Petition Of

CourtDistrict Court, District of Columbia
DecidedJuly 29, 2011
DocketMisc. No. 2010-0547
StatusPublished

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Bluebook
Petition Of, (D.D.C. 2011).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA ____________________________________ ) IN RE PETITION OF STANLEY ) KUTLER, et al. ) Misc. No. 10-547 (RCL) ) ____________________________________)

MEMORANDUM OPINION & ORDER

Before the Court is petitioners’ Petition for Order Directing Release of Transcript of

Richard M. Nixon’s Grand Jury Testimony of June 23–24, 1975, and Associated Materials of the

Watergate Special Prosecution Force [1]. Upon consideration of the petition, the government’s

opposition [16] and reply thereto [19], the government’s ex parte submission to the Court [21],

and the applicable law, the Court will grant the petition for the reasons set forth below.

I. BACKGROUND

Stanley Kutler, 1 the American Historical Association, the American Society for Legal

History, the Organization of American Historians, and the Society of American Archivists have

petitioned the Court to unseal the transcript of President Richard M. Nixon’s grand jury

testimony from June 23 and 24, 1975. Kutler Petition 1, Sept. 13, 2010 [1]. Petitioners also seek

associated materials of the Watergate Special Prosecution Force (WSPF), which are located at

the National Archives and Records Administration (NARA) in boxes five, six, and seven of

Record Group 460. Id. at 1–2. Petitioners have submitted the declarations of several scholars and

other individuals who support their request. See id. at 4, ¶¶ 8–9 (listing the names and titles of

declarants).

1 Mr. Kutler is an historian, Professor Emeritus at the University of Wisconsin, and the author of several books about President Nixon and Watergate. Kutler Petition 2, ¶ 1 [1]. 1 The government opposes the petition, arguing that the requested disclosure falls outside

the exceptions to grand jury secrecy set forth in Federal Rule of Criminal Procedure 6(e).

Petitioners base their request not on Rule 6(e), but on the Court’s inherent supervisory authority

to order the release of grand jury materials. Specifically, petitioners ask the Court to apply the

“special circumstances” test articulated by the Second Circuit in In re Petition of Craig, 131 F.3d

99 (2d Cir. 1997).

The key events of Watergate—the details of which Mr. Kutler describes thoroughly in his

declaration at Tab A—are well known. The content of President Nixon’s grand jury testimony,

however, is unknown to the public. Following his resignation and President Gerald Ford’s

pardon, the WSPF could not prosecute President Nixon for conduct related to the Watergate

break-in and subsequent cover-up. The last of the three WSPF grand juries, however, remained

open with respect to investigations of other potential targets. Declaration of Richard J. Davis

(Tab C) ¶ 3 [1]. The WSPF secured an agreement to take President Nixon’s testimony in

connection with its open investigations and in a manner that would avoid litigation over such

issues as executive privilege. Id. at ¶¶ 3–4. Prosecutors agreed to take his testimony near his

home in San Clemente, California. Declaration of Julian Helisek (Tab B) ¶ 7 [1]. On June 23 and

24, 1975, President Nixon testified for eleven hours before two members of the grand jury and

several WSPF attorneys. Id. Afterward, a full transcript of the proceeding was read to the

remaining members of the grand jury in Washington, DC. Id. at ¶ 9.

Because the content of the testimony was sealed, the press reported primarily on the fact

of it—in keeping with President Nixon’s desire that the fact of his testimony be made public. Id.

at ¶ 10. Press accounts indicate that the testimony covered at least four topics: (1) the 18½-

minute gap in a White House tape recording of a conversation between President Nixon and H.R.

2 Haldeman; (2) the alteration of White House tape transcripts submitted to the House Judiciary

Committee during its impeachment inquiry; (3) the extent to which the Nixon Administration

used the IRS to harass political enemies; and (4) the $100,000 payment from billionaire Howard

Hughes to President Nixon’s friend, Charles “Bebe” Rebozo. Id. at ¶ 11. A few pieces of

information about the testimony’s content have been reported—including, for example, President

Nixon’s statement in a 1977 interview that he did not erase the infamous 18½-minute segment—

but little else is known to the public. Id. at ¶ 13.

On July 3, 1975, the third Watergate grand jury was dismissed. Id. at ¶ 29. It had handed

up no indictments in the wake of President Nixon’s testimony. Id. at ¶ 12.

II. LEGAL STANDARD

There is a tradition in the United States—one that is “older than our Nation itself”—that

proceedings before a grand jury should remain secret. In re Biaggi, 478 F.2d 489, 491 (2d Cir.

1973) (quoting Pittsburgh Plate Glass Co. v. United States, 360 U.S. 395, 399 (1959)). This

tradition is codified in Federal Rule of Criminal Procedure 6(e). See Douglas Oil Co. v. Petrol

Stops Nw., 441 U.S. 211, 218–19 n.9 (1979). The rule of secrecy is justified by a number of

objectives, including:

(1) [t]o prevent the escape of those whose indictment may be contemplated; (2) to insure the utmost freedom to the grand jury in its deliberations, and to prevent persons subject to indictment or their friends from importuning the grand jurors; (3) to prevent subornation of perjury or tampering with the witnesses who may testify before [the] grand jury and later appear at the trial of those indicted by it; (4) to encourage free and untrammeled disclosures by persons who have information with respect to the commission of crimes; [and] (5) to protect [the] innocent accused who is exonerated from disclosure of the fact that he has been under investigation, and from the expense of standing trial where there was no probability of guilt.

3 United States v. Proctor & Gamble Co., 356 U.S. 677, 681–82 n.6 (1958) (quoting United States

v. Rose, 215 F.2d 617, 628–29 (3d Cir. 1954)).

But the rule of grand jury secrecy is not without exceptions. These exceptions, which

“have developed historically alongside the secrecy tradition,” are codified in Rule 6(e)(3). In re

Petition of Craig, 131 F.3d 99, 102 (2d Cir. 1997). Additionally, courts have recognized that—in

the absence of an exception under Rule 6(e)(3)—there may be “special circumstances in which

release of grand jury records is appropriate even outside the boundaries of the rule.” Id. (quoting

Biaggi, 478 F.2d at 494 (supplemental opinion) (internal quotations omitted) (holding that Rule

6(e) did not bar the public disclosure of grand jury minutes, even where no Rule 6(e) exception

applied, when sought by the grand jury witness himself)). In Craig, the Second Circuit embraced

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