Personal Restraint Petition Of: James Charles Mathes
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Opinion
Filed Washington State Court of Appeals Division Two
July 12, 2022
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II In the Matter of the Personal Restraint of No. 51736-1-II
JAMES CHARLES MATHES, UNPUBLISHED OPINION Petitioner.
GLASGOW, C.J.—James Charles Mathes seeks relief from personal restraint imposed
following his eight 2015 Pierce County convictions after an incident during which he kidnapped
his girlfriend, assaulted her, and assaulted law enforcement officers by shooting at them.
In this personal restraint petition (PRP) proceeding, Mathes raises numerous arguments,
including that the trial court abused its discretion by excluding expert testimony, Mathes’s trial
counsel rendered ineffective assistance of counsel, the trial court violated Mathes’s speedy trial
and time-for-trial rights, the trial court violated the appearance of fairness doctrine, and the State
committed prosecutorial misconduct. We disagree with all of Mathes’s arguments except for his
argument that he is entitled to resentencing based on a corrected offender score.
Accordingly, we grant in part and deny in part Mathes’s petition and remand for
resentencing. No. 51736-1-II
FACTS1
I. BACKGROUND
Mathes and Michelle Toste had a romantic relationship and a child in common. One
evening, Mathes contacted Toste and told her to get a babysitter for their child because he wanted
to see her. Both Mathes and Toste were aware of a no contact order in place prohibiting Mathes
from contacting Toste, but the two regularly ignored the order. Eventually Toste found a babysitter,
and Mathes picked her up and the two went to his mother’s house.
Mathes and Toste had intercourse, and Mathes began asking Toste if she was having
affairs. When Toste denied having any affairs, Mathes accused her of lying and became agitated.
Mathes then reached underneath the mattress and pulled out a gun. Mathes injected what Toste
believed to be heroin. Mathes and Toste went into the living room where they continued to talk.
Mathes repeatedly asked Toste about her cheating, accused her of being married and having a
baby, and accused Toste of lying when she denied having affairs.
In the middle of the night, Mathes asked Toste to find him some drugs so she called her
daughter’s best friend, Hannah. While on the phone with Hannah, Toste unsuccessfully tried to
hint that she was in trouble. Later, Toste called her daughter, Stephanie, and asked about drugs
and continued to hint that she was in trouble by saying, “‘Bang, bang,’” but Stephanie did not
understand. 2 Verbatim Report of Proceedings (VRP) at 200. Toste did not feel free to tell
1 This opinion relies on the record from Mathes’s direct appeal for the majority of the facts and uses the various exhibits and declarations Mathes and the State attached to their briefing as supplemental facts. State v. Mathes, No. 48401-3-II (Wash. Jan. 24, 2017), https://www. courts.wa.gov/opinions/pdf/D2%2048401-3-II%20Unpublished%20Opinion.pdf.
2 No. 51736-1-II
Stephanie what was going on or to leave the house because Mathes held the gun to her head while
she was on the phone.
Early the next morning, Stephanie came to Mathes’s parents’ house and tried to get Toste
to leave with her. Mathes told Stephanie that Toste “wasn’t going nowhere,” and Toste hugged
Stephanie and whispered that Mathes had a gun. Id. at 202.
About an hour and a half later, Mathes and Toste got in his car and drove around. Toste
asked Mathes to stop at her regular coffee shop where she tried to make eye contact with the
employees to indicate she needed help. Toste did not ask for help directly because Mathes told her
if she said anything he would shoot her and everyone else there.
Mathes and Toste drove around for about three hours. At one point, Mathes shot the gun
out his window and told Toste it could have been her head.
Around noon, Mathes and Toste returned to Mathes’s mother’s house. Mathes’s father,
Roy, pulled into the driveway immediately after them. Mathes told Roy to go into the house with
them and at one point put the gun to Roy’s head. Stephanie returned to the house and Mathes asked
her to find him $20,000.
Soon after, a 9-1-1 operator called the house. With the call on speaker and Mathes holding
the gun to her back, Toste told the operator she was okay, she was not being held at gunpoint, and
she could speak freely. The operator told them that law enforcement was outside and asked them
all to go outside.
Mathes, Toste, Roy, and Stephanie went outside and saw several law enforcement officers.
Mathes got into his car and ordered Toste to get in the car as well. The officers told Toste not to
3 No. 51736-1-II
get into the car. Mathes then got out of the car, reached over the top of the car, and fired his gun
at the officers. Toste and Stephanie ran to the neighbor’s carport and hid.
The officers fired at Mathes. Mathes dropped to the ground behind the car. The officers
fired at Mathes again. The officers secured Mathes in handcuffs and assessed his injuries. Mathes
had been shot and was transferred to the hospital. No one else was injured.
Because the incident involved shooting by law enforcement, the Washington State Patrol
conducted the crime scene investigation. State Patrol Detective Rodney Green took possession of
the weapons of the officers at the scene and determined that Kitsap County Sheriff Deputies
Benjamin Herrin and Curtis Lont had fired their weapons. Detective Green collected evidence
including bullet casings, a magazine for bullets, a handgun, clothing, and medical supplies.
Through the use of maps, diagrams, and trajectory rods, Detective Green traced one bullet from
Mathes’s gun and an additional bullet hole in the corner of the garage that appeared to have come
from where Mathes was standing by his car.
II. TRIAL
A. Initial Procedure
Law enforcement arrested Mathes on December 31, 2013. On January 9, 2014, the State
filed a felony complaint in district court charging Mathes with two counts of first degree assault
and one count of unlawful imprisonment with a domestic violence sentencing enhancement.
On February 11, 2014, the district court docket shows the following entry: “Stipulation of
defendant to defer bindover and extend jurisdictional time limits signed.” PRP, Ex. 3A
(capitalization omitted). The district court docket reads, “Docket continued on next page,” but
Mathes has not provided any subsequent pages. Id. (capitalization omitted).
4 No. 51736-1-II
On March 25, 2014, the State filed an information in superior court charging Mathes with
two counts of first degree assault, each with a firearm sentencing enhancement, and one count of
unlawful imprisonment with domestic violence and firearm sentencing enhancements. Mathes was
arraigned, and he pleaded not guilty on March 28, 2014. There were multiple pretrial continuances,
including one requested by the State due to schedule conflicts with the State’s law enforcement
witnesses. The case proceeded to trial in October 2015.
