Philippe Tanguy v. David Laux Individually and as General Partner of the Laux/Davis Tax Consulting and Tax Investment Partnership, and the Laux/Davis Tax Consulting and Investment Partnership

Court of Appeals of Texas·Decided June 29, 2015·No. 01-13-00501-CV·Published

Opinion

Opinion issued June 25, 2015

In The

Court of Appeals

For The

First District of Texas

Appellant, Philippe Tanguy, challenges the trial court’s judgment, entered after a jury trial, in favor of appellees, David Laux, individually and as general partner of the David Laux/Richard Davis Tax Consulting and Tax Investment Partnership (the “Laux/Davis Partnership”), and the Laux/Davis Partnership, on Tanguy’s counterclaims against them for wrongful injunction, malicious prosecution, fraud, slander of title, and breach of contract. 1 In eight issues, Tanguy contends that the trial court erred in striking his claims against Laux, in his capacity as a partner, and the Laux/Davis Partnership; not awarding him attorney’s fees on Laux’s fraudulent-transfer claim; not submitting a jury question and entering judgment in his favor on his claim for wrongful injunction; denying his motion for mistrial; and in admitting certain evidence.

We affirm in part and reverse and remand in part.

Background

In his petition, Laux alleged that in 2004 he sued Davis, his business partner, for breach of contract because Davis had failed to pay him certain “proceeds related commissions.” 2 After Laux obtained a judgment against Davis in the amount of $384,126.94, he began a search for Davis’s assets and located a 1968 de Havilland Twin Otter aircraft (the “aircraft”) registered to Davis. Laux then filed

1 Davis is not a party to this appeal.

2 Laux v. Davis, No. 2004-18555 (152nd Dist. Ct., Harris Cnty, Tex., filed Apr. 12, 2004).

an application for turnover relief. However, six days later, on May 3, 2007, Davis filed with the Federal Aviation Administration (“FAA”) registry a bill of sale, purporting to have previously transferred the aircraft to Tanguy. On June 12, 2007, Davis filed for bankruptcy relief.

Laux then sued Tanguy, alleging that Tanguy had acquired the aircraft from Davis through a fraudulent transfer.3 Laux sought a temporary restraining order (“TRO”) and then a temporary injunction to prohibit Tanguy from transferring or relocating the aircraft. In August 2007, the trial court, after granting the TRO and holding a hearing, issued a temporary injunction prohibiting Tanguy from “selling, encumbering, transferring and/or relocating from the county” the aircraft. And the trial court made the injunction conditional on Laux posting a bond of $500.00.

Tanguy bought an interlocutory appeal to this Court, arguing that the trial court had erred in granting the temporary injunction because Laux did not have a lien on Davis’s personal property, had not recorded a lien with the FAA, and had no greater right in the aircraft than had Davis. 4 We noted that the bill of sale for the aircraft was dated nine months after Laux had obtained his judgment against Davis and six weeks before Davis had filed for bankruptcy relief. Id. at 859. And

we held that the trial court did not err in issuing the temporary injunction. Id. 3 See TEX. BUS. & COM. CODE ANN. §§ 24.001–.013 (Vernon 2015) (the “Texas Uniform Fraudulent Transfer Act”).

4 Tanguy v. Laux, 259 S.W.3d 851, 853–54 (Tex. App.—Houston [1st Dist.] 2008, no pet.).

In July 2010, Tanguy filed in the trial court a motion to dissolve the injunction on the ground that the trustee in Davis’s bankruptcy proceeding had filed an action alleging that Tanguy owned the aircraft and owed the balance on his purchase note to the bankruptcy estate. He further asserted that the United States Bankruptcy Court had held that there was “no dispute regarding the existence of [Tanguy’s purchase] note or its maker,” he had stipulated that the trustee was the owner and holder of the note, and he owed $1,161,566 to the bankruptcy trustee. On August 5, 2010, the trial court granted Tanguy’s motion, dissolving the injunction. Tanguy then moved for summary judgment on Laux’s fraudulent- transfer claim, and the trial court later granted the motion.

