Rel: September 12, 2025
Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern Reporter. Readers are requested to notify the Reporter of Decisions, Alabama Appellate Courts, 300 Dexter Avenue, Montgomery, Alabama 36104-3741 ((334) 229-0650), of any typographical or other errors, in order that corrections may be made before the opinion is printed in Southern Reporter.
SUPREME COURT OF ALABAMA SPECIAL TERM, 2025
_________________________
SC-2024-0298 _________________________
Personnel Board of Jefferson County
v.
City of Trussville
Appeal from Jefferson Circuit Court (CV-23-903894)
PER CURIAM.
This appeal concerns whether Act No. 2023-460, Ala. Acts 2023,
which is codified at § 11-43-5.2, Ala. Code 1975 ("the Act"), was enacted
in accordance with the Alabama Constitution of 2022. The Act permits SC-2024-0298
municipalities that meet certain requirements to remove themselves
from the jurisdiction of their county's personnel board. Shortly after the
Act's adoption, the City of Trussville ("the City") opted out of the
jurisdiction of the Personnel Board of Jefferson County ("the Board").
The Board then sued the City, alleging that the Act's passage was
unconstitutional and, as a result, that the City's departure from the
Board's jurisdiction was void. But in response to a motion from the City,
the Jefferson Circuit Court dismissed the suit with prejudice. The trial
court held that the Board lacked standing to bring this suit and,
alternatively, that the Act's passage was constitutional. The Board
timely appealed. We determine that the trial court erred in dismissing
the Board's complaint, and we accordingly reverse the judgment of
dismissal and remand the case for further proceedings.
I. Facts and Procedural History
The Board administers the civil-service system in Jefferson County
and "ensure[s] that hiring and advancement in public-sector jobs … is
conducted in an impartial, professional manner without political or
personal bias and favoritism." City of Trussville v. Personnel Bd. of
Jefferson Cnty., 365 So. 3d 322, 323 (Ala. 2022). It has statutory
2 SC-2024-0298
authority over " 'municipalities [within Jefferson County] having a
population of five thousand or more … whose corporate limits lie wholly
within the county.' " Id. (quoting Ala. Acts 1977, Act No. 782, § 2). The
Board may also exercise jurisdiction over any municipality with
corporate limits partially inside and partially outside Jefferson County
provided that the municipality opts to allow such jurisdiction. Id.
The City, which lies in both Jefferson and St. Clair Counties, has
been subject to the Board's jurisdiction since the early 1990s. Id. at 324.
But in 2019, the City sued the Board in an attempt to separate and create
its own civil-service system. Id. at 327. At that time, the Jefferson Circuit
Court determined that the City lacked the legal authority to leave the
Board's jurisdiction and entered a summary judgment for the Board.
This Court affirmed that decision in City of Trussville.
Following City of Trussville, Representative Danny Garrett, the
City's representative in the State House, sponsored H.B. 471, which later
became the Act. The Act, which became effective on September 1, 2023,
applies to (1) any "Class 8 municipality" with (2) "a corporate limit lying
in two counties" that (3) "has a population equal to or greater than 25,000
according to the last decennial census" and (4) "was subject, on January
3 SC-2024-0298
1, 2023, to a county personnel board." § 11-43-5.2(a). The Act grants any
such municipality the right to "opt out" of "the jurisdiction of a county
personnel board" by passing an ordinance to that effect. § 11-43-5.2(b)(1).
The Legislature purportedly passed the Act as a "general law" under
Article IV, § 110, of the Alabama Constitution of 2022.
After the State adopted the Act, the City, which meets the Act's
specifications, passed an ordinance to begin the process of separating
from the Board. The Board then sued the City, seeking a judgment
declaring that the Act is void because its passage violated the Alabama
Constitution. In the Board's view, the Constitution mandated that the
passage of the Act comply with the notice requirements found in Art. IV,
§ 106, Ala. Const. 2022. Because the Legislature failed to post notice in
the City as required by § 106, the Board argued, the Act's passage was
unconstitutional.
In response, the City filed a motion to dismiss. In that motion, the
City argued that the Board lacked standing to challenge the Act because
the Board had actual notice of the Act's impending passage. The City
further argued that, even if the Board did have standing, the suit should
4 SC-2024-0298
be dismissed because the Act was a general law not subject to § 106's
notice requirements.
The trial court, after a hearing, dismissed the suit with prejudice.
The trial court determined that the Board lacked standing and, in the
alternative, that the Act's passage complied with the Alabama
Constitution. Specifically, the trial court held that the Act's passage was
not subject to the mandates of § 106. The Board timely appealed.
II. Standard of Review
This Court reviews the trial court's decision to dismiss de novo.
Munza v. Ivey, 334 So. 3d 211, 215 (Ala. 2021).
III. Analysis
We determine that the trial court erred in granting the City's
motion to dismiss. At the time the complaint was filed, the Board had
the requisite standing to bring this suit. And, as for the trial court’s
alternative holding, more fact-finding is required to determine whether
the Act was adopted in a manner that complies with the Alabama
Constitution. We discuss each issue in turn.
A. The Board's Standing to Sue
5 SC-2024-0298
Under our traditional test for standing in public-law actions, a
plaintiff must demonstrate (1) that they have " 'an actual, concrete and
particularized "injury in fact" ' "; (2) that there is a " ' "causal connection
between the injury and the conduct complained of" ' "; and (3) that there
is also " 'a likelihood that the injury will be "redressed by a favorable
decision." ' " Ex parte Merrill, 264 So. 3d 855, 862 (Ala. 2018) (citations
omitted).
At the pleading stage, when determining whether this standard has
been met, the trial court must " ' "accept all of the factual allegations in
the complaint as true." ' " Ex parte Safeway Ins. Co. of Alabama, Inc., 990
So. 2d 344, 349 (Ala. 2008) (citations omitted). The trial court can,
however, " ' "consider documents outside the pleadings to assure itself" ' "
that the plaintiff has the requisite standing to establish the court's
jurisdiction. Id. (citations omitted).