B. Plea Negotiations
The State offered Mathes a plea deal wherein Mathes would plead guilty to two counts of
first degree assault, each with a firearm sentencing enhancement, and one count of unlawful
Free access — add to your briefcase to read the full text and ask questions with AI
Filed Washington State Court of Appeals Division Two
July 12, 2022
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II In the Matter of the Personal Restraint of No. 51736-1-II
JAMES CHARLES MATHES, UNPUBLISHED OPINION Petitioner.
GLASGOW, C.J.—James Charles Mathes seeks relief from personal restraint imposed
following his eight 2015 Pierce County convictions after an incident during which he kidnapped
his girlfriend, assaulted her, and assaulted law enforcement officers by shooting at them.
In this personal restraint petition (PRP) proceeding, Mathes raises numerous arguments,
including that the trial court abused its discretion by excluding expert testimony, Mathes’s trial
counsel rendered ineffective assistance of counsel, the trial court violated Mathes’s speedy trial
and time-for-trial rights, the trial court violated the appearance of fairness doctrine, and the State
committed prosecutorial misconduct. We disagree with all of Mathes’s arguments except for his
argument that he is entitled to resentencing based on a corrected offender score.
Accordingly, we grant in part and deny in part Mathes’s petition and remand for
resentencing. No. 51736-1-II
FACTS1
I. BACKGROUND
Mathes and Michelle Toste had a romantic relationship and a child in common. One
evening, Mathes contacted Toste and told her to get a babysitter for their child because he wanted
to see her. Both Mathes and Toste were aware of a no contact order in place prohibiting Mathes
from contacting Toste, but the two regularly ignored the order. Eventually Toste found a babysitter,
and Mathes picked her up and the two went to his mother’s house.
Mathes and Toste had intercourse, and Mathes began asking Toste if she was having
affairs. When Toste denied having any affairs, Mathes accused her of lying and became agitated.
Mathes then reached underneath the mattress and pulled out a gun. Mathes injected what Toste
believed to be heroin. Mathes and Toste went into the living room where they continued to talk.
Mathes repeatedly asked Toste about her cheating, accused her of being married and having a
baby, and accused Toste of lying when she denied having affairs.
In the middle of the night, Mathes asked Toste to find him some drugs so she called her
daughter’s best friend, Hannah. While on the phone with Hannah, Toste unsuccessfully tried to
hint that she was in trouble. Later, Toste called her daughter, Stephanie, and asked about drugs
and continued to hint that she was in trouble by saying, “‘Bang, bang,’” but Stephanie did not
understand. 2 Verbatim Report of Proceedings (VRP) at 200. Toste did not feel free to tell
1 This opinion relies on the record from Mathes’s direct appeal for the majority of the facts and uses the various exhibits and declarations Mathes and the State attached to their briefing as supplemental facts. State v. Mathes, No. 48401-3-II (Wash. Jan. 24, 2017), https://www. courts.wa.gov/opinions/pdf/D2%2048401-3-II%20Unpublished%20Opinion.pdf.
2 No. 51736-1-II
Stephanie what was going on or to leave the house because Mathes held the gun to her head while
she was on the phone.
Early the next morning, Stephanie came to Mathes’s parents’ house and tried to get Toste
to leave with her. Mathes told Stephanie that Toste “wasn’t going nowhere,” and Toste hugged
Stephanie and whispered that Mathes had a gun. Id. at 202.
About an hour and a half later, Mathes and Toste got in his car and drove around. Toste
asked Mathes to stop at her regular coffee shop where she tried to make eye contact with the
employees to indicate she needed help. Toste did not ask for help directly because Mathes told her
if she said anything he would shoot her and everyone else there.
Mathes and Toste drove around for about three hours. At one point, Mathes shot the gun
out his window and told Toste it could have been her head.
Around noon, Mathes and Toste returned to Mathes’s mother’s house. Mathes’s father,
Roy, pulled into the driveway immediately after them. Mathes told Roy to go into the house with
them and at one point put the gun to Roy’s head. Stephanie returned to the house and Mathes asked
her to find him $20,000.
Soon after, a 9-1-1 operator called the house. With the call on speaker and Mathes holding
the gun to her back, Toste told the operator she was okay, she was not being held at gunpoint, and
she could speak freely. The operator told them that law enforcement was outside and asked them
all to go outside.
Mathes, Toste, Roy, and Stephanie went outside and saw several law enforcement officers.
Mathes got into his car and ordered Toste to get in the car as well. The officers told Toste not to
3 No. 51736-1-II
get into the car. Mathes then got out of the car, reached over the top of the car, and fired his gun
at the officers. Toste and Stephanie ran to the neighbor’s carport and hid.
The officers fired at Mathes. Mathes dropped to the ground behind the car. The officers
fired at Mathes again. The officers secured Mathes in handcuffs and assessed his injuries. Mathes
had been shot and was transferred to the hospital. No one else was injured.
Because the incident involved shooting by law enforcement, the Washington State Patrol
conducted the crime scene investigation. State Patrol Detective Rodney Green took possession of
the weapons of the officers at the scene and determined that Kitsap County Sheriff Deputies
Benjamin Herrin and Curtis Lont had fired their weapons. Detective Green collected evidence
including bullet casings, a magazine for bullets, a handgun, clothing, and medical supplies.
Through the use of maps, diagrams, and trajectory rods, Detective Green traced one bullet from
Mathes’s gun and an additional bullet hole in the corner of the garage that appeared to have come
from where Mathes was standing by his car.
II. TRIAL
A. Initial Procedure
Law enforcement arrested Mathes on December 31, 2013. On January 9, 2014, the State
filed a felony complaint in district court charging Mathes with two counts of first degree assault
and one count of unlawful imprisonment with a domestic violence sentencing enhancement.
On February 11, 2014, the district court docket shows the following entry: “Stipulation of
defendant to defer bindover and extend jurisdictional time limits signed.” PRP, Ex. 3A
(capitalization omitted). The district court docket reads, “Docket continued on next page,” but
Mathes has not provided any subsequent pages. Id. (capitalization omitted).
4 No. 51736-1-II
On March 25, 2014, the State filed an information in superior court charging Mathes with
two counts of first degree assault, each with a firearm sentencing enhancement, and one count of
unlawful imprisonment with domestic violence and firearm sentencing enhancements. Mathes was
arraigned, and he pleaded not guilty on March 28, 2014. There were multiple pretrial continuances,
including one requested by the State due to schedule conflicts with the State’s law enforcement
witnesses. The case proceeded to trial in October 2015.
