appellate Division of the Supreme Court of New York, 1903)

Cite This Page — Counsel Stack

Bluebook (online)
77 A.D. 113, Counsel Stack Legal Research, https://law.counselstack.com/opinion/philips-v-philips-nyappdiv-1902.