The Board's complaint, and a later affidavit submitted by the
Board, provide the facts against which we review the trial court's
decision. In the complaint, the Board alleged that the Act's passage was
unconstitutional under Art. IV, §§ 105, 106, and 110, of the Alabama
Constitution. The Board further alleged that the City's decision to
6 SC-2024-0298
separate from the Board deprives the Board of jurisdiction over the City.
And, as highlighted in an affidavit submitted by the Board's executive
director before the entry of the trial court's judgment of dismissal, the
Board will lose $300,000 annually if the City is allowed to separate from
the Board.
In its judgment, the trial court reasoned that the Board lacked
standing as follows:
"The purpose of the notice requirements contained in § 106 (if required by § 110) 'are principally designed to assure that notice of legal or official proceedings is given to those persons who may have an interest therein.' Jefferson County v. Weissman, 69 So. 3d 827, 836 (Ala. 2011) (quoting Gulf Coast Media, Inc. v. Mobile Press Register, Inc., 470 So. 2d 1211, 1213 (Ala. 1985). Because the [Board] in this case possessed actual notice of the pendency of [the Act], it was not deprived of the opportunity to take whatever steps it deemed necessary in response to the legislation and the purposes of § 106 notice have not been frustrated. Actual notice deprives the [Board] of the ability to demonstrate an 'adverse impact on [its] own rights' as required by Express Enterprises v. Waites, 979 So. 2d 754, 755 (Ala. 2007). In the absence of this showing, the [Board] cannot demonstrate 'standing' which deprives this Court of subject matter jurisdiction."
Notably, the trial court relied upon a test for standing articulated
in Express Enterprises, Inc. v. Waites, 979 So. 2d 754 (Ala. 2007).
However, as discussed in Merrill, this Court has traditionally employed
the test derived from Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992). 7 SC-2024-0298
Because both tests are plausibly applicable here, we provide an analysis
of each.
The traditional Lujan test requires courts to first determine
whether the plaintiff has suffered an "injury in fact," or an injury that is
actual, concrete, and particularized. 504 U.S. at 560. Rather than relying
on the traditional Lujan test, however, the Waites Court articulated a
different test for standing:
" ' "A party has standing to challenge the constitutionality of a statute only insofar as it has an adverse impact on his own rights." ' State v. Woodruff, 460 So. 2d 325, 328 (Ala. Crim. App. 1984) (quoting Bland v. State, 395 So. 2d 164, 166 (Ala. Crim. App. 1981)). See also Mosley v. State, 255 Ala. 130, 132, 50 So. 2d 433, 435 (1951) ('The discriminatory feature of the act must directly affect the constitutional rights of the person complaining.'). 'Where a particular litigant is not within the group of persons affected by a statute or portion thereof which is allegedly unconstitutional, such litigant lacks standing to raise such constitutional issue.' Fletcher v. Tuscaloosa Fed. Sav. & Loan Ass'n, 294 Ala. 173, 178, 314 So. 2d 51, 56 (1975)."
979 So. 2d at 755.
Therefore, instead of requiring a concrete injury to a legally
protected right as the test derived from Lujan does, the test in Waites
requires a litigant to be within the circle of persons or entities protected
by the statute being challenged. The Lujan and Waites tests, then,
8 SC-2024-0298
despite surface-level similarities, differ in focus: Lujan concentrates on
the nature of the injury allegedly sustained by the plaintiff, while Waites
considers first who is protected by the challenged statute.
We recognize that the Waites test may be better suited for
analyzing some situations. But our precedent has made it clear that our
default test for determining standing is the test derived from Lujan. See
Town of Cedar Bluff v. Citizens Caring for Children, 904 So. 2d 1253,
1256-57 (Ala. 2004). Consequently, it was incumbent upon the trial court
to explain why it applied the Waites test instead of the test derived from
Lujan. But the trial court provided no such explanation. Regardless, the
Board has the requisite standing to bring this action under either test.
Applying the Waites test that the trial court relied on, the Board
has standing because it is squarely within the group affected by the Act.
The Act concerns whether a municipality may opt out of the jurisdiction
of a county personnel board. The Board is, by the Act's express terms,
within the group affected by the Act, as is required to meet the
requirements of the Waites test. The trial court erred by looking at the
wrong legal provision when applying the Waites test: it examined
whether the Board is a group protected by the notice requirements of Art.
9 SC-2024-0298
IV, §§ 110 and 106, Ala. Const. 2022, when it should have considered
whether the Board was within the group affected by the challenged
statute. Waites, 979 So. 2d at 755.
Applying the traditional test for standing derived from Lujan, the
Board likewise has standing here. A party has standing under the
traditional test when " 'that person is the proper party to bring the
action.' " Town of Cedar Bluff, 904 So. 2d at 1256 (citation omitted). And
" '[t]o be a proper party, the person must have a real, tangible legal
interest in the subject matter of the lawsuit.' " Id. (citation omitted). This
Court has taken pains also to stress that any such injury must truly be
"tangible," see Reid v. City of Birmingham, 274 Ala. 629, 639, 150 So. 2d
735, 744 (1963), and that a party must have a " 'concrete stake,' " not only
in the issue underlying the suit, but also " 'in the outcome of the court's
decision.' " Kid's Care, Inc. v. Alabama Dep't of Human Res., 843 So. 2d
164, 167 (Ala. 2002) (quoting Brown Mech. Contractors, Inc. v.
Centennial Ins. Co., 431 So. 2d 932, 937 (Ala. 1983)).
Further elaborating on this test, our Court has held that the
plaintiffs, to have standing, must allege " 'specific concrete facts
demonstrating that the challenged practices harm [them], and that [they]
10 SC-2024-0298
personally would benefit in a tangible way from the Court's
intervention.' " Ex parte HealthSouth Corp., 974 So. 2d 288, 293 (Ala.
2007) (quoting Warth v. Seldin, 422 U.S. 490, 508 (1975)). At a minimum,
the plaintiffs "must show that they personally have suffered some actual
or threatened injury as a result of the purportedly illegal conduct."