B. Plea Negotiations
The State offered Mathes a plea deal wherein Mathes would plead guilty to two counts of
first degree assault, each with a firearm sentencing enhancement, and one count of unlawful
imprisonment with domestic violence and firearm sentencing enhancements, with a sentence
recommendation of 471 months. Mathes rejected the offer.
The State continued negotiations with Mathes and his trial counsel. The State next offered
to drop the firearm enhancement on the second first degree assault charge but add three additional
charges—violation of a court order with a domestic violence sentencing enhancement, harassment
with a domestic violence sentencing enhancement, and unlawful possession of a firearm. Under
the second offer, the State would recommend a 367-month sentence and Mathes could argue for a
291-month sentence.
On September 24, 2015, Mathes met with his trial counsel and a member of Harris
Investigations to discuss Mathes’s plea offer. At the meeting, Mathes said that he would not accept
the offer and that he wanted a sentence that did not include the first degree assault and firearm
sentencing enhancement so that he could obtain more good time on his sentence. Mathes’s trial
counsel explained to Mathes that he would discuss this proposal with the State, but that it was
5 No. 51736-1-II
unlikely the State would drop the enhancements or the first degree assault charge. Mathes said that
if the State would not make those changes, he would prefer to go to trial.
Mathes, Mathes’s trial counsel, Harris Investigations, and the State met on October 1, 2015,
to further discuss the plea offer so that Mathes could speak directly to the prosecutor. The State
explained that it would not remove the first degree assault charges and that the State had already
removed one of the firearm sentencing enhancements. The meeting concluded with the State
encouraging Mathes to consider the offer “because if he did not, there [was] a likelihood that
Mathes would be convicted and sentenced with much more time than the [plea] offer.” Suppl. Br.
of Pet’r, Ex. F. Everyone at the meeting agreed that if Mathes went to trial and was convicted, “he
ha[d] very little hope of ever getting out of prison.” Id.
Mathes chose to proceed to trial.
C. Amended Information
Three days before trial, on October 19, 2015, the State filed an amended information
charging Mathes with two counts of first degree assault with firearm and law enforcement victim
sentencing enhancements, two counts of second degree assault (in the alternative) with firearm
and law enforcement victim sentencing enhancements, first degree kidnapping with domestic
violence and firearm sentencing enhancements, unlawful imprisonment (in the alternative to
kidnapping) with domestic violence and firearm sentencing enhancements, second degree assault
on Toste with domestic violence and firearm sentencing enhancements, second degree assault on
Roy with domestic violence and firearm sentencing enhancements, felony violation of a court
order with domestic violence and firearm sentencing enhancements, felony harassment with
domestic violence and firearm sentencing enhancements, and unlawful possession of a firearm.
6 No. 51736-1-II
When asked about the amended information, Mathes’s trial counsel did not object or
indicate any surprise. Mathes’s trial counsel acknowledged that he had reviewed the amended
information with Mathes and was prepared to proceed to trial.
D. Dr. Muscatel
Mathes sought to argue a diminished capacity defense and enlisted Dr. Kenneth Muscatel
to offer his expert opinion.
Pretrial, Dr. Muscatel made the first of two offers of proof regarding Mathes’s diminished
capacity to form intent at the time of the incident. Dr. Muscatel testified that Mathes had a chronic
mental disorder consistent with bipolar disorder and a very serious substance abuse problem. When
asked his opinions regarding Mathes’s mental state at the time of the incident relating to potential
diminished capacity, Dr. Muscatel explained, “[W]hile his behavior was clearly intentional in the
general sense, the question is whether he could have formed the intent to assault as opposed to
engage in a bizarre version of self-defense. That’s the only way that I think diminished capacity
could possibly apply in this matter.” 1 VRP at 86-87. He explained that diminished capacity would
change depending on the specific charge.
Dr. Muscatel went on to explain,
Now it’s important that -- as you know, in my report, I don’t state that he had diminished capacity, but rather stated that there were elements that have to be determined -- in the course of the evidence of the trial -- to determine what happened and how it happened. Because that will go a long way to determining whether he acted in a manner suggesting intentionality.
....
So a lot of this is going to depend on the reality of the evidence. And I didn’t feel like I could interpret that for the court. The documents were complicated enough that I thought this was one that I needed to defer.
7 No. 51736-1-II
I thought there was plenty of evidence from a variety of sources that he was in a highly impaired mental state at the time of the incident. . . .
The question in this case is whether that prevented him from forming the requisite intent. That I could not answer for the court.
Id. at 88-89.
On cross-examination, Dr. Muscatel opined that as it relates to the charges of assault on
the officers, he would be unable to present any opinion in terms of diminished capacity because it
appeared to be intentional conduct. He testified that there was no diminished capacity defense for
the violation of a no contact order charge and that the “foundation is weaker” for a diminished
capacity defense for the harassment charge. Id. at 94.
The State asked Dr. Muscatel if he had an opinion if Mathes was able to form intent, and
Dr. Muscatel responded that he did not.
Following the first offer of proof, the trial court ruled to exclude Dr. Muscatel’s testimony
because “I’m unable to find as a matter of foundation that Dr. Muscatel was able to testify to a
reasonable medical certainty that Mr. Mathes was not able to form the specific intent. He doesn’t
know. And it’s unclear to him at this point. And so I think that’s problematic at this point in the
case.” Id. at 109. The trial court told Mathes that he could reraise the issue as the case progressed
based on the evidence presented.
Later in trial, Mathes made a second offer of proof. During this second offer of proof, Dr.
Muscatel reiterated that there was “no question” that Mathes suffers from a mental disorder. 5 VRP
at 626. Mathes asked:
8 No. 51736-1-II
[Mathes]: In your opinion, more probable than not, did that condition impair Mr. Mathes’s ability to form the culpable mental state to commit the crimes charged?
[Dr. Muscatel]: Would it impair him? Yes. Did it impair him? I don’t know. This goes back to my original testimony.
Id. at 626-27.
On cross-examination, the State asked Dr. Muscatel if his opinion had changed from his
first offer of proof. Dr. Muscatel responded,
Not really, no. I mean, I can say that my degree of certainty about the presence of his mental disorder at the time, in and around the time of the incident, has deepened. That much I can say.
In terms of my overall opinion, I look at my results and it is essentially the same.
So I still could not offer the opinion that he couldn’t form the requisite intent, nor could I offer that he could.
