Petersen v. Palmateer

19 P.3d 364, 172 Or. App. 537, 2001 Ore. App. LEXIS 175
CourtCourt of Appeals of Oregon
DecidedFebruary 21, 2001
Docket97C-12551; CA A108297
StatusPublished
Cited by3 cases

This text of 19 P.3d 364 (Petersen v. Palmateer) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Petersen v. Palmateer, 19 P.3d 364, 172 Or. App. 537, 2001 Ore. App. LEXIS 175 (Or. Ct. App. 2001).

Opinion

BREWER, J.

Petitioner appeals from a judgment denying his claims for post-conviction relief. He asserts that the post-conviction trial court erred in receiving evidence, consisting of his former attorney’s affidavit and indigent defense billing records, that was shielded from disclosure by the attorney-client privilege.1 We review for errors of law, ORS 138.220, and affirm.

In 1995, petitioner was charged with aggravated murder and several other offenses arising from a 1992 homicide. Under a plea agreement, petitioner pleaded guilty to one count of aggravated murder and was sentenced to life imprisonment without the possibility of parole. ORS 163.105. After his conviction, petitioner filed this petition for post-conviction relief, alleging that his trial counsel (counsel) provided him with constitutionally inadequate representation. Among other claims, petitioner alleged that counsel (1) did not conduct an adequate investigation because he failed to ascertain the facts and circumstances surrounding the incident and failed to determine if petitioner suffered from a mental disease or defect, which would have been a defense to the crimes with which petitioner originally was charged; (2) allowed petitioner to approve an illegal sentence in the plea agreement; (3) failed to inform petitioner that, as a consequence of his guilty plea, he could not appeal his conviction; (4) failed to ensure that all of the conditions of the plea agreement were put into writing, specifically an alleged agreement whereby the district attorney’s office agreed not to prosecute petitioner’s spouse in exchange for petitioner’s guilty plea; and (5) coerced petitioner into a guilty plea that was not freely, voluntarily, and intelligently made.

At the post-conviction trial, defendant called counsel as a witness. After preliminary questioning, defendant’s attorney asked: “Did you discuss with [petitioner] whether he had a history of mental health problems?” Petitioner’s post-conviction attorney objected, contending that, in order to answer the question, counsel would be required to divulge [540]*540information protected by the attorney-client privilege. Counsel also declined to answer the question because petitioner had not formally waived the privilege. The court asked petitioner whether he asserted an attorney-client privilege, to the extent that he had one, and petitioner responded that he did. The court overruled the objection, ruling that the attorney-client privilege as to the issue of petitioner’s mental health history had been waived by the filing of the post-conviction relief petition. Defendant’s attorney then asked counsel several more questions pertaining to petitioner’s claims that counsel had provided inadequate representation, each of which petitioner’s attorney objected to, and each of which counsel declined to answer in the absence of an express waiver of privilege by petitioner.

Petitioner’s attorney then requested a continuance of the trial to file a petition for a writ of mandamus with respect to the court’s evidentiary ruling. The court granted the continuance, and petitioner filed the petition for a writ of mandamus asking the Supreme Court to direct the trial court to sustain petitioner’s objections. The Supreme Court denied the petition by order without opinion.

When the post-conviction trial resumed, no further oral testimony was presented to the court, but both parties submitted exhibits. Defendant offered an affidavit from counsel and billing records relating to his indigent defense services on behalf of petitioner in the underlying criminal proceeding. Petitioner objected to the admission of the affidavit and records on attorney-client privilege grounds. The post-conviction trial court overruled both objections, and it is to those rulings that petitioner assigns error on appeal.

We first consider the admissibility of counsel’s affidavit, in which he declared that (1) he “fully ascertained the facts and circumstances surrounding the incident giving rise to the charges against [petitioner]”; (2) he “undertook to have [petitioner] evaluated by a qualified mental health practitioner and determined that there was no basis for a mental defect or insanity defense”; (3) he “ fully advised [petitioner] as to the ramifications of pleading guilty to aggravated murder under a negotiated sentence including that in so pleading petitioner would not be allowed to appeal his conviction” [541]*541(emphasis added); and (4) in his “negotiations with the District Attorney’s office regarding petitioner’s change of plea[, t]he District Attorney informed me that any negotiations dealing with the petitioner dealt solely with him and his ‘wife’ was not to be included. Petitioner was fully advised of the position of the District Attorney’s office before entering his plea” (Emphasis added.) The parties stipulated that the conversations between petitioner and counsel described in the affidavit occurred while petitioner was in jail and that they were “private and confidential.”

Petitioner argues that the mere filing of a petition for post-conviction relief was insufficient to waive the privilege pertaining to the attorney-client communications disclosed in counsel’s affidavit. Petitioner relies on OEC 511, which provides:

“A person upon whom [Rules 503 to 514] confer a privilege against disclosure of the confidential matter or communication waives the privilege if the person or the person’s predecessor while holder of the privilege voluntarily discloses or consents to disclosure of any significant part of the matter or communication. This section does not apply if the disclosure is itself a privileged communication. Voluntary disclosure does not occur with the mere commencement of litigation or, in the case of a deposition taken for the purpose of perpetuating testimony, until the offering of the deposition as evidence. Voluntary disclosure does occur, as to psychotherapists in the case of a mental or emotional condition and physicians in the case of a physical condition upon the holder’s offering of any person as a witness who testifies as to the condition.” (Emphasis added.)

In the alternative, petitioner argues that, if the filing of the post-conviction petition was itself sufficient to waive the privilege, the waiver was limited only to the specific allegations in the petition.

Defendant responds that OEC 503(4) governs this case. That rule, which states exceptions to the general rule [542]*542that attorney-client communications are privileged,2 provides, in part:

“(4) There is no privilege under this section:
«* * * * *
“(c) As to a communication relevant to an issue of breach of duty by the lawyer to the client or by the client to the lawyer[.]”

Petitioner replies that OEC 503(4) does not apply in this case, because defendant is his correctional custodian, not his attorney. According to petitioner, OEC 503(4) only is “intended to apply to litigation between attorney and client, such as fee disputes and malpractice actions.”

The parties frame the decisive question as whether petitioner waived the attorney-client privilege.

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Related

Enriquez v. Miller
344 Or. App. 271 (Court of Appeals of Oregon, 2025)
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297 P.3d 482 (Court of Appeals of Oregon, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
19 P.3d 364, 172 Or. App. 537, 2001 Ore. App. LEXIS 175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/petersen-v-palmateer-orctapp-2001.