Merrill, 264 So. 3d at 863 (citing Stiff v. Alabama Alcoholic Beverage
Control Bd., 878 So. 2d 1138, 1141 (Ala. 2003)).
Based on the Board's complaint and its executive director's
affidavit, we determine that the Board easily meets this more traditional
test for standing. The Board's loss of jurisdiction -- jurisdiction that is
the Board's legally protected right -- alone is sufficient to establish such
an injury. See Act No. 284, Ala. Acts 1935, and Act No. 248, Ala. Acts
1945 (granting the Board legal jurisdiction over certain municipalities
without any means for the municipalities to opt out of such jurisdiction);
see also Merrill, 264 So. 3d at 862. Even if it were not, the imminent loss
of $300,000 annually satisfies any fair-minded definition of an " 'actual,
concrete and particularized injury.' " Id. (citation omitted); see also Stiff,
878 So. 2d at 1143 (holding that a consumer of table wine had standing
11 SC-2024-0298
to bring a suit challenging the constitutionality of an excise tax simply
because the consumer would pay that tax).
And this concrete injury has a direct causal link to the Act's
passage. The injury is caused by the City's decision to separate from the
Board -- a decision based on the authority granted to the City under the
Act. If the Act's passage was unconstitutional, the City's decision is void;
and if the City's decision is void, the Board's injury would be remedied.
This is sufficient to establish a causal connection between the
complained-of conduct (the allegedly unconstitutional passage of the Act)
and the Board's injury, and it is also sufficient to demonstrate that a
favorable decision would redress that injury. See Alabama Alcoholic
Beverage Control Bd. v. Henri-Duval Winery, L.L.C., 890 So. 2d 70, 75
(Ala. 2003) (holding that a plaintiff had standing to challenge an act's
constitutionality if the act negatively impacted him and his business).
But, in his dissent, Justice Cook disagrees, arguing that there is no
"causal connection between the injury and the conduct complained of,"
Lujan, 504 U.S. at 560. The dissent rests this argument on the assertion
that "the conduct complained of" is a lack of notice to the Board that the
Act was pending passage. In this view, because the Board had "actual
12 SC-2024-0298
notice" of the Act's pendency, demonstrated by its repeated warnings
about the Act to those under its jurisdiction, the "conduct complained of"
can have caused no injury.
There are at least two problems with the reasoning in the dissent.
First of all, the relevant constitutional provisions, Art. IV, §§ 110 and
106, do not vest individuals with a right to notice, nor do they discuss
"actual notice." Rather, they detail the specific type of notice due to the
general public as a requirement for promulgating any "general law which
at the time of its enactment applies to only one municipality of the state."
§ 110. As a result, even if a lack of individual notice was the legal harm,
the dissent in this regard has redefined it in a way that is contrary to the
plain text of the Constitution, which is discussed in further detail in the
subsequent section.
Additionally, but relatedly, the dissent misidentifies the legal
injury to the Board. The harm in this case is not the lack of notice -- it is
the Board's loss of jurisdiction over the City. As discussed, this
jurisdiction is worth $300,000 annually to the Board. And this harm was
a direct result of the Act, which grants the City the right to opt out of the
Board's jurisdiction. Our traditional standing test simply requires that
13 SC-2024-0298
the injury be " 'fairly … trace[able] to the challenged action,' " and not
" 'th[e] result [of] the independent action of some third party not before
the court.' " Lujan, 504 U.S. at 560 (quoting Simon v. Eastern Ky. Welfare
Rights Org., 426 U.S. 26, 41-42 (1976)). It beggars belief to suggest that
the Board's injury -- loss of jurisdiction -- is not fairly traceable to the
City's conduct -- opting out of the Board's jurisdiction as authorized by
the Act. Once we acknowledge that the legal harm here is loss of
jurisdiction, then it becomes clear that the Board has standing. 1
The Board has a clear and tangible stake in the outcome of this
dispute. Indeed, no other party suffers such a direct adverse effect as a
result of the City's decision to opt out of the Board's jurisdiction. And
1We can additionally demonstrate the error in the dissent's formulation of the legal injury here by using an analogy. Suppose a legislator proposes a law that all businesses be closed on Sunday. Once this law is put to a vote, it is passed -- but without a quorum in either chamber present. Nevertheless, the governor signs the law as though it had been passed appropriately, and the governor proceeds to enforce the law rigorously. If a business then brought an action, arguing that the enforcement of the law is unconstitutional due to its improper passage, it would be difficult to imagine a court denying that the business had standing. The legal harm, both in this analogy and in this case, is an action being carried out on the basis of an improperly adopted statute. That is sufficient to meet even a stringent reading of our traditional standing test.
14 SC-2024-0298
because the City's decision is, in turn, a direct result of the Act's passage,
the Board's challenge to the constitutionality of the Act's passage is
directly relevant to the Board's legal rights. Therefore, our decision
determining that the Board has standing does not turn the courts into
"roving commissions assigned to pass judgment on the validity of the
[State's] laws" but, rather, confirms the judiciary's limited role
adjudicating actual, not hypothetical, disputes. Broadrick v. Oklahoma,
413 U.S. 601, 611 (1973) (citing Younger v. Harris, 401 U.S. 37, 52
(1971)).
In conclusion, because the requirements of both our traditional
standing test and the alternative Waites test are met, we determine that
the Board has standing to bring this suit. But this does not end the
matter. Because the trial court provided an alternative ground for its
dismissal of the Board's complaint, we now analyze the alternative basis
for the dismissal.
B. The Constitutionality of the Act's Passage
In its complaint, the Board alleged that the State adopted the Act
in a manner that violated Art. IV, §§ 105, 106, and 110, of the Alabama
Constitution. On appeal, the Board argues that the trial court erred in
15 SC-2024-0298
dismissing this claim. The Board argues that further fact-finding is
required to determine (a) whether the Act was passed as a general or
local law and (b) whether, even if the Act was passed as a general law, it
was nonetheless subject to § 106's requirements.