Id. at 628-29.
The trial court again ruled to exclude Dr. Muscatel’s testimony, explaining,
And so in this particular case, I’m not satisfied at this point that diminished capacity defense is available to Mr. Mathes. Again, I’m relying on the Atsbeha[2] case and the testimony of Dr. Muscatel. He’s not able to offer based on his testimony, I believe, any opinion as to whether or not Mr. Mathes was capable of forming the requisite intent. If he’s not able to offer an opinion on that, I don’t believe it’s relevant under [ER] 401, 402 and ER 702.
Id. at 641.
2 State v. Atsbeha, 142 Wn.2d 904, 16 P.3d 626 (2001).
9 No. 51736-1-II
E. Statements to Deputies at the Hospital
During trial, the State called Kitsap County Sheriff Deputies Brittany Gray and Eric Adams
as witnesses. The deputies had been assigned to monitor Mathes while he was hospitalized until
he was medically cleared to be moved to the jail.
Deputy Gray testified that when she entered Mathes’s room, he asked her multiple times if
he had hurt anyone and told her he had fired shots. She described his demeanor as coherent and
explained that they casually discussed things unrelated to the case. The State asked Deputy Gray:
[State]: So did [Mathes] seem to be genuinely interested if anybody was hurt?
[Deputy Gray]: Yes.
[State]: Did he seem to care if anybody was hurt?
[Deputy Gray]: That’s difficult for me to say, but he was definitely interested if someone had been hurt.
3 VRP at 492. According to Deputy Gray, Mathes told a nurse “I fired shots which put me in this
position,” and asked the nurse if he had hurt anybody. Id. At some point Mathes asked Deputy
Gray whether she thought he should get an attorney, and Deputy Gray reminded Mathes of his
rights. Mathes asked the nurse to call his attorney, and he used the phone in his hospital room to
call his parents.
Deputy Adams testified that Mathes told him that it was important that he know that if
Mathes had hurt anyone, it was an accident. The State asked Deputy Adams if Mathes seemed
concerned about whether he had hurt anyone, and Deputy Adams answered that he was. Deputy
Adams testified,
[H]e said that he did what he did because he wanted to get hurt himself, not hurt a cop. He said he didn’t expect he would live when he went out guns-a-blazing.
10 No. 51736-1-II
He didn’t say specifically how many times he fired, but he said he emptied his gun.
He said he remembered lying on the ground bleeding and hearing his dad crying. He said he was happy that his girlfriend got away and was not hurt. He said he tried to reload his gun with the bullets in his pocket because he had time, but he was unable.
Id. at 502-04.
On cross-examination, Mathes asked Deputy Adams:
[Mathes]: Deputy, isn’t it true that Mr. Mathes brought up more than a couple times about his concern about anybody got hurt?
[Deputy Adams]: Yes.
[Mathes]: There was a number of times during a period of time you were there, correct?
Didn’t he also tell you that his intention was to hurt himself, not anybody else, especially the police?
[Deputy Adams]: That’s correct, he did. He said he did what he did because he wanted to get hurt himself, not hurt a cop.
Id. at 504-05.
F. Verdict and Sentence
The jury found Mathes guilty on all the greater offenses as charged and answered all special
allegations in the affirmative. With the exception of the court order violation and harassment
counts, which were sentenced below the standard range, Mathes received a standard range sentence
11 No. 51736-1-II
totaling 720 months. This included consecutive sentencing on the two first degree assault
convictions.
III. REFERENCE HEARING
In 2018, Mathes sought relief from personal restraint by filing a timely petition in this
court. We appointed him counsel who filed a supplemental brief. Upon review of the pleadings,
we determined that a reference hearing was needed to resolve factual disputes. We remanded to
the trial court for a reference hearing primarily regarding Mathes’s claim that he received
ineffective assistance of counsel during plea negotiations and at sentencing because his trial
counsel failed to recognize that his offender scores were incorrect and failed to properly advise
him about certain sentencing consequences.
The trial court held a reference hearing during which it considered briefing from the parties,
testimony of witnesses, argument of counsel, and the records and files of the case. Following the
reference hearing, the trial court entered the following findings of fact in response to questions
posed by this court:
The Court concludes and the parties agree that at the time of sentencing, Mr. Mathes’s criminal history was incorrect because a prior [violation of uniform controlled substances act (VUCSA)] conviction was wrongly classified as a class B felony rather than as a class C felony that should have washed out. Mr. Mathes had “0” criminal history points prior to the convictions of this case.
Findings of Fact on Reference Hr’g (FOF) at 2.
The offender scores and standard ranges for the longest consecutive sentences for Mathes’s
most serious counts were as follows:
Count I: first degree assault with firearm enhancement: • Offender Score: 5; standard range: 138-184 + 60 months firearm enhancement.
12 No. 51736-1-II
Count III: first degree assault, with firearm enhancement: • Offender Score: 0; standard range: 93-123 + 60 months firearm enhancement.
Count V: kidnapping in the first degree with firearm enhancement: • Offender Score: 0; standard range: 51-68 + 60 months firearm enhancement.
Id. at 3.
Mathes’s remaining counts would run concurrently except their firearm enhancements
would run consecutively:
• Counts I, III, and V run consecutive as serious violent offenses plus firearm enhancements: (198-244 + 153-183 + 111-128 = 462-555).
• Counts VII-XI concurrent, but firearm enhancements consecutive: (36 + 36 + 18 + 18 = 108).
Mr. Mathes’s total standard range was 570-663 months.
The State’s best plea offer had a range of 23.5 to 31 years (282-372 months) of incarceration. The State would recommend a sentence of 30 years. Mr. Mathes would be able to argue for the bottom of the range. Once the sentencing range could be agreed, the parties would agree on the charges that would result in the agreed sentencing range.
Mr. Mathes was willing to accept a plea offer involving 15 to 20 years (180- 240 months) of incarceration after allowing for good time credits.
Defense counsel never correctly advised Mr. Mathes of his proper criminal history, offender scores, and standard ranges, but advised that everything would be much higher if he proceeded to trial.
Mr. Mathes was advised that the enhancements would run consecutively to the base sentence.
13 No. 51736-1-II
During a negotiation meeting between Mr. Mathes, defense counsel, the defense investigator, and the prosecutor, they all discussed that the firearm enhancements would run consecutively.
Mr. Mathes was willing to plead guilty to any combination of offenses that resulted in a sentence of 15 to 20 years after deductions for good time credit.
