Phelps Dodge Corp. v. Superior Court in and for County of Cochise

438 P.2d 424, 7 Ariz. App. 277, 1968 Ariz. App. LEXIS 373
CourtCourt of Appeals of Arizona
DecidedMarch 8, 1968
Docket2 CA-CIV 466
StatusPublished
Cited by21 cases

This text of 438 P.2d 424 (Phelps Dodge Corp. v. Superior Court in and for County of Cochise) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phelps Dodge Corp. v. Superior Court in and for County of Cochise, 438 P.2d 424, 7 Ariz. App. 277, 1968 Ariz. App. LEXIS 373 (Ark. Ct. App. 1968).

Opinion

MOLLOy, Judge.

This certiorari proceeding seeks review of pretrial orders, entered in a civil action, denying the plaintiff’s Rule 34 motion for inspection of documents, correspondence and records, and upholding an objection to a Rule 36 request for admissions. Conflicting policies of full discovery versus privilege against self-incrimination vie with each other in these pretrial gambits.

No prior Arizona decision has been called to our attention which reviews by special writ, as we are now doing, the denial of discovery in the trial court. Dean v. Superior Court, 84 Ariz. 104, 324 P.2d 764, 73 A.L.R.2d 1 (1958), blazed a trail in this state for reviewing the granting of discovery by writ of prohibition. In Dean, traditional language (“ * * * in excess 'of jurisdiction * * *”—84 Ariz. at 109, 324 P.2d 764) was used, but in State ex rel. Ronan v. Superior Court, 95 Ariz. 319, 322, 390 P.2d 109, 111 (1964), our Supreme Court frankly adopted the California view that an “ * * * abuse of discretion” may be reviewed by special writ.

In California, it is well established that a denial of proper pretrial discovery may be corrected by special writ. Chapin v. Superior Court, 239 Cal.App.2d 851, 49 Cal. Rptr. 199 (1966); Flora Crane Service, Inv. v. Superior Court, 234 Cal.App.2d 767, 45 Cal.Rptr. 79 (1965); Regents of University of Cal. v. Superior Court, 200 Cal. App.2d 787, 19 Cal.Rptr. 568 (1962); Carlson v. Superior Court of Los Angeles County, 56 Cal.2d 431, 15 Cal.Rptr. 132, 364 P.2d 308 (1961); West Pico Furniture Co. v. Superior Court, 56 Cal.2d 407, 15 Cal.Rptr. 119, 364 P.2d 295 (1961); Singer v. Superior Court of Contra Costa County, 54 Cal.2d 318, 5 Cal.Rptr. 697, 353 P.2d 305 (1960); Dowell v. Superior Court, 47 Cal. 2d 483, 304 P.2d 1009 (1956); McClatchy Newspapers v. Superior Court, 26 Cal.2d 386, 159 P.2d 944 (1945).

The California courts afford such relief under the label of a writ of mandate, but we believe certiorari equally appropriate for the particular relief requested. Hastings v. Thurston, 100 Ariz. 302, 413 P.2d 767 (1966); Ward v. Stevens, 86 Ariz. 222, 344 P.2d 491 (1959); State v. Superi- *280 or Court, 6 Ariz.App. 414, 433 P.2d 65 (1967). California is not alone in granting special writs to remedy improper denial of discovery, as indicated by cases annotated commencing 95 A.L.R.2d at 1241.

We agree with California that appeal is not an adequate remedy for denial of discovery because a litigant has a right to:

“ * * * the means of obtaining in advance of the trial information concerning the issues and the means of producing at the trial the evidence necessary to sustain his action or defense.” Mc- Clatchy, 159 P.2d at 948-949.

The real party in interest, Lederman, is one of the defendants in an action pending in the respondent court, wherein the plaintiff Phelps Dodge seeks to recover damages for the alleged conspiracy of the defendants to defraud it by bribing its employees to increase the copper content of samples from scrap shipments sent by defendants to the Phelps Dodge Corporation smelter at Douglas, Arizona. On July 21, 1966, in Los Angeles, California, Phelps Dodge took the deposition of Lederman and another defendant. The latter claimed the privilege against self-incrimination as to numerous questions propounded to him. Lederman, however, did not invoke his Fifth Amendment privilege as to any questions asked of him and denied, inter alia, that he knew a Mr. M-, a Phelps Dodge employee purportedly bribed.

The Rule 36 request asked Lederman to admit that he had purchased a cashier's check payable to M-, a copy of which was attached to the request. The Rule 34 motion for inspection was directed to all records and correspondence in the possession of Lederman pertaining to his shipments and sales of scrap metal to the Douglas smelter of Phelps Dodge. Lederman filed written objections on the grounds that answers would tend to incriminate him. The lower court sustained Lederman’s objections to both the motion for inspection and the request for admissions “on the basis of a claim of a privilege against self-incrimination.”

The record below would indicate that no argument was presented to the trial court as to individualized treatment in ruling upon the respective objections. Since the governing principles differ, as we shall subsequently point out, we deem it necessary to consider each discovery request separately.

MOTION FOR INSPECTION

The petitioner challenges the trial court’s ruling on two grounds: (1) failure to examine the documents sought to be inspected before ruling on the claim of privilege, and (2) the privilege had been waived.

The petitioner contends the mere assertion of the privilege against self-incrimiriation, without more, was insufficient. It argues that Lederman should have been required to produce the documents sought to be inspected so that the court might examine them to determine whether they contained matters which might tend to incriminate. Courts on occasion have deemed such procedure to be appropriate. See, e. g., Leahy v. City of Knoxville, 193 Tenn. 242, 245 S.W.2d 772, 775 (1951); and Manning v. Mercantile Securities Co., 242 Ill. 584, 90 N.E. 238, 241 (1909).

The claim of the privilege against self-incrimination is fraught with difficulties for which the courts have sought to make adequate provision. As Judge Learned Hand, in United States v. Weisman, 111 F.2d 260 (2d Cir. 1940), aptly commented:

“Obviously a witness may not be compelled to do more than show that the answer is likely to be dangerous to him, else he will be forced to disclose those very facts which the privilege protects. Logically, indeed, he is boxed in a paradox, for he must prove the criminatory character of what it is his privilege to suppress just because it is criminatory. The only practicable solution is to be content with the door’s being set a little ajar, and while at times this no doubt partially destroys the privilege, and at times it permits the suppression of competent evidence, nothing better is available.”' 111 F.2d at 262.

*281 Apparently the trial court here concluded it was unnecessary to peek through any ■crack in the door to determine whether the privilege was properly claimed, and we see no abuse of discretion in its so doing.

The constitutional guarantee against testimonial compulsion embraces not only testimony which is directly incriminatory but also that which would furnish a link in the chain of evidence needed to prosecute the one claiming the privilege, Blau v. United States, 340 U.S. 159, 71 S.Ct. 223, 95 L. Ed. 170 (1950); Wales v. Tax Commission, 100 Ariz. 181, 412 P.2d 472 (1966). The privilege may be invoked when the claimant has reasonable cause to apprehend danger. Hoffman v. United States, 341 U.S. 479, 71 S.Ct. 814, 95 L.Ed. 1118 (1951); Mason v. United States, 244 U.S. 362, 37 S.Ct. 621, 61 L.Ed. 1198 (1917).

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438 P.2d 424, 7 Ariz. App. 277, 1968 Ariz. App. LEXIS 373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phelps-dodge-corp-v-superior-court-in-and-for-county-of-cochise-arizctapp-1968.