Section 110 defines a general law as follows:
"A general law is a law which in its terms and effect applies either to the whole state, or to one or more municipalities of the state less than the whole in a class. A general law applicable to such a class of municipalities shall define the class on the basis of criteria reasonably related to the purpose of the law, provided that the legislature may also enact and change from time to time a general schedule of not more than eight classes of municipalities based on population according to any designated federal decennial census, and general laws for any purpose may thereafter be enacted for any such class."
A special or private law, on the other hand, is one that applies to an
individual, an association, or a corporation. Id. And a local law is a law
that is neither a general law nor a special or private law. Id.
In interpreting § 110, this Court has identified three categories of
general laws:
" '[G]eneral laws now appear to be defined in at least three categories: a law which in its terms and effect applies either (1) to the whole state, or (2) to one or more municipalities of the state less than a whole in a class where the classes are defined on the basis of criteria reasonably related to the purpose of the law, or (3) to one or more municipalities of the 16 SC-2024-0298
state less than the whole in a class based upon a general schedule of not more than eight classes of municipalities based on population.' "
Alabama Citizens Action Program v. Kennamer, 479 So. 2d 1237, 1242-
43 (Ala. 1985) (quoting Opinion of the Justices No. 256, 373 So. 2d 1051,
1053 (Ala. 1979)).
The Act appears to fall under the third category of general laws set
forth in Kennamer. It neither applies to the whole state nor to
municipalities of a class where the class is defined by the law's purpose.
See § 11-43-5.2. Instead, it applies to a subset of Class 8 municipalities -
- one of the "eight classes of municipalities based on population" that the
Legislature created after the ratification of § 110. See id.; see also § 11-
40-12 et seq., Ala. Code 1975.
Ordinarily, the Constitution does not impose any notice
requirements on the Legislature in passing and adopting such a general
law. In most circumstances, the notice requirements contained in Art.
IV, § 106, apply only to local laws. In those circumstances, then, the trial
court would have been correct to grant the City's motion to dismiss.
However, § 110, in addition to defining a general law, stipulates
that "[n]o general law which at the time of its enactment applies to only
17 SC-2024-0298
one municipality of the state shall be enacted, unless notice of the
intention to apply therefor shall have been given and shown as provided
in Section 106." (Emphasis added.) In its complaint, the Board alleged
that the City was the only municipality of the State that met the Act's
requirements at the time of its enactment; thus, the Act may be a rare
example of a general law that is subject to the requirements of § 106. It
is undisputed that the Legislature did not comply with the notice
requirements contained in § 106; 2 therefore, if the allegations contained
in the Board's complaint are true, the Legislature enacted the Act in a
manner inconsistent with § 110's plain text.
When ruling on a motion to dismiss, the trial court must accept the
complaint's allegations as true, Newman v. Savas, 878 So. 2d 1147, 1149
(Ala. 2003); in this case, therefore, the trial court was required to accept
as true the allegation that the City was the only municipality of the State
that met the Act's requirements at the time of its enactment. The trial
court thus erred in granting the City's Rule 12(b)(6) motion to dismiss.
At a minimum, the trial court must conduct further fact-finding to
2Those notice requirements include, among others, publishing the
substance of the proposed law in a local newspaper for at least four consecutive weeks. 18 SC-2024-0298
determine whether the Act, at the time it was enacted, applied to
municipalities other than the City.
As a result, we reverse the trial court's judgment dismissing the
Board's complaint, and we remand the case for further proceedings
consistent with this opinion.
REVERSED AND REMANDED.
Bryan, McCool, and Lewis, JJ., concur.
Stewart, C.J., concurs specially, with opinion, which Mendheim, J.,
joins.
Shaw, J., concurs in the result, with opinion.
Wise, J., dissents.
Sellers and Cook, JJ., dissent, with opinions.
19 SC-2024-0298
STEWART, Chief Justice (concurring specially).
I concur fully with the main opinion. To the extent that § 11-43-
5.2, Ala. Code 1975 ("the Act"), applied to only one municipality at the
time of its enactment, Article IV, § 110, Ala. Const. 2022, mandated
publication of notice pursuant to Article IV, § 106, Ala. Const. 2022.
Section 106 requires each house of the legislature to verify compliance
with the publication and notice provisions of that section, absent which
"[t]he courts shall pronounce [a nonconforming act] void." Actual notice
of a proposed act by an affected person is of no consequence in
determining whether the passage of an act complied with § 106. See
Bank of Gordo v. Bank of Reform, 457 So. 2d 392, 393 (Ala. 1984) ("It has
long been an established principle in Alabama that when a court is
reviewing whether an Act has complied with [the publication
requirement of] § 106, that court is limited to searching the journals of
the House and Senate."). Nor does actual notice to one or more affected
persons necessarily satisfy § 106's purpose to "inform all persons"
affected by the act and to prevent fraud on the community. Deputy
Sheriffs Law Enf't Ass'n of Mobile Cnty. v. Mobile Cnty., 590 So. 2d 239,
241 (Ala. 1991) (stating purposes of notice provisions in § 106) (emphasis
20 SC-2024-0298
added). Accordingly, the Act's legality is determined by its compliance
with § 106, not whether § 106's "purpose" was served by different "more
effective" forms of notice. Additionally, I agree that the Personnel Board
of Jefferson County has standing in this case to challenge the legality of
the Act notwithstanding its "actual notice" regarding the Act.
Mendheim, J., concurs.
21 SC-2024-0298
SHAW, Justice (concurring in the result).
I have in the past expressed concerns regarding whether the test
for standing in a public-law case articulated in Lujan v. Defenders of
Wildlife, 504 U.S. 555 (1992), is always applicable under Alabama law.
"As I have previously written, I do not believe that the test for determining standing under federal law set forth in Lujan … is always applicable to determine whether standing exists for purposes of Alabama law. … '[T]he focus of Alabama law regarding standing, generally, is on whether the parties have a "sufficient personal stake in the outcome" in the case, whether their interests are sufficiently "adverse," and whether the plaintiff is "so situated" that he or she will bring "the requisite adverseness" to the proceeding.' Ex parte Alabama Educ. Television Comm'n, 151 So. 3d 283, 294 (Ala. 2013) (Shaw, J., dissenting).