Id. at 3-5 (emphasis added).
ANALYSIS
I. MOTION TO STRIKE
As an initial matter, the State filed a motion to strike Mathes’s reply brief, arguing that the
reply brief presents new evidence and legal arguments for the first time.3 Mathes concedes he
improperly raised a new argument in his reply brief, he received ineffective assistance of counsel
when his trial counsel prevented him from testifying, and he withdraws that issue from review.
We accept Mathes’s partial concession and strike the portion of his reply brief raising a new
argument because we do not review issues first raised and argued in a reply brief. In re Pers.
Restraint of Rhem, 188 Wn.2d 321, 327, 394 P.3d 367 (2017).
The State also argues that we should strike certain exhibits attached to the reply brief.
Relying on RAP 9.11, the State argues that we should strike the declarations attached to Mathes’s
reply brief. RAP 9.11 governs when the appellate court may direct a trial court to take additional
evidence. RAP 9.11, is not, however, applicable to PRPs, and the State does not offer any other
basis for broadly striking these declarations. See RAP 16.17.
3 A commissioner of our court ruled that the motion would be considered when the petition is considered on the merits.
14 No. 51736-1-II
The State argues that exhibit B to Mathes’s reply brief “contains hearsay” and objects to
consideration of the hearsay. State’s Mot. to Strike Reply Br. at 4. The State does not identify the
alleged hearsay, or provide citation to the record or authority to support its argument. We do not
consider the State’s claim in the absence of supporting argument or citation to the record or
authority. RAP 10.3; State v. Cox, 109 Wn. App. 937, 943, 38 P.3d 371 (2002).
The State also objects to exhibit D to Mathes’s reply brief. Exhibit D contains three articles:
(1) an article titled “Facts about Methamphetamine,” from the Board of Cuyahoga County in
Cleveland, Ohio; (2) an article from DrugRehab.com titled “How Long Does Meth Last?;” and (3)
an article from the National Center for Biotechnology Information, the Journal of Neuroimmune
Pharmacology, titled “Methamphetamine-Associated Psychosis.” Reply Br. of Pet’r, Ex. D. In
response, Mathes argues that the articles are admissible under ER 201, which allows the court to
take judicial notice of adjudicative facts. Mathes asks us to take judicial notice of the fact that
methamphetamine intoxication could persist from 6 hours up to 24 hours.
“Washington judges are permitted to take judicial notice of ‘adjudicative facts.’” State v.
N.B., 7 Wn. App. 2d 831, 835, 436 P.3d 358 (2019) (quoting ER 201(a)). Such a fact “must be one
not subject to reasonable dispute in that it is either (1) generally known within the territorial
jurisdiction of the trial court or (2) capable of accurate and ready determination by resort to sources
whose accuracy cannot reasonably be questioned.” ER 201(b). The court can take judicial notice
on its own and at any stage of proceedings. ER 201(c), (f); N.B., 7 Wn. App. 2d at 835. Except for
citing ER 201, Mathes does not provide argument or citation to authority to support his request.
As a result, we decline taking judicial notice of the duration of methamphetamine intoxication. ER
201(b); see In re Marriage of Meredith, 148 Wn. App. 887, 904, 201 P.3d 1056 (2009)
15 No. 51736-1-II
(“Information contained on these Internet sites are not ‘generally known’ or from a ‘source[] whose
accuracy cannot reasonably be questioned.’” (alteration in original)).
In sum, we accept Mathes’s partial concession and grant the State’s motion to strike
Mathes’s new argument, and we decline to take judicial notice of the duration of methamphetamine
intoxication. We deny the remainder of the State’s motion to strike.
II. PRP
A. Legal Principles
The petitioner carries the initial burden to support their PRP. RAP 16.4; In re Pers.
Restraint of Lord, 152 Wn.2d 182, 188, 94 P.3d 952 (2004). A petitioner must prove either a
constitutional error that results in actual and substantial prejudice or a nonconstitutional error that
constitutes a fundamental defect which inherently results in a complete miscarriage of justice. In
re Pers. Restraint of Swagerty, 186 Wn.2d 801, 807, 383 P.3d 454 (2016). The petitioner must
prove the error by a preponderance of the evidence. Lord, 152 Wn.2d at 188. In addition, the
petitioner must support the petition with facts or evidence and may not rely solely on conclusory
allegations. In re Pers. Restraint of Yates, 177 Wn.2d 1, 18, 296 P.3d 872 (2013); see RAP
16.7(a)(2)(i).
In evaluating PRPs, we may dismiss the petition if the petitioner fails to make a prima facie
showing of constitutional or nonconstitutional error, remand for a hearing if the petitioner makes
a prima facie showing but the merits of the contentions cannot be determined solely from the
record, or grant the PRP without further hearing if the petitioner has proved actual prejudice or a
miscarriage of justice. In re Pers. Restraint of Stockwell, 160 Wn. App. 172, 176-77, 248 P.3d 576
(2011).
16 No. 51736-1-II
B. Issues Addressed on Direct Appeal
Mathes raises several arguments in his PRP and his supplemental brief that he already
raised and that we rejected on direct appeal. Accordingly, we do not consider Mathes’s arguments
that (1) the trial court abused its discretion by excluding Dr. Muscatel’s expert opinion, (2) his trial
counsel rendered ineffective assistance for failing to suppress Mathes’s statements to law
enforcement at the scene and at the hospital, (3) his trial counsel rendered ineffective assistance
by failing to request a voluntary intoxication instruction, and (4) the State committed prosecutorial
misconduct by misstating its burden to prove intent during closing argument.
“[A] personal restraint petitioner may not renew an issue that was raised and rejected on
direct appeal unless the interests of justice require relitigation of that issue.” In re Pers. Restraint
of Lord, 123 Wn.2d 296, 303, 868 P.2d 835 (1994). A “ground for relief” is a distinct legal basis
for granting relief and is considered “raised and rejected on direct appeal if the same ground
presented in the petition was determined adversely to the petitioner on appeal and the prior
determination was on the merits.” In re Pers. Restraint of Davis, 152 Wn.2d 647, 671 n.14, 101
P.3d 1 (2004).
