Petty v. Giles

125 F.2d 177, 29 C.C.P.A. 804, 52 U.S.P.Q. (BNA) 326, 1942 CCPA LEXIS 17
CourtCourt of Customs and Patent Appeals
DecidedFebruary 2, 1942
DocketNos. 4541, 4542, 4543
StatusPublished
Cited by1 cases

This text of 125 F.2d 177 (Petty v. Giles) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Petty v. Giles, 125 F.2d 177, 29 C.C.P.A. 804, 52 U.S.P.Q. (BNA) 326, 1942 CCPA LEXIS 17 (ccpa 1942).

Opinion

Bland, Judge,

delivered the opinion of the court:

These three appeals are from decisions of the Board of Appeals of the United States Patent Office in which priority of invention was awarded to Boy N. Giles in three interferences involving, generally, the separation of wax from lubricating oil by the use of normally gaseous hydrocarbon diluents such as propane and butane. The three appeals are presented to us in a single record and we will dispose of the issues raised thereby in a single opinion.

There are three counts involved, one in each interference. They follow:

Interference No. 68,617
The process of separating hydrocarbon lubricating oil and wax occurring naturally therewith which comprises heating said oil-wax mixture with a normally gaseous, hydrocarbon refrigerant to an elevated temperature sufficient ■to effect complete solution of both %oax and oil, effecting the major portion of the refrigeration necessary to precipitate the wax by evaporation of a portion of the hydrocarbon refrigerant thereby precipitating said wax, separating said precipitated wax, and recovering dewaxed lubricating oil from the remaining mixture. [Italics ours.]
Interference No. 68,846
The process of separating wax from oil which comprises mixing with an oil-wax mixture a liquefied normally gaseous hydrocarbon, maintaining the mixture at elevated temperature and at an elevated pressure sufficient to effect complete solution of both wax and oil in the liquefied hydrocarbon, cooling the mixture to effect solidification of wax in separable form from, the solution of oil in liquefied normally gaseous hydrocarbon, retaining at least a portion, of the liquefied normally gaseous hydrocarbon in the oil to serve as a diluent therefor, and separating the solidified wax from the diluted oil. [Italics ours.]
Interference No. 73,160
■ The method of removing wax from a wax-bearing oil which comprises heating said wax-bearing oil with a normally gaseous hydrocarbon to an elevated temperatiore sufficient to effect complete solution of both oil and wax therein, refrigerating the solution to cause crystallization of the wax. from the [806]*806diluted oil in filterable form, mechanically separating said wax from said diluted oil, and separating the remaining diluent from the diluted oil. [Italics ours.]

As may be seen from a reading of the above-quoted counts, the process involved relates to the separation of wax from oil by mixing a normally gaseous hydrocarbon diluent (such as propane or butane) with the oil, heating the mixture or maintaining it at an initial high temperature, cooling the mixture and separating the wax from the oil. We have italicized in said counts certain limitations which were of importance below, but not here, since it is not contended by anyone that there is sufficient difference in the inventions defined by the three counts to permit of a split decision, that is to say, upon the instant record one or other of the involved litigants is entitled to all the counts.

Earl Petty, the appellant, is the senior party having filed his application, serial No. 557,826, on August 18, 1931. Roy N. Giles is the junior party, having filed his application, serial No. 560,361, on August 31, 1931. The application of Giles matured into patent No. 1,943,236 on January 9, 1934.

Petty copied claims 10, 14, and 15 (corresponding to the three counts here involved) of the Giles patent for purposes of interference and the three interferences involved in these appeals were declared.

Both parties took testimony at some length.

It may here be said that during the prosecution of these interferences in the Patent Office other parties were involved in two of them, but have now been eliminated so that Giles and Petty are the only parties concerned.

The Examiner of Interferences and the Board of Appeals wrote separate opinions in all three interferences but stated in full the reasons for their holdings in their opinions in interference number 73,160.

The Examiner of Interferences reviewed the record for Giles and held that he failed to establish any inventive acts prior to his filing date, August 31, 1931. The Examiner of Interferences considered Petty’s record but also restricted him to his filing date, August 18, 1931, and therefore awarded priority of invention to him.

Upon appeal, the Board of Appeals agreed with the Examiner of Interferences that Petty “had not carried his date of invention back of his record date and that he must be restricted thereto for inventive acts.” It disagreed with the examiner, however, as to the Giles proof and concluded that “* * * Giles has proved by a preponderance of evidence that he conceived the invention prior to the filing date.of Petty, August 18, 1931,” and was diligent “during the critical period.?’

[807]*807We have carefully examined Petty’s proof, which consists of the testimony of himself and nine other witnesses, and drawings, notebooks, and other documentary evidence, and agree with the concurring'views of the tribunals below that Petty has proved no date of invention earlier than his filing date, except in the particular to which we shall hereinafter refer.

In view of the board’s conclusion that Giles had proved by a preponderance of the evidence that he had a conception of the invention prior to Petty’s filing date, which conclusion resulted in awarding priority to Giles, it is necessary for us to briefly set out a few of the important elements of Giles’ proof.

Early in 1931 Giles was engaged in research for the Standard Oil Company of Indiana at its Casper, Wyo., laboratory. He was working on the problem of dewaxing oils. Many exhibits and notebook entries were introduced in evidence which need not be discussed here. It is sufficient to say that the tribunals below have not held •that any of the documentary proof of itself established either conception or reduction to practice of the invention involved. The record, however, shows that S. H. Diggs, Giles’ immediate superior, forwarded to Dr. E. E. Wilson, director of research for the company, who had offices at Chicago, Ill., what are now known as Giles’ exhibits D to H, which were reports relating to'Giles’ experiments. Wilson did not testify and no excuse is offered for his failure to do so. The record however, by way of stipulation, discloses that the said Giles’ exhibits D to H were sent by Dr. Wilson to Donald E. Payne, a patent attorney for the Standard Oil Company of Indiana; that he- read the reports shortly after they were received by Dr. Wilson and proceeded to prepare the application for the Giles patent, and that Giles signed the application on the 18th day of August, 1931, the filing date of Petty.

The board held that Giles had established that he had a conception of the involved invention prior to the filing date of Petty arid that on August 18 Giles was diligent when he signed his application. Evidently the board regarded August 18 as the date when Petty entered the field. By this process of reasoning the board arrived at the conclusion that priority should be awarded to Giles. We quote the following from the decision of the Board of Appeals:

It appears to ns that Giles is not dependent entirely on Wilson for proof that the reports, Exhibits D to H, were received by him. It is noted that Donald E.

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Bluebook (online)
125 F.2d 177, 29 C.C.P.A. 804, 52 U.S.P.Q. (BNA) 326, 1942 CCPA LEXIS 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/petty-v-giles-ccpa-1942.