"As I discussed in my dissent in Ex parte Alabama Educational Television Commission, 151 So. 3d at 293-94 (Shaw, J., dissenting), the standing analysis in Lujan is closely tied to the 'case or controversy' provision in Article III of the United States Constitution, but the Alabama Constitution of 1901, Art. VI, § 139(a), does not have the same language as is found in Article III. Nevertheless, 'I believe that in ... general challenges to government action, the Lujan analysis is helpful.' Ex parte Alabama Educ. Television Comm'n, 151 So. 3d at 294 n.11 (Shaw, J., dissenting)."
Ex parte Merrill, 264 So. 3d 855, 864-65 (Ala. 2018) (Shaw, J., concurring
specially).
It is not clear to me whether Lujan always provides the correct
analysis to determine whether a government agency has the ability to 22 SC-2024-0298
maintain a justiciable action. The interest of such an entity to avail itself
of, or to seek a determination concerning, its own statutory authority,
obligations, or prerogatives does not seem reducible to an analysis of
whether it is "injured," has suffered damage, or will lose income.
Nevertheless, Lujan has been addressed by the parties, and its
application is correctly resolved by the main opinion. To me, the parties
otherwise appear to have a sufficient stake in the outcome in the case
and their interests are adverse. Ex parte Merrill, 264 So. 3d at 864-65
(Shaw, J., concurring specially).
23 SC-2024-0298
SELLERS, Justice (dissenting).
I respectfully dissent from the Court's decision to reverse the
judgment of the Jefferson Circuit Court, which, in part, determined that
the passage of § 11-43-5.2, Ala. Code 1975 ("the Act"), did not violate the
Alabama Constitution. I agree with the main opinion's conclusion that
the Act is a general law. On its face, the Act applies to one of the
statutorily authorized classes of municipalities namely -- Class 8
municipalities -- and that includes municipalities other than the City of
Trussville. The Act, by its operative terms and conditions, applies to all
municipalities within Class 8, notwithstanding the fact that the Act sets
forth other conditions that a Class 8 municipality would have to satisfy
to use the Act to its advantage.
Nevertheless, the Personnel Board of Jefferson County argues that
the passage of the Act was unconstitutional because formal notice was
not provided pursuant to Art. IV, § 106, Ala. Const. 2022. Assuming the
Act fits within the limited category of general laws that are subject to §
106, it is undisputed that the Board received actual notice of the
Legislature's intent to consider passing the Act months beforehand and
took actions clearly showing its awareness and concern regarding the
24 SC-2024-0298
Act. Thus, regardless of the amorphous and shifting concept of
"standing," the purpose of § 106's notice requirements was more than
satisfied from the Board's point of view. Because the Board has not
demonstrated, either in the trial court or on appeal, that the lack of
technical formal notice under § 106 renders passage of the Act
unconstitutional, I respectfully dissent.
25 SC-2024-0298
COOK, Justice (dissenting).
This lawsuit is the most recent battle in a nearly 30-year war
between the Personnel Board of Jefferson County ("the Board") and the
City of Trussville ("the City"). In lawsuits filed in 1991 and again in 2019,
the City sought to remove itself from the Board's jurisdiction so that it
could form its own personnel system for its merit-system employees. In
each case, the City was unable to do so. See City of Trussville v. Personnel
Bd. of Jefferson Cnty., 365 So. 3d 322 (Ala. 2022).
In response, the City went to the Legislature in 2023 and eventually
won the political battle among our State's elected representatives. At that
time, both the Alabama House and the Alabama Senate voted for the bill
that officially authorized the City to withdraw from the Board's
jurisdiction. Then, the Governor signed it into law. That bill has now
been codified as § 11-43-5.2, Ala. Code 1975 ("the Act").
The political battle over this legislation was very public. Over two
months before the Act was passed by the Legislature, the Board, fully
aware of the bill, began sending emails to the City's merit-system
employees because they were the ones who were going to be directly
affected. Under the bill, those employees would no longer be subject to
26 SC-2024-0298
regulation by the Board but by a new entity. The emails, sent on three
separate occasions -- April 14, 2023, May 1, 2023, and June 1, 2023 --
specifically referenced "HB 471," which later became the Act. Those
emails also advised the merit-system employees that HB 471 "has been
voted and passed the House of Representatives and is currently at the
Senate level." The emails further informed the merit-system employees
that, "if adopted into law, [HB 471] would allow for the City to withdraw
from the Merit System through majority vote of their governing body."
None of the City's employees have filed a lawsuit challenging the
Act. In fact, the Board has not alleged that a single employee has even
complained about the Act. Not one.
While the merit-system employees may not be upset about the
political battle in the Legislature, the Board certainly is. Despite its
actual knowledge of the pending legislation and despite its own efforts to
publicize that legislation by sending hundreds of emails, it now claims
that the Legislature and the City failed to provide the publication notice
that it contends was required by the Alabama Constitution, thus
rendering the Act "unconstitutional." The Board's brief at 28-29.
In my view, the Board's lawsuit elevates form over substance in an
27 SC-2024-0298
attempt to set aside a law that was enacted by a majority vote of both
houses of our State Legislature -- the very group of elected officials that
should be deciding these types of political disputes. 3 Because such
disputes should be left to the Legislature and because the Board has no
standing to bring this action, which I explain below, I respectfully
dissent.
The Board Has Failed to Establish Legal Standing
As explained in the main opinion, the Jefferson Circuit Court
dismissed the Board's suit against the City with prejudice after
concluding, among other things, that the Board lacked standing to bring
the present lawsuit. Our Court has repeatedly stated that in "public-
law cases," such as this one, standing is a necessity for a court to obtain
subject-matter jurisdiction. See Ex parte BAC Home Loans Servicing,
3As the United States Supreme Court has recognized:
" 'The province of the court,' as Chief Justice Marshall said in Marbury v. Madison, 5 U.S. (1 Cranch) 137, 170 (1803), 'is, solely, to decide on the rights of individuals.' Vindicating the public interest (including the public interest in Government observance of the Constitution and laws) is the function of Congress and the Chief Executive."
