Peter L. Kouvaris v. Eric K. Shinseki

22 Vet. App. 377, 2009 U.S. Vet. App. LEXIS 147, 2009 WL 481653
CourtUnited States Court of Appeals for Veterans Claims
DecidedFebruary 25, 2009
Docket08-0548
StatusPublished
Cited by13 cases

This text of 22 Vet. App. 377 (Peter L. Kouvaris v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peter L. Kouvaris v. Eric K. Shinseki, 22 Vet. App. 377, 2009 U.S. Vet. App. LEXIS 147, 2009 WL 481653 (Cal. 2009).

Opinion

KASOLD, Judge:

Peter L. Kouvaris appeals a July 17, 2007, decision of the Board of Veterans’ Appeals (Board) that denied disability compensation for residuals of a gastrecto-my because they were not service connected. For the reasons set forth below, this appeal will be dismissed for lack of jurisdiction.

I. FACTS

Mr. Kouvaris filed a Notice of Appeal (NOA) with the Court on February 15, 2008, more than 120 days after the date the Board decision was mailed to him. He also filed a VA Form 21-4138 (Statement in Support of Claim), with the Board on October 12, 2007, well within the 120-day filing period. That form has “Notice of Disagreement” written across the top. It also includes Mr. Kouvaris’s name, address, telephone number, and Department of Veterans Affairs claims file number, and it states that “[bjeing the above named Veteran I wish to file this notice of disagreement with the Department of Veterans Affairs Board of Veterans’ Appeals.” For reasons not known, the form was forwarded by the Board to the Providence, Rhode Island, regional office (RO). The RO then sent Mr. Kouvaris a letter on November 14, 2007, that advised him that if he wanted to appeal the Board decision he should send his appeal to the Court. Mr. Kouvaris then filed the document with the Court.

II. ARGUMENTS OF THE PARTIES

In response to an order to show cause why his appeal should not be dismissed, as well as in response to an order for supplemental briefing, Mr. Kouvaris argues that the VA Form 21-4138 that he filed with the Board constitutes an NOA. Assuming arguendo that it constitutes an NOA, Mr. Kouvaris recognizes that it was not timely mailed to the Court. He argues, however, that it was timely received by the Board, and that this receipt should be considered a timely filing of an appeal to the Court for our jurisdictional purposes. In the alternative, Mr. Kouvaris argues that this document constitutes a motion for reconsidera *379 tion by the Board pursuant to 38 C.F.R. § 20.1001 (2009).

Mr. Kouvaris acknowledges that the recent decisions in Bowles v. Russell, 551 U.S. 205, 127 S.Ct. 2360, 2365, 168 L.Ed.2d 96 (2008) and Henderson v. Peake, 22 Vet.App. 217 (2008) stand for the proposition that the time to file an appeal is jurisdictional and may not be equitably tolled, but he distinguishes these cases by noting that they did not involve a timely, albeit misfiled appeal, that he argues is the case here. Mr. Kouvaris further argues that 38 U.S.C. § 7266(a) permits the Court to treat a misfiling with the Secretary as a deemed filing at the Court. By way of analogy, he notes that certain misfilings in the wrong Federal court have been recognized by judicial decision or rule as filed in the correct court on the date of the misfiling in the wrong court. See Fed. R.App. P. 4(d) (governing misfilings in U.S. Circuit Courts of Appeal); see also 28 U.S.C. § 1631 (in cases of misfiling, authorizing appeals to proceed as if they “had been filed or noticed for the court to which it is transferred on the date upon which it was actually filed in or noticed for the court from which it is transferred”). Mr. Kou-varis also notes that although not explicitly authorized by statute, the Supreme Court has recognized the date a pro se prisoner deposits a notice of appeal with a prison official for mailing as the date it was filed with the court. See Houston v. Lack, 487 U.S. 266, 108 S.Ct. 2379, 101 L.Ed.2d 245 (1988); but see Elsevier v. Derwinski, 1 Vet.App. 150 (1991) (rejecting the argument that a filing at the RO or Board could be constructively filed with the Court).

The Secretary argues that Henderson, supra, controls this matter and that equitable tolling is not permitted. He also notes that Mr. Kouvaris did not characterize his fifing as a motion for reconsideration until doing so in his supplemental briefing.

III. ANALYSIS

A. Form 21-4138 filed at the Board is not an NOA.

It is well settled that a document filed with the Court will be liberally construed to constitute an NOA “ ‘as long as the intent to seek Court review is clear from the document as a whole and the circumstances of its filing with the Court.’ ” Durr v. Nicholson, 400 F.3d 1375, 1381 (Fed.Cir.2005) (quoting In Re Rules of Practice & Proc., U.S. Vet.App. Misc. No. 1-02 (Sept. 17, 2002)); Losh v. Brown, 6 Vet.App. 87, 90 (1993) (“Court has traditionally adopted a liberal rule of construction as to what constitutes a valid NOA”); see also Chadwick v. Derwinski, 1 Vet.App. 74 (1990) (holding that a VA Form 21-4138 that meets the substantive requirements of both section 7266(a) and Rule 3 of the Court’s Rules and requests review by the Court is an NOA).

Thus, the failure to explicitly ask for judicial review, or state that one is appealing, does not necessarily mean that a document filed with the Court will not be considered an NOA. Even a pro se appellant’s letter to the Court “can be seen as an effort by an appellant who ... was perhaps not aware of the difference between adjudication and appellate review, to pursue his claim to the next appropriate level in the system.” Calma v. Brown, 9 Vet.App. 11, 15 (1996) (further noting that pro se appellant’s letter expressing a desire to “ ‘follow the legal flow’ combined with the direction of this desire in writing to this Court, is sufficient, in this case, to satisfy the section 7266(a) requirement, as interpreted in Chadwick, that an NOA request review by this Court”).

*380 In this instance, although the Form 21-4138 filed by Mr. Kouvaris fails to explicitly express an intent to seek judicial review, it does evince a disagreement with the only Board decision of record. However, when Mr. Kouvaris filed his Form 21-4138 with the Board, it lacked any indicia of intent to seek review by the Court. The document had “Notice of Disagreement” written across the top; it not only was filed with the Board, it also expressed the explicit intent to “file this notice of disagreement with the Department of Veterans Affairs Board of Veterans’ Appeals.” Thus, even liberally read, the content of the form and circumstances of filing it at the Board do not support a conclusion that the document constituted a misfiled NOA at that time. Under these circumstances, we need not decide whether an NOA misfiled below may be deemed filed at the Court on the date of the misfiling below.

B. Form 21-4138 filed at the Board is a request for reconsideration.

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22 Vet. App. 377, 2009 U.S. Vet. App. LEXIS 147, 2009 WL 481653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peter-l-kouvaris-v-eric-k-shinseki-cavc-2009.