Tanguy also brought counterclaims against Laux for wrongful injunction, malicious prosecution, fraud, slander of title, and breach of contract, seeking “actual damages” and attorney’s fees. He asserted that Laux, “after intentionally asserting the meritless” fraudulent-transfer claim against him, “continued to intentionally and maliciously prosecute” the claim. And, “[a]s a result of the wrongfully issued temporary restraining order and the subsequently obtained temporary injunction,” Tanguy was prevented from making the aircraft profitable through leases or sale. Tanguy argued that because he had “prevailed” on Laux’s fraudulent-transfer claim, the trial court “may award [him] all reasonable costs and attorney’s fees.”

At the trial on his counterclaims, Tanguy testified that he met Laux in 1998 while participating in a skydiving team at Skydive Houston, a business operated by Davis. Tanguy explained that Laux and Davis, who had been working together in a “tax investment business” or “tax partnership,” had several assets associated with the skydiving business. The assets included a skydiving center, land, the aircraft at issue in this suit, and equipment—all of which were “structured in various different partnerships.” Laux and Davis offered Tanguy an opportunity to invest in these “partnerships” to obtain certain tax benefits.

Tanguy explained that from 2002 to 2004, he had invested in various fractional interests of Laux and Davis. In January 2006, Davis offered to sell him a company, “13,500 Air Express, LLC,” and the aircraft. He and Davis then executed a purchase agreement and note, pursuant to which Tanguy agreed to pay Davis $1,237,500, with $12,500 as a down payment and installment payments of $10,000 per month, beginning one year later, in January 2007, and continuing for 123 months, with no interest. In January and March 2007, Tanguy made payments of $26,000 and $24,000, respectively. And he continued to make his monthly payments of $10,000 throughout 2007. When Davis filed for bankruptcy relief on June 12, 2007, Tanguy began making his payments to the bankruptcy trustee. However, after Laux obtained the temporary injunction prohibiting Tanguy from moving, leasing, or selling the aircraft, Tanguy was unable to maintain a profit, or

to lease or sell it. He then stopped making payments in late 2008. And in 2008, Tanguy lost a specific sale of the aircraft because of the injunction. The aircraft then fell into disrepair and was grounded in 2009.

Laux testified that he and Davis were business partners, his role was to help Davis “find people” who could become investors in certain “tax shelters,” and Davis had agreed to pay him a percentage of any sums invested. Laux explained that although he had brought Davis various investors, including Tanguy, Davis had failed to pay him as agreed. Laux then sued and obtained a judgment against Davis, located the aircraft, and obtained the underlying injunction.

The jury found that Laux did not maliciously prosecute Tanguy, commit fraud against Tanguy, or commit slander of title against Tanguy. It further answered that Tanguy had incurred $100,000 in reasonable and necessary attorney’s fees. The trial court then rendered judgment in favor of Laux and ordered that Tanguy take nothing on his counterclaims.

Wrongful Injunction

In his fourth issue, Tanguy, in regard to his wrongful injunction claim, argues that the trial court erred in not awarding him the $500 injunction bond posted by Laux because he presented “proof that the TRO and temporary injunction were improperly entered and were dissolved.” In his fifth issue, Tanguy argues that the trial court erred in not submitting to the jury an “instruction” on his

wrongful-injunction claim because there was a “fact issue concerning [his] entitlement to payment of Laux’s injunction bond upon the dissolution of Laux’s wrongful injunction.”

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Philippe Tanguy v. David Laux Individually and as General Partner of the Laux/Davis Tax Consulting and Tax Investment Partnership, and the Laux/Davis Tax Consulting and Investment Partnership, (Tex. Ct. App. 2015).

Philippe Tanguy v. David Laux Individually and as General Partner of the Laux/Davis Tax Consulting and Tax Investment Partnership, and the Laux/Davis Tax Consulting and Investment Partnership (Philippe Tanguy v. David Laux Individually and as General Partner of the Laux/Davis Tax Consulting and Tax Investment Partnership, and the Laux/Davis Tax Consulting and Investment Partnership) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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