Pettibone Corp. v. Fargo Machine & Tool Co.

447 F. Supp. 1278, 198 U.S.P.Q. (BNA) 42, 1978 U.S. Dist. LEXIS 19050
CourtDistrict Court, E.D. Michigan
DecidedMarch 14, 1978
DocketCiv. A. No. 40200
StatusPublished

This text of 447 F. Supp. 1278 (Pettibone Corp. v. Fargo Machine & Tool Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Michigan primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pettibone Corp. v. Fargo Machine & Tool Co., 447 F. Supp. 1278, 198 U.S.P.Q. (BNA) 42, 1978 U.S. Dist. LEXIS 19050 (E.D. Mich. 1978).

Opinion

MEMORANDUM OPINION

RALPH M. FREEMAN, Senior District Judge.

This is a motion for partial summary judgment brought by defendant Fargo Machine & Tool Company. The primary issue on this motion is the validity of Pettibone’s reissue patent # 28,659.

Facts

The Beardsley & Piper Division of Plaintiff Pettibone has been' producing and selling mixing-mulling machines to the foundry industry for the preparation of molding sands used in the casting of metals for a number of years. This type of machine mixes and mulls the sand with a binder, additives and water so that the mixture becomes suitable for making molds in which molten metal can be cast. The mixing is done in a bowl by means of plows which rotate in a horizontal path through the sand. In Series B mulling machines, built by Pettibone since 1962, the plows are attached to the outer peripheral edge of a hub which is vertically central to the bowl and rotated by an upstanding motor-driven shaft.

[1279]*1279The foundry sand to be mixed and mulled with added binders and other materials is abrasive and the plows are expected to wear in normal use so that a number of times during the life of the machine they will need to be restored by welding or replaced with new plows. Beginning in 1962, Pettibone began to construct the Series B (Hunter) mulling machine with a lift plow and a side plow, the side plow extending forward and inward from the lift plow and acting as a deflector to guide sand onto the lift plow. The main lift plow was made with a flat planar portion and a triangularly-shaped upstanding flange extending along the entire postmedial edge of the planar portion. This lift plow, called by Pettibone a “lip” or “standard” plow and by Fargo a “low wing” lift plow, became the standard production lift plow installed by Pettibone in its Series B mulling machines shortly following introduction of the machines on the market.

On November 20, 1967, Pettibone filed the first Wenninger patent application for a machine embodying a wing plow structure as a component thereof. Neither the plow structure nor the machine was in fact ever built commercially by plaintiff. Rather, Pettibone’s chief engineer, Angelo Bisinella, designed another lift plow which was considered to be an improvement over Wenninger’s. The Bisinella application for patent was filed January 27, 1971. One of the improvements in the Bisinella design was the substitution of a “high wing” lift plow instead of the previous “low wing” lift plow. The angularity and location of the high wing flange, however, remained essentially the same as that of the former low wing flange on the lift plows.

Plaintiff sells replacement plows and plow holders for its machines. Defendant is in the business of selling replacement parts for various foundry machines, and among these are replacement parts including plows and related components for Plaintiff’s Series B machines. On December 16, 1969, Plaintiff decided to build all Series B machines henceforward with a “wing-type” plow as standard, and later reworked its inventory of low-wing lift plows into high-wing lift plows.

Defendant has made and sold what it claims to be its own design of high wing lift plows for Plaintiff’s Series B machines. One of its defenses to this lawsuit is that its plows do not infringe in fact on the Wenninger reissue patent. For purposes of this motion involving the issue of validity, however, Defendant has assumed that Series B machines equipped with a high-wing lift plow (supplied by Defendant) come within the claims of the reissue patent. By making this concession, however, Defendant has relinquished no claim to the repair and replacement doctrine discussed below.

Some dispute exists as to the characterization of the claims in the original Wenninger patent and the reissue patent. Both parties agree that the specification in the Wenninger applications describes a plow construction as the principal novelty. According to Defendant, the claims in the original parent Wenninger application were all directed to a combination of components forming a mulling apparatus. According to Plaintiff, the claims in the original parent Wenninger application were all directed to novelty in the plow construction but “in a style defining” a combination of components forming a mulling apparatus, naming such non-plow parts as bowl, hub, and means for rotation. This is also true as to all claims of the reissue patent; in other words, none of the reissued or original claims describes only a plow structure.

On December 3, 1969, after the patent examiner had closed prosecution of the parent application on the merits, Plaintiff for the first time presented application claims 10 and 11, directed to a mulling plow per se. Since prosecution of the application had been closed, the examiner refused entry of these claims on the ground that the proposed amendment presented new issues requiring further consideration. As a result of the rejection, Plaintiff prepared a continuation application in which the substance of the two refused claims to the plow alone was embodiéd in claims 4 and 5. The examiner rejected claims 4 and 5 because they failed to claim the invention distinctly and because they were anticipated under an earlier patent. As a result of these rejec[1280]*1280tions, Plaintiff cancelled claims 4 and 5 by an amendment filed January 20, 1971. Defendant characterizes this cancellation as an “abandonment.” In place of claims 4 and 5, Plaintiff filed claim 6 in that same amendment — which became claim 4 of the original Wenninger patent.

A week after the amendment in the Wenninger continuation patent, plaintiff filed an application for the Bisinella patent, which was directed at high wing plow structures per se. The Bisinella patent was issued on May 30, 1972, but was disclaimed by Plaintiff as invalid on July 27, 1973, within 60 days after this suit was filed. The reason for the disclaimer was the discovery by Plaintiff that the Bisinella plow had been on sale in a commercial context for more than one year. On April 17, 1974, Defendant served Plaintiff with a motion for summary judgment, and thirty days later, on May 17, 1974, Plaintiff filed for reissue of the original Wenninger patent, the patent then in suit. The reissue Oath which accompanied the application alleged that the original Wenninger patent was partly inoperative by reason of the failure to include claims like claims being presented. The claims in question were in fact similar to those which had been earlier rejected in the Wenninger continuation application. In that Oath, Plaintiff for the first time brought to the attention of the patent office the low wing plow construction Plaintiff had sold for several years prior to filing the Wenninger application. The Oath indicated that the reissue application was being filed as a result of the assertions of invalidity and non-infringement made by the Defendant in its answer to the Supplemental Complaint. In view of such assertions, Plaintiff stated that the effect of the claim coverage in the Wenninger patent was inadequate or uncertain and therefore the patent was “partially inoperative” from the standpoint of achieving voluntary recognition.

Before the reissue application was acted upon by the examiner, plaintiff amended the application on June 19, 1974 by adding two claims, each directed to a “winged plow.” These claims, 8 and 9, were similar, in that they were claims for a plow per se, to those earlier filed in the continuation application that the examiner had rejected.

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Bluebook (online)
447 F. Supp. 1278, 198 U.S.P.Q. (BNA) 42, 1978 U.S. Dist. LEXIS 19050, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pettibone-corp-v-fargo-machine-tool-co-mied-1978.