Lujan v. Defenders of Wildlife, 504 U.S. 555, 576 (1992). 28 SC-2024-0298
LP, 159 So. 3d 31, 44 (Ala. 2013); State v. Property at 2018 Rainbow Dr.,
740 So. 2d 1025, 1028 (Ala. 1999).
To determine whether a plaintiff has standing, our courts employ
the test set forth by the United States Supreme Court in Lujan v.
Defenders of Wildlife, 504 U.S. 555 (1992). See, e.g., Ex parte King, 50
So. 3d 1056, 1059 (Ala. 2010). To establish standing, Lujan requires
plaintiffs to demonstrate the following:
"First, the plaintiff must have suffered an 'injury in fact' -- an invasion of a legally protected interest which is (a) concrete and particularized, and (b) 'actual or imminent, not "conjectural" or "hypothetical." ' Second, there must be a causal connection between the injury and the conduct complained of -- the injury has to be 'fairly ... trace[able] to the challenged action of the defendant, and not ... th[e] result [of] the independent action of some third party not before the court.' Simon v. Eastern Ky. Welfare Rights Organization, 426 U.S. 26, 41-42 (1976). Third, it must be 'likely,' as opposed to merely 'speculative,' that the injury will be 'redressed by a favorable decision.' Id., at 38, 43."
504 U.S. at 560-61 (footnote and some citations omitted; emphasis
added). 4
4As I have previously stated, I believe that we should evaluate standing based upon the Alabama Constitution, which is the ultimate source of the subject-matter jurisdiction of our courts. See, e.g., Hanes v. Merrill, 384 So. 3d 616, 623 (Ala. 2023) (Cook, J., concurring specially) (stating that "this Court should consider, in the right case, the proper standard for standing under the Alabama Constitution" and that we 29 SC-2024-0298
On appeal, the Board contends that it had standing to challenge the
Act because it was not given prior notice of the legislation and it suffered
an "actual, concrete, and particularized injury" -- a loss of jurisdiction
over the City that will lead to the Board's losing $300,000 annually if the
City is allowed to separate from the Board as provided in the Act. The
main opinion concludes that this "concrete injury has a direct causal link
to the Act's passage" because the City's decision to separate from the
Board is based on the authority granted to the City under the Act. 5 ____
"should not simply adopt the federal standard without considering any relevant differences between the Alabama Constitution and the Constitution of the United States"). In other words, similar to Justice Shaw, I believe that we need to consider whether the test for standing under the Alabama Constitution should be the same as the test under the United States Constitution as announced in Lujan.
However, none of the parties in this case have questioned our Court's adoption of Lujan or suggested that a different test should apply to standing for public entities. Therefore, we need not reach these questions today. However, I encourage parties in future cases to fully brief these questions.
5In reaching this conclusion, the main opinion provides an extensive analysis of this issue under both Lujan and Express Enterprises, Inc. v. Waites, 979 So. 2d 754 (Ala. 2007), the case on which the circuit court relied in concluding that the Board lacked standing to bring its lawsuit against the City. I note, however, that the standards in Lujan and Waites differ. Lujan concentrates on the nature of the injury allegedly sustained by the plaintiff, while Waites centers on who is "affected" by the challenged statute. I see no reason to spend time 30 SC-2024-0298
So. 3d at ____.
Lujan makes clear "there must be a causal connection between the
injury and the conduct complained of." 504 U.S. at 560-61 (emphasis
added). There is simply no "causal connection" between the Board's
alleged "injuries" -- the loss of funding and jurisdiction -- and the "conduct
complained of" -- the lack of prior notice of the Act. As noted above, the
record indicates that over two months before the Act was passed by the
Legislature, the Board was fully aware of the bill regardless of the lack
of publication notice, and the Board itself began sending emails to the
City's merit-system employees because those employees were the ones
who were going to be directly affected by the bill's passage.
Although the City spends a number of pages in its brief on appeal
discussing the causation requirement for standing, the Board mostly fails
to respond to the City's causation arguments regarding those emails,
other than to assert that its emails should not be considered by this Court
addressing the circuit court's reliance on Waites in its decision below or whether the Waites test is the better test for situations like those presented in this case because, as the main opinion acknowledges, "our precedent has made clear that our default test for determining standing is the test derived from Lujan." ____ So. 3d at ____ (citing Town of Cedar Bluff v. Citizens Caring for Children, 904 So. 2d 1253, 1256-57 (Ala. 2004)). 31 SC-2024-0298
at all. 6 It certainly does not make any effort to tie the "conduct
complained of" -- the lack of notice -- to its alleged injury -- the loss of
jurisdiction and subsequently $300,000 in annual revenue.
Given that the record undisputedly reflects that the Board knew
about the legislation and had taken affirmative steps to oppose that
legislation by notifying all of the City's merit-system employees who
might have had an interest in the passage of that legislation, I agree with
the City that the Board has failed to establish a causal connection
6In its opening brief, the Board contends that the publication notice
requirements in Art. IV, § 106, of the Alabama Constitution are "mandatory" regardless of its own actual knowledge and sending of the emails. Board's brief at 24-27. However, without standing, our courts have no subject-matter jurisdiction to reach the merits of whether the notice was "mandatory." It is standing that is mandatory first. The Board cites no authority that lack of standing can be ignored because the notice was allegedly "mandatory" or that somehow the causation requirement of standing was satisfied because the notice was mandatory.
The Board also argues that the emails were sent when the bill was still a "draft." Board's brief at 27-29. In support of this argument, the Board cites ripeness cases. First, ripeness is a different doctrine from standing. Second, ripeness is a doctrine addressing when lawsuits can be brought in court; however, its logic does not translate into the legislative arena. While lawsuits cannot be brought before they are ripe (for very good reasons), it is actually beneficial to contact legislators before a bill is finalized. Earlier notice provides more opportunity to stop legislation or to convince legislators to revise it.