The interests of justice are served by reconsidering a ground for relief if there has been an
intervening material change in the law or some other justification for having failed to raise a crucial
point or argument on appeal. Yates, 177 Wn.2d at 17; In re Pers. Restraint of Gentry, 137 Wn.2d
378, 388, 972 P.2d 1250 (1999). Newly discovered evidence also may justify renewing an issue
considered and rejected on appeal. In re Pers. Restraint of Benn, 134 Wn.2d 868, 886, 952 P.2d
116 (1998). However, besides showing the materiality of the evidence and the probability of its
17 No. 51736-1-II
effect on the trial result, the petitioner must also show that the evidence could not have been
discovered in time to be included in the record on direct appeal. Id.
Here, Mathes has not shown that any of these repeat arguments rely on a change in the law
or newly discovered evidence that could not have been discovered in time to perfect the record for
the direct appeal. Mathes fails to demonstrate that the interests of justice require relitigation of the
issues fully considered and disposed of on the merits in his direct appeal.
C. Ineffective Assistance of Counsel
To prevail on an ineffective assistance of counsel claim, Mathes must show that trial
counsel’s performance was deficient and that Mathes was prejudiced by the deficient performance.
In re Pers. Restraint of Crace, 174 Wn.2d 835, 840, 280 P.3d 1102 (2012) (citing Strickland v.
Washington, 466 U.S. 668, 700, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984)). A petitioner
demonstrates deficient performance by showing that defense counsel’s conduct fell below an
objective standard of reasonableness. In re Pers. Restraint of Rice, 118 Wn.2d 876, 888, 828 P.2d
1086 (1992). “In this regard, the court must make every effort to eliminate the distorting effects of
hindsight and must strongly presume that counsel’s conduct constituted sound trial strategy.” Id.
at 888-89. In addition, to show deficient performance, the petitioner must show the absence of any
conceivable legitimate trial tactic explaining counsel’s performance. State v. Grier, 171 Wn.2d 17,
33, 246 P.3d 1260 (2011).
To demonstrate prejudice, Mathes must show a “‘reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the outcome.’” Crace,
174 Wn.2d at 840 (quoting Strickland, 466 U.S. at 694). Prejudice does not require a showing that
18 No. 51736-1-II
counsel’s actions more likely than not altered the outcome, but the likelihood of a different result
must be substantial, not just conceivable. Harrington v. Richter, 562 U.S. 86, 112, 131 S. Ct. 770,
178 L. Ed. 2d 624 (2011). “[I]f a personal restraint petitioner makes a successful ineffective
assistance of counsel claim, he has necessarily met his burden to show actual and substantial
prejudice” under the standard for PRPs. Crace, 174 Wn.2d at 846-47.
1. Failure to impeach with perjury
Mathes argues that his trial counsel rendered ineffective assistance by failing to impeach
Toste and Detective Green with inconsistencies in the testimony or evidence. We disagree.
Mathes points to a text message exchange between Stephanie and her friend, wherein
Stephanie’s friend asks, “Did you already drop [Toste] off?” PRP, Ex. 4B. He argues that the text
message shows that Stephanie dropped Toste off at Mathes’s house as opposed to Mathes picking
up Toste from her house, and therefore Toste perjured herself when she testified that he picked her
up. Mathes also appears to argue that Detective Green committed perjury. To support his claim,
Mathes points to inconsistencies between Detective Green’s testimony at trial and police incident
reports, as well as inconsistencies between the testimonies of various witnesses. But conflicting
witness testimony does not demonstrate that a witness committed perjury. In re Pers. Restraint of
Monschke, 160 Wn. App. 479, 498, 251 P.3d 884 (2010). And we leave credibility determinations
to the trier of fact and do not review them on appeal. Id.
Moreover, Mathes cannot carry his burden to show that, had trial counsel attempted to
impeach Toste with this evidence, the result of the proceeding would have differed. Mathes
contends that this evidence undercuts the State’s evidence that he abducted Toste, as required to
prove first degree kidnapping. However, the record reflects that the State did not base its theory of
19 No. 51736-1-II
kidnapping on Mathes picking up Toste. Rather, the kidnapping occurred after Toste and Mathes
had been together for a period of time and Mathes pulled a gun on her and would not let her leave.
How Toste and Mathes initially met was not a material fact in the case.
Accordingly, Mathes’s argument that his trial counsel rendered ineffective assistance for
failing to impeach Toste fails.
2. Same criminal conduct
Mathes argues that his trial counsel rendered ineffective assistance by failing to argue that
his second degree assault and harassment convictions constituted the same criminal conduct. We
disagree.
A same criminal conduct determination affects the standard range sentence by altering the
offender score. Former RCW 9.94A.589(1)(a) (2013). If a person is convicted of multiple current
offenses, generally the sentencing court calculates all other current and prior convictions as prior
convictions for the purpose of the offender score. Id. But if the sentencing court finds that some
current offenses are the same criminal conduct, those current offenses are counted as one crime.
Id. “Same criminal conduct” means “crimes that require the same criminal intent, are committed
at the same time and place, and involve the same victim.” Id.
We first look to the underlying statutes to determine whether the intents of each statute, if
any, are the same or different for each crime. State v. Chenoweth, 185 Wn.2d 218, 223, 370 P.3d
6 (2016). If the intents differ, the current convictions are not the same criminal conduct. Id.; former
RCW 9.94A.589(1)(a).
The charge of felony harassment required the State to prove that Mathes “knowingly
threaten[ed]” his victim. RCW 9A.46.020(1)(a). Second degree assault requires that a person
20 No. 51736-1-II
intentionally assault another. State v. Reed, 168 Wn. App. 553, 574, 278 P.3d 203 (2012). To
knowingly threaten someone is a distinct intent from intentionally assaulting someone, such that
these crimes do not involve the same criminal intent.
Because felony harassment and second degree assault involve distinct criminal intents,
felony harassment and second degree assault were not the same criminal conduct, and therefore
Mathes’s trial counsel did not render ineffective assistance by failing to argue that they were.
3. Failure to move for continuance or dismissal
Mathes also argues that he received ineffective assistance of counsel because his trial
counsel failed to move for a continuance or dismissal when the State filed its amended information
three days before trial.4 We disagree.
CrR 2.1 allows the State to amend the charging information at any time before the verdict
provided that such amendment does not prejudice a substantial right of the defendant. Washington
courts have recognized that a delayed filing of an amended information may prejudice a defendant.
For example, in State v. Michielli, the Washington Supreme Court held that the defendant “was
prejudiced in that he was forced to waive his speedy trial right and ask for a continuance to prepare”
when the State filed an amended information bringing “surprise charges” three days before the
scheduled trial. 132 Wn.2d 229, 244, 937 P.2d 587 (1997). There, the defendant objected to the
amended information, requested a continuance, and moved to dismiss the additional charges. Id.
at 233-34.
