Phelps Oil and Gas v. Noble Energy

124 F.4th 1224
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 31, 2024
Docket24-1005
StatusPublished

This text of 124 F.4th 1224 (Phelps Oil and Gas v. Noble Energy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phelps Oil and Gas v. Noble Energy, 124 F.4th 1224 (10th Cir. 2024).

Opinion

Appellate Case: 24-1005 Document: 64-1 Date Filed: 12/31/2024 Page: 1 FILED United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS December 31, 2024 Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court _________________________________

PHELPS OIL AND GAS, LLC, on behalf of itself and a class of similarly situated royalty owners,

Plaintiff - Appellant,

v. No. 24-1005

NOBLE ENERGY, INC.,

Defendant - Appellee. _________________________________

Appeal from the United States District Court for the District of Colorado (D.C. No. 1:22-CV-02637-RM-SKC) _________________________________

George A. Barton (Stacy A. Burrows with him on the briefs), Barton and Burrows LLC, Mission, Kansas, for Plaintiff - Appellant.

Jonathan W. Rauchway (James R. Henderson and Molly J. Kokesh with him on the brief), Davis Graham & Stubbs LLP, Denver, Colorado, for Defendant - Appellee. _________________________________

Before MATHESON, MORITZ, and FEDERICO, Circuit Judges. _________________________________

MATHESON, Circuit Judge. _________________________________

Noble Energy, Inc., produces natural gas from land it leases from Phelps Oil

and Gas, LLC, and pays royalties on proceeds from gas sales to Phelps. Phelps Appellate Case: 24-1005 Document: 64-1 Date Filed: 12/31/2024 Page: 2

brought a putative class action against Noble for breach of contract, alleging Noble

underpaid royalties. The district court granted Noble summary judgment, and Phelps

timely appealed. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.

I. BACKGROUND

A. Factual History

Parties and Main Actors

Noble produces natural gas and natural gas liquids (“NGLs”) from leased land

in Colorado. DCP Midstream, LP (“DCP”), processes Noble’s gas and NGLs,

provides other post-wellhead services, and sells the processed gas and NGLs. It

retains a share of the sales proceeds and pays Noble the rest. As explained below,

Noble pays Phelps royalties under a settlement formula from a prior class action

lawsuit—“the Holman Settlement.”

Holman Settlement

In the Holman Settlement, the parties agreed to a royalty calculation method,

which became effective on January 1, 2008. Under that method, Noble agreed to pay

Phelps and other class members royalties on (1) 100 percent of proceeds Noble

received from gas and NGL sales and (2) 50 percent of proceeds retained by

providers of post-wellhead services, including DCP.

The 50 percent royalty provision reads:

When any provider of Post-Wellhead Services retains a percentage of the provider’s sale proceeds as compensation for Post-Wellhead Services and returns a percentage of the provider’s sale proceeds to Noble, then Noble will, in addition to paying [100 percent] Royalties on the sale

2 Appellate Case: 24-1005 Document: 64-1 Date Filed: 12/31/2024 Page: 3

proceeds returned to Noble, also pay Royalties on 50% of the amount of sale proceeds retained by the provider of such Post-Wellhead Services.

App., Vol. 4 at 855-56 (provision 6(a)(ii)).

DCP Settlement

From 2008 to 2009, Noble conducted an audit of DCP. In the audit report,

Noble asserted that DCP had underpaid it by about $34 million, but DCP disagreed.

After negotiations, Noble and DCP settled the dispute (“the DCP Settlement”).

Under the DCP Settlement, Noble agreed to release its underpayment claims. In

exchange, DCP agreed to invest $17.5 million to improve its own gas processing and

transportation infrastructure.

B. Procedural History

Phelps sued Noble and DCP in Colorado state court, 1 alleging Noble breached

the Holman Settlement by failing to pay royalties on (1) 50 percent of the $34 million

from the DCP audit, and (2) 100 percent of the $17.5 million that DCP promised to

invest. 2 DCP removed the case to the United States District Court for the District of

Colorado. It was assigned to Judge Robert E. Blackburn.