32 SC-2024-0298
between the conduct complained of and its alleged injury for the purposes
of standing. These steps were almost certainly far more effective than
the publication notice that it claims should have been made based upon
Art. IV, § 106.7 And, that notice was far more effective as to the Board
itself -- which had actual knowledge -- as well the remaining interested
parties -- the merit-system employees themselves who received
individual notice because of the actions of the Board.
Moreover, despite receiving actual notice from the Board about the
Act before its passage, not a single City employee -- the parties who
undisputedly have been affected by it -- has joined this lawsuit, even
7That provision states, in relevant part:
"No special, private, or local law shall be passed on any subject not enumerated in section 104 of this Constitution … unless notice of the intention to apply therefor shall have been published, without cost to the state, in the county or counties where the matter or thing to be affected may be situated, which notice shall state the substance of the proposed law and be published at least once a week for four consecutive weeks in some newspaper published in such county or counties or if there is no newspaper published therein, then by posting the said notice for two consecutive weeks at five different places in the county or counties prior to the introduction of the bill …."
(Emphasis added.)
33 SC-2024-0298
though it has now been pending for nearly 20 months.
The main opinion disagrees with my conclusion and asserts that I
have "misidentified" the "legal injury" in this case as being the lack of
notice when, it says, the Board's legal harm is its loss of jurisdiction over
the City.8 The main opinion is mistaken.
8The main opinion also includes a hypothetical about enacting a bill
without a quorum and then enforcing that law, which, it claims, supports its conclusion. See ____ So. 3d at ____ n.1. However, in almost every situation, the question of whether a quorum exists is a political question for a separate branch of government. See, e.g., United States v. Ballin, 144 U.S. 1, 6 (1892) (recognizing the "competency of [each] house" of Congress to "prescribe any method which shall be reasonably necessary to" ascertain a quorum); and Texas v. Bondi, [No. 24-10386, Aug. 15, 2025] ____ F.4th ____, ____ (5th Cir. 2025) (noting that the Constitution includes a " ' broad delegation of authority to the [House] to "determine how and when to conduct its business" ' " and explaining that a court's only duty is "to ensure that the House, as it wielded its broad power to determine how and when to conduct its business …[,] did not cross certain constitutional limits" (quoting NLRB v. Noel Canning, 573 U.S. 513, 550 (2014))). Moreover, the failure to have a quorum is fundamentally different from the failure to provide notice to persons who already have notice of a bill. Assuming that the question of a quorum is justiciable in some circumstances (for instance, when there has been actual fraud by legislative leaders), no law would even exist in that situation. Thus, the Governor would be acting without the force of a law of any kind. In contrast, in the failure-to-provide-notice example, both houses of the Legislature have voted and the Governor has signed the bill into law. The alleged wrong here is a failure of a formality (notice) that may never be raised by anyone because nobody objects. Thus, until it is raised by someone with actual standing, the law remains effective.
34 SC-2024-0298
For purposes of argument, I am willing to assume that the Board's
loss of jurisdiction and revenue constitutes an "actual, concrete, and
particularized injury" in this case. However, even with this assumption,
there is still no "causal connection" between this "legal injury" and the
"complained of conduct." Contrary to the main opinion's assertion, the
record clearly indicates that the "complained of conduct" alleged by the
Board in this case is the lack of notice. For instance, the complaint states:
"26. By passing H.B. 471 as a general law rather than a local act as it should have been, representative Garrett and the City were able to bypass the notice requirements of Section 106….
"….
"28. H.B. 471 was passed without notice and publication as required by the Constitution.
"29. This notice is mandatory to give the public and the City’s nearly 200 merit system employees who have vested rights under the [Board] the opportunity to have their voices heard in connection with the new law…."
(Emphasis added); see also Board's brief at 21 ("As a result, the [Board],
Consider a hypothetical with facts more similar to this case. What if the City had sent a letter or text to every resident but then failed to publish notice in the local newspaper? Surely the main opinion would not argue that the Board -- having actual notice -- would have standing to raise a lack of notice in that situation. 35 SC-2024-0298
[the City's] citizens, and its merit-system employees lost the
constitutional right to notice and an opportunity to be heard prior to the
enactment of [the] Act …. This is a concrete injury …." (emphasis added));
id. at 20-21 (quoting Jefferson Cnty. v. Braswell, 407 So.2d 115, 118 (Ala.
1981)) (" ' The purpose of [§] 106 is to prevent the deception of those
immediately affected by local legislation to the end [that] they may have
an opportunity to protect against the proposed enactment.' " ) (emphasis
added)); Board's reply brief at 7 ("[The Board] and [the City's] merit
system employees were denied their constitutional right to formal notice
and an opportunity to be heard on [the] Act … prior to its enactment.
This is a concrete injury …." (emphasis added)).
The requirement of a causal connection is especially important
when the alleged wrong is the violation of a procedural right -- a right to
have notice and input -- not a right to a particular outcome. Here, the
Board had actual notice and took steps to oppose the Act (including, for
instance, emailing the City's employees). Thus, we know that publication
notice would not have changed the actions of the Board (since it did
know). See, e.g., Summers v. Earth Island Inst., 555 U.S. 488, 497 (2009)
(indicating that plaintiffs would have had standing regarding an
36 SC-2024-0298
environmental project because they "alleged such injury in their
challenge to the [project], claiming that but for the allegedly unlawful
abridged procedures they would have been able to oppose the project that
threatened to impinge on their concrete plans to observe nature in that
specific area" (emphasis added)).
Because the Board has failed to meet all of the elements for
standing under Lujan, I would affirm the circuit court's dismissal of the
Board's action against the City.
Why Standing is Important
Standing is a Constitutional requirement, and there is no
applicable exception in this case. Moreover, there are important reasons
for following this Constitutional requirement. Standing exists, in part, to
maintain the separation of powers between the three branches of
government. In particular, standing helps keep our courts "within certain
traditional bounds vis-à-vis the other branches," Lewis v. Casey, 518 U.S.