4 In his pro se petition, Mathes argues that the trial court impermissibly violated his speedy trial rights by allowing the State to file its amended information. Because Mathes did not object to the filing of the amended information, or otherwise raise this issue below, we only address it in the ineffective assistance of counsel context. RAP 2.5.
21 No. 51736-1-II
In contrast to Michielli, Mathes fails to demonstrate how the late filing of the amended
information prejudiced him. The record shows that Mathes’s counsel acknowledged receipt of an
advance copy of the amended information, had reviewed the amended information with Mathes,
had no objection to the filing of the amended information, and was prepared to move forward with
a not guilty plea and proceed with trial. Nothing in the record suggests that the amended
information was a surprise to trial counsel or Mathes. Mathes’s right to a speedy trial was not
violated, delayed, or waived. There is no indication that Mathes was forced to go to trial
unprepared, or forced to ask for a continuance to prepare for the additional charges. See id. Thus,
we hold that Mathes’s claim of ineffective assistance of counsel based upon not moving for a
continuance or for dismissal fails.
4. Advice during plea negotiations
Mathes contends that his trial counsel rendered ineffective assistance by failing to properly
advise Mathes during plea negotiations. Specifically, he argues that trial counsel failed to properly
calculate Mathes’s offender score and did not properly explain the effect of potential firearm
sentencing enhancements. We disagree.
“The right to effective assistance of counsel extends to the plea bargaining process.” State
v. Drath, 7 Wn. App. 2d 255, 266, 431 P.3d 1098 (2018). This includes “‘assisting the defendant
in making an informed decision as to whether to plead guilty or to proceed to trial.’” State v. Estes,
188 Wn.2d 450, 464, 395 P.3d 1045 (2017) (quoting State v. A.N.J., 168 Wn.2d 91, 111, 225 P.3d
956 (2010)).
22 No. 51736-1-II
a. Offender score
Mathes argues that his trial counsel’s failure to properly calculate Mathes’s offender score
during plea negotiations prevented Mathes from intelligently assessing his options, and as a result,
he is entitled to a new trial. Because Mathes cannot show that trial counsel’s failure to calculate
the offender score prejudiced Mathes, we disagree.
In the context of plea negotiations, a petitioner alleging ineffective assistance of counsel
must show that the outcome of the plea process would have been different with competent advice
from counsel. Drath, 7 Wn. App. 2d at 267. “‘In these circumstances a defendant must show that
but for the ineffective advice of counsel there is a reasonable probability that the plea offer would
have been presented to the court.’” Id. (quoting Lafler v. Cooper, 566 U.S. 156, 164, 132 S. Ct.
1376, 182 L. Ed. 2d 398 (2012)).
Mathes contends that “[w]ith proper advice and scoring, Mr. Mathes likely would have
accepted a plea offer to a lower quantum of time.” Suppl. Br. of Pet’r at 28. However, the record
does not support his argument. The plea-related documents attached to the supplemental brief
demonstrate that Mathes was unwilling to accept any plea that included a conviction for first
degree assault with a firearm sentencing enhancement. But the fact that Mathes had rejected plea
offers does not necessarily evidence an unwillingness to engage in the plea bargaining process.
See Drath, 7 Wn. App. 2d at 268 (“[A] defendant’s perspective toward resolving his or her case
through plea bargaining might very well change over the course of his or her case.”). However,
nothing in the record suggests that had trial counsel presented a correct offender score the State
would have offered a plea to a lower quantum of time.
23 No. 51736-1-II
Following the reference hearing, the trial court found that Mathes was willing to accept a
plea offer involving a sentence of 15 to 20 years and that the best offer the State was willing to
make was a recommendation of 30 years. Nothing in the record supports Mathes’s contention that
either party’s position was based on the miscalculated offender score. Rather, the record is clear
that the State’s best offer involved whatever combination of charges would carry a sentence of 30
years, regardless of the offender score. See FOF at 4 (“Once the sentencing range could be agreed,
the parties would agree on the charges that would result in the agreed sentencing range.”) And
despite meetings where Mathes was warned that going to trial could lead to a significantly higher
sentence, he maintained his position that he was only willing to accept a plea offer of 15 to 20
years.
So, while properly calculating Mathes’s offender score was likely deficient performance,
Mathes cannot show that under a proper offender score, the State would have presented an offer
that Mathes likely would have accepted. Because Mathes fails to show that there is a reasonable
probability that the outcome of the plea process would have been different, we hold that his
argument fails.
b. Firearm sentencing enhancements
Mathes also argues that trial counsel’s advice during plea negotiations was deficient and
prejudicial because trial counsel failed to fully explain the impact of the multiple potential firearm
Mathes contends that he “was unaware that all of the enhancements were mandatory,
involved straight-time, and had to be served before the time on the underlying offenses.” Suppl.
Br. of Pet’r at 30. The plea-related documents attached to Mathes’s supplemental brief show that
24 No. 51736-1-II
Mathes was aware of the impact sentencing enhancements have on a sentence. For instance, one
of Mathes’s primary focuses during negotiations was to not have any firearm sentencing
enhancements included in his plea so he could qualify for more good time on his sentence.
Again, the record shows that Mathes was aware that not agreeing to the plea offer and
proceeding to trial would expose him to a significantly greater sentence. See id., Ex. F (“It was
agreed by everyone that if Mathes goes to trial and if he is convicted he has very little hope of ever
getting out of prison.”). Thus, the record does not support Mathes’s contention that his trial counsel
failed to advise him of the potential charging of additional sentencing enhancements or of the
impact such enhancements would have on his sentence.
Additionally, following the reference hearing, the trial court found that trial counsel
advised Mathes that his sentencing liability would be much higher if he proceeded to trial and
specifically that the sentencing enhancements would run consecutively to his base sentence. And
the trial court found that during the negotiation meeting among Mathes, trial counsel, the defense
investigator, and the prosecutor, “they all discussed that the firearm enhancements would run
consecutively.” FOF at 5. Notably, this finding was not limited to the enhancements running
consecutively to the base sentence.
Moreover, Mathes cannot show that any deficient performance by his trial counsel
prejudiced him. Mathes contends that “[h]ad counsel properly advised him, Mr. Mathes likely
would have accepted the plea offer.” Suppl. Br. of Pet’r at 30. But nothing in the record suggests
that Mathes took his position on the State’s plea offers due to a misunderstanding of his potential
charges or sentence.