1 DCP is not a party to this appeal. 2 Phelps has waived any argument that Noble owed 100 percent royalties on the $34 million or 50 percent royalties on the $17.5 million because it does not raise these issues on appeal.

3 Appellate Case: 24-1005 Document: 64-1 Date Filed: 12/31/2024 Page: 4

2017 Summary Judgment Order

Phelps and Noble filed cross-motions for summary judgment on the breach of

contract claims. Analyzing the Holman Settlement, Judge Blackburn recognized

“two key prerequisites” to Noble’s 50 percent and 100 percent royalty obligations:

“(1) production of natural gas or liquids at the relevant wells; and (2) return of sale

proceeds to Noble by the post-wellhead service provider, DCP.” App., Vol. 4 at 970.

a. $34 million claim

On the $34 million claim, Judge Blackburn held that “the second

prerequisite”—return of sales proceeds—“never was satisfied” because “DCP never

paid Noble the 34 million dollars claimed by Noble in the DCP Audit.” Id. at 972;

see also id. at 977. He therefore concluded that “Noble’s obligation to pay a royalty

on this amount never was triggered” and granted Noble summary judgment on the

$34 million claim. Id. at 977; see also id. at 970-71.

b. $17.5 million claim

On the $17.5 million claim, Judge Blackburn started his analysis with Watts v.

Atlantic Richfield Co., 115 F.3d 785 (10th Cir. 1997). He said Watts held that gas

producers must pay royalties on “‘any settlement in which a producer receives

consideration for compromising its pricing claim’ assuming the pricing claim ‘relates

to either past or future production actually taken by the settling purchaser.’” App.,

Vol. 4 at 974 (quoting Watts, 115 F.3d at 791). He found that DCP’s promise to

invest $17.5 million in its infrastructure was consideration Noble received for settling

its pricing dispute on past production, so the promise was “subject to the rule in

4 Appellate Case: 24-1005 Document: 64-1 Date Filed: 12/31/2024 Page: 5

Watts.” Id. at 975. He therefore granted Phelps summary judgment “as to the

contention . . . that DCP’s promise to invest 17.5 million dollars . . . may be asserted

as the basis for a royalty claim under the Holman Settlement.” Id. at 982.

Judge Blackburn next noted that although “Phelps may be entitled to a royalty

payment from Noble” based on the $17.5 million promise, “[t]he evidence in the

record d[id] not show what value, if any, this consideration had for Noble.”

Id. at 975. He held that “[a]ny royalty calculation cannot be based on the amount

DCP promised to spend because that amount does not necessarily reflect the value,

from Noble’s perspective, of this consideration.” Id.

Judge Blackburn said that “increased sales revenue [resulting from DCP’s

infrastructure investment] would mean . . . higher royalty payments from Noble to

Phelps,” and noted that Phelps did not allege Noble had failed to make any of those

payments. Id. He therefore posited “the key question is whether DCP’s promise to

invest 17.5 million dollars in infrastructure . . . gave any additional value to Noble as

consideration for the settlement of alleged past price deficiencies.” Id. at 975-76.

Judge Blackburn denied summary judgment on this question because the record was

insufficient to settle this issue.

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Related

Watts v. Atlantic Richfield Co.
115 F.3d 785 (Tenth Circuit, 1997)
Westerman v. Rogers
1 P.3d 228 (Colorado Court of Appeals, 1999)
Phelps Oil and Gas v. Noble Energy
5 F.4th 1122 (Tenth Circuit, 2021)
Mountain States Adjustment v. Cooke
412 P.3d 819 (Colorado Court of Appeals, 2016)
Ford v. Jackson National Life
45 F.4th 1202 (Tenth Circuit, 2022)

Cite This Page — Counsel Stack

Bluebook (online)
124 F.4th 1224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phelps-oil-and-gas-v-noble-energy-ca10-2024.