343, 353 n.3 (1996), and "prevent[s] the judicial process from being used
to usurp the powers of the political branches," Clapper v. Amnesty Int'l
USA, 568 U.S. 398, 408 (2013). 9
9See also Lujan, 504 U.S. at 576-77 (recognizing the "separation of
37 SC-2024-0298
Standing also exists to make sure we get the answers right to legal
questions presented by those who have demonstrated that they have a
personal stake in the outcome of the dispute presented to us. Specifically,
it " 'tends to assure that the legal questions presented to the court will be
resolved … in a concrete factual context conducive to a realistic
appreciation of the consequences of judicial action.' " FDA v. Alliance for
Hippocratic Med., 602 U.S. 367, 379 (2024) (quoting Valley Forge
Christian Coll. v. Americans United for Separation of Church and State,
Inc., 454 U.S. 464, 472 (1982)).
In other words, standing exists to ensure that courts do not decide
hypothetical disputes or questions that may never become actual,
adversarial disputes. See FDA, 602 U.S. at 380 (explaining that the
"standing requirement means that the federal courts decide some
contested legal questions later rather than sooner, thereby allowing
issues to percolate and potentially be resolved by the political branches
in the democratic process").
powers" basis for standing); and FDA v. Alliance for Hippocratic Med., 602 U.S. 367, 378 (2024) (quoting United States v. Texas, 599 U.S. 670, 675 (2023)) ("Standing is 'built on a single basic idea -- the idea of separation of powers.' ").
38 SC-2024-0298
The traditional rules of standing "reflect the conviction that under
our constitutional system courts are not roving commissions assigned to
pass judgment on the validity of the Nation's laws." Broadrick v.
Oklahoma, 413 U.S. 601, 611 (1973) (citing Younger v. Harris, 401 U. S.
37, 52 (1971)) (emphasis added).10 For example, we are not called to
search the Alabama Code to find statutes that may be unconstitutional.
See Massachusetts v. Mellon, 262 U.S. 447, 488 (1923) ("We have no
power per se to review and annul acts of Congress on the ground that
they are unconstitutional. That question may be considered only when
the justification for some direct injury suffered or threatened, presenting
a justiciable issue, is made to rest upon such an act").
Instead, courts must wait. We must wait until there is an actual
dispute, brought by someone who has actually experienced an
identifiable, concrete loss that our courts can redress. Except in rare
circumstances, we do not allow persons to bring complaints on behalf of
other persons and vicariously assert their rights. We must wait for
10See also FDA, 602 U.S. at 379 (quoting Valley Forge, 454 U.S. at
487) (explaining that standing "helps ensure … that courts do not opine on legal issues in response to citizens who might 'roam the country in search of governmental wrongdoing' ") (emphasis added)).
39 SC-2024-0298
someone with standing, exercising their own autonomy, 11 to come
complain -- if they ever do so. As the United States Supreme Court has
stated:
"Embedded in the traditional rules governing constitutional adjudication is the principle that a person to whom a statute may constitutionally be applied will not be heard to challenge that statute on the ground that it may conceivably be applied unconstitutionally to others, in other situations not before the Court. See, e.g., Austin v. Aldermen, 7 Wall. 694, 698-699 (1869); Supervisors v. Stanley, 105 U.S. 305, 311-315 (1882); Hatch v. Reardon, 204 U.S. 152, 160-161 (1907); Yazoo & M.V.R. Co. v. Jackson Vinegar Co., 226 U.S. 217, 219-220 (1912); United States v. Wurzbach, … 280 U.S. 399 [(1930)]; Carmichael v. Southern Coal & Coke Co., 301 U.S. 495, 513 (1937); United States v. Raines, 362 U.S. 17 (1960). A closely related principle is that constitutional rights are personal and may not be asserted vicariously. See McGowan v. Maryland, 366 U.S. 420, 429-430 (1961). These principles rest on more than the fussiness of judges."
Broadrick, 413 U.S. at 610 (emphasis added).
Conclusion
11See FDA, 602 U.S. at 379-80 (explaining that the "standing doctrine serves to protect the 'autonomy' of those who are most directly affected so that they can decide whether and how to challenge the defendant's action" (emphasis added)). This makes perfect sense. Each person is entitled to decide if they want to bring suit. For instance, a citizen may have a procedural right that was violated but they agreed with the ultimate government action. Such a citizen would likely choose not to bring a lawsuit. Standing means that the courts must respect their decision not to file suit.
40 SC-2024-0298
Standing is an important part of judicial restraint. We must stay
within our limited role 12 and accord deference to the other branches of
government when it is necessary to do so. It is our role to strike down
unconstitutional laws passed by the Legislature. However, we should
only do so as a last resort, and only when a proper party with standing
brings the action.13
Here, the City went to the Legislature and asked it to pass a law
that would allow it to withdraw from the Board's jurisdiction. The
Legislature then passed the Act. The Board had actual knowledge of the
Act before its passage, and so did the City's merit-system employees, and
yet none of them have complained. Because the Board lacks standing to
now challenge that legislation, our role is to leave this political dispute
for the Legislature to handle.
It is for all of these reasons that I respectfully disagree with the
main opinion's conclusion that the circuit court erred in dismissing the
12See Warth v. Seldin, 422 U.S. 490, 498 (1975) (recognizing that
standing "is founded in concern about the proper -- and properly limited -- role of the courts in a democratic society").
13See Valley Forge, 454 U.S. at 474 (stating that striking an act as
unconstitutional is a "tool of last resort").
41 SC-2024-0298
Board's action based on its clear lack of standing. The Board's lack of
standing deprived the circuit court of jurisdiction over its action. Because
I would affirm the circuit court's dismissal of the Board's suit on this
basis, I see no reason to reach the question of whether the passage of the
Act was constitutional.14
14The Board briefly makes the point that it has standing -- regardless of the notice issue -- because the Act is a local law and therefore completely prohibited under Art. IV, § 105, Ala. Const. 2022. Even if I were to assume that standing exists for this one question, the main opinion disagrees with the Board and concludes that the Act is a general law. See ____ So. 3d at ____. I take no position on this conclusion. 42