Pham v. Shinn

District Court, D. Arizona·Decided March 2, 2020·No. 3:18-cv-08321·Unknown

Opinion

WO

Ngoc Lam Pham, No. CV-18-08321-PCT-JAT

Petitioner, ORDER

v.

Charles Ryan, et al.,

Respondents. Pending before the Court is Petitioner’s Petition for Writ of Habeas Corpus. (Doc. 1). The Magistrate Judge to whom this case was assigned issued a Report and Recommendation (“R&R”) recommending that the Petition be denied and dismissed with prejudice. (Doc. 10). Petitioner filed objections to the R&R (Doc. 11); Respondents filed a reply to the objections (Doc. 12). I. Review of R&R This Court “may accept, reject or modify in whole or in part, the findings or recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1). The district court must review the Magistrate Judge’s findings de novo only if a party objects to the Magistrate Judge’s findings or recommendations. United States v. Reyna-Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003) (en banc). However, if no party objects to any fact or issue, the district court is not required to engage in “any review at all ....” Thomas v. Arn, 474 U.S. 140, 149 (1985). Accordingly, the Court will review de novo the portions of the R&R to which Petitioner has objected. II. Petition for Writ of Habeas Corpus In his habeas petition, Petitioner raises three grounds for relief: (1) ineffective assistance of counsel under the Sixth Amendment due to his attorney’s “fail[ure] to investigate Heather Crawford and her job as an informant for the police . . . and to obtain dashcam video of [his] interaction with [the] police”; (2) prosecutorial misconduct due to the prosecution’s “charge of money laundering [that] should never have been brought forward”; and (3) the prosecution’s refusal to disclose evidence favorable to him as required by the Fifth and Fourteenth Amendments. (Doc. 1 at 6–8). The Magistrate Judge found that each of these grounds were procedurally barred because Petitioner had not fairly presented them in state court. (Doc. 10 at 8–10). Additionally, the Magistrate Judge rejected Petitioner’s prosecutorial misconduct claim because Petitioner relied on an incorrect interpretation of the Arizona statute for money laundering. (Id. at 9). Finally, the Magistrate Judge found no excuse for Petitioner’s procedural defaults. (Id. at 10). III. Procedural Background On September 28, 2015, a jury found Petitioner guilty of four counts: (1) first degree money laundering; (2) sale of a dangerous drug (methamphetamine); (3) use of wire or electronic communication in a drug-related transaction; and (4) possession or use of drug paraphernalia (methamphetamine). (Doc. 8-1 at 115, 118). Petitioner’s attorney filed notice of appeal, requesting that the Arizona Court of Appeals “search the record for reversible error” despite having not found any “error or [] arguable question of law” himself. (Id. at 140, 143–49). Petitioner received the opportunity to file a pro se brief stating his own issues for appeal, but he did not. (Id. at 155). On June 14, 2016, the Arizona Court of Appeals affirmed his convictions. (Id. at 154–58). Petitioner neither filed a timely motion for rehearing nor a timely petition for review with the Arizona Supreme Court. (Id. at 153). On August 8, 2016, Petitioner filed notice of Post-Conviction Relief. (Doc. 8-2 at 3). Petitioner was appointed counsel who, despite finding no “claims for relief,” requested that the court search the record for “clearly apparent,” “fundamental error.” (Id. at 3–4). Counsel also requested that Petitioner be allowed to file a pro se petition. On January 10, 2017, Petitioner timely filed a pro se Petition for Post-Conviction Relief. (Id. at 8–21). He raised five grounds for relief: (1) lack of jurisdiction; (2) lack of facts establishing the “second prong” of his money laundering count; (3) ineffective assistance of trial counsel who failed to object to the money laundering count; (4) ineffective assistance of appellate counsel who refused to assert a claim of prosecutorial vindictiveness; and (5) violation of his equal protection rights due to a “fundamentally deficient” trial. (Id. at 8–21). The Yavapai County Superior Court, finding no “basis for post-conviction relief,” denied his petition on May 11, 2017. (Id. at 31–32). The Arizona Court of Appeals affirmed that decision, finding no abuse of discretion. (Doc. 8-3 at 37–38) (“we grant review and deny relief”). The Arizona Supreme Court denied Petitioner’s petition for review. (Doc. 1 at 3). IV. Legal Standard An application for a writ of habeas corpus shall not be granted unless it appears that “the applicant has exhausted the remedies available in the courts of the [s]tate,” 28 U.S.C. § 2254(b)(1)(A), giving the state full “opportunity to pass upon and correct” alleged violations of the petitioner’s federal rights, Baldwin v. Reese, 541 U.S. 27, 29 (2004). This means that the petitioner must “fairly present” his claims to the state’s courts, or else he will be procedurally barred from relief in federal court. Id. “Where a defendant has procedurally defaulted a claim [by failing to exhaust state court remedies], the claim may be raised in habeas only if the defendant can first demonstrate either ‘cause’ and actual ‘prejudice’ or that he is ‘actually innocent.’” U.S. v. Braswell, 501 F.3d 1147, 1149 (9th Cir. 2007) (quoting Bousley v. United States, 523 U.S. 614, 622 (1998)). A showing of “cause” ordinarily requires the petitioner to show that some external factor prevented him from exhausting state court remedies. Robinson v. Ignacio, 360 F.3d 1044, 1052 (9th Cir. 2004). However, a valid cause to overcome procedural default may include attorney error if such error “amounted to a depravation of the constitutional right to counsel.” Davila v. Davis, 137 S. Ct. 2058, 2065 (2017). Such an ineffective assistance claim “requires showing that counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment . . . [and] that the deficient performance prejudiced the defense.” Strickland v. Washington, 466 U.S. 668, 687 (1984). A court may excuse procedural default of an ineffective assistance of trial counsel claim if such claim is “substantial” and if such claim was not exhausted in state court due to ineffective assistance of counsel in an initial-review collateral proceeding by failing to raise ineffective assistance of trial counsel. Martinez v. Ryan, 566 U.S. 1, 14 (2012). The heightened stakes at trial and high degree of deference that appellate courts give to trial findings justify increased scrutiny of the trial stage to ensure that no trial error “will escape review altogether.” Davila, 137 S. Ct. at 2066–67. Here, Petitioner failed to exhaust his claims in state court as found by the R&R. Petitioner does not object to this conclusion. However, he attempts to recast his claims as effective assistance of trial counsel claims in an effort to obtain an evidentiary hearing to attempt to excuse his failure to exhaust under Martinez. For Petitioner to rely on ineffective assistance of counsel to excuse his failure to exhaust, he must make three showings. Specifically, “Martinez made clear that a reviewing court must determine whether the petitioner’s attorney in the first collateral proceeding was ineffective under Strickland, whether the petitioner’s claim of ineffective assistance of trial counsel is substantial, and whether there is prejudice.” Sexton v. Cozner,

Pham v. Shinn, (D. Ariz. 2020).

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