Accordingly, we hold that Mathes’s claim of ineffective assistance on this ground fails.
25 No. 51736-1-II
5. Evidence of Mathes’s mental health
Mathes next argues that his trial counsel rendered ineffective assistance by failing to admit
helpful evidence to support Mathes’s diminished capacity defense and by moving to suppress
helpful testimony. We disagree.
The record reflects that trial counsel made numerous tactical decisions regarding what
evidence to bring forward and what evidence to suppress. Whether counsel should have offered
some additional evidence, or opted not to suppress some evidence, is the sort of hindsight analysis
we avoid. See Rice, 118 Wn.2d at 888-89. Mathes argues that because we held on direct appeal
that trial counsel’s decision not to suppress all of Mathes’s statements to police was a legitimate
trial strategy, it necessarily follows that counsel’s failure to obtain admission of all of Mathes’s
statements must be deficient performance. In addition, Mathes presumes evidence of statements
he made in the hospital would have supported a diminished capacity defense, but given Dr.
Muscatel’s opinion, Mathes was not presenting a diminished capacity defense to the jury. Thus, it
was a conceivably legitimate tactical decision not to spotlight some of the more harmful things
Mathes said after the shooting that might have instead supported his guilt. We will not find
deficient performance where counsel’s actions can be categorized as any conceivable legitimate
trial tactic; it need not be the case that counsel’s tactical decisions were perfect when viewed
through the rose-colored lenses of hindsight. Grier, 171 Wn.2d at 33.
Given our strong presumption that counsel’s conduct constituted sound trial strategy, we
hold that Mathes’s ineffective assistance argument on this ground fails.
26 No. 51736-1-II
6. Preparing Dr. Muscatel
Mathes contends that his trial counsel rendered ineffective assistance by failing to
adequately prepare Dr. Muscatel. We disagree.
Mathes cannot show that providing Dr. Muscatel Mathes’s mental health history would
have changed his opinion to make it admissible. In support of his petition, Mathes’s appointed
counsel’s office contacted Dr. Muscatel to determine whether his opinion might have changed had
trial counsel forwarded Mathes’s mental health history. According to appointed counsel, Dr.
Muscatel responded that he reviewed the materials and ultimately “was more convinced that Mr.
Mathes exhibited the foundational elements for diminished capacity, but he still could not offer an
opinion as to the specific circumstances.” Suppl. Br. of Pet’r at 18. This is not materially different
from Dr. Muscatel’s opinion offered at trial during either of Mathes’s offers of proof.
Although Mathes acknowledges that Dr. Muscatel’s conclusions would not have changed
in light of the new information, Mathes points to a newly produced opinion of Dr. Philip Barnard
to support his argument. See id., Ex. K. However, a differing opinion of a different expert does not
support Mathes’s argument that had trial counsel provided Dr. Muscatel with more information
related to Mathes’s mental health history that Dr. Muscatel’s opinion would have differed when
Dr. Muscatel himself acknowledges that it would not.
Accordingly, because Mathes cannot show that had his trial counsel provided Dr. Muscatel
with the records of his mental health history Dr. Muscatel’s opinion would have differed, we hold
that Mathes’s argument for ineffective assistance on this ground fails.
27 No. 51736-1-II
7. Sentencing
Mathes argues that his trial counsel rendered ineffective assistance during sentencing by
failing to secure a presentence report and by acquiescing to an incorrect offender score and
unlawful sentence. We agree and remand for resentencing.
Mathes argues that his trial counsel rendered ineffective assistance by failing to object to
an incorrect offender score at sentencing. The State concedes that Mathes was sentenced with an
improper offender score and that this case should be remanded for resentencing. We accept the
State’s concession.
Following the reference hearing, the trial court found that at the time of sentencing,
Mathes’s criminal history was incorrect because it included a prior VUCSA conviction that was
wrongly classified as a class B felony rather than as a class C felony that should have washed out.
Properly calculated, Mathes had “0” criminal history points prior to the convictions of this case.
Nonetheless, trial counsel acquiesced to the State’s improper inclusion of the prior
conviction in calculating Mathes’s offender score. As a result, the trial court miscalculated
Mathes’s standard range and imposed an unlawful sentence. Accordingly, we hold that trial
counsel rendered ineffective assistance by acquiescing to the incorrect offender score, the
ineffective assistance was prejudicial, and we must remand for resentencing.
b. Presentence report
Mathes contends that his trial counsel rendered ineffective assistance at sentencing by
failing to secure a presentence report under RCW 9.94A.500. Because we remand for resentencing
based on Mathes’s incorrect offender score, and because substantial evidence that Mathes suffered
28 No. 51736-1-II
from chemical dependency and mental illness exists in the record, we further direct the sentencing
court to determine the appropriateness of a presentence report and chemical dependency screening.
RCW 9.94.500(1) provides:
Unless specifically waived by the court, the court shall order the department to complete a chemical dependency screening report before imposing a sentence upon a defendant who has been convicted of . . . any felony where the court finds that the offender has a chemical dependency that has contributed to his or her offense. . . . If the court determines that the defendant may be a mentally ill person as defined in RCW 71.24.025, although the defendant has not established that at the time of the crime he or she lacked the capacity to commit the crime, was incompetent to commit the crime, or was insane at the time of the crime, the court shall order the department to complete a presentence report before imposing a sentence.
(Emphasis added.)
The role of drugs, chemical dependency, and mental illness on Mathes’s life and offense
were a constant theme throughout Mathes’s trial. Dr. Muscatel testified that there was “no
question” that Mathes suffers from a mental disorder and that the mental disorder existed in and
around the time of the incident. 5 VRP at 626. Dr. Muscatel also noted that Mathes was likely
“most acutely affected by the role of drugs, substances, rather than the underlying mental disorder
that he had.” Id. at 632. And Mathes, individuals who spoke in support of Mathes, and trial counsel
discussed Mathes’s chemical dependency and mental illness at sentencing.
The trial court did not make any specific findings regarding chemical dependency or mental
illness. And counsel did not request a presentence report, or request that the trial court find that
chemical dependency contributed to Mathes’s offense. “In the absence of any presentence
investigation, we can only speculate as to what information a report might have contained and
what effect that information might have had on the outcome.” State v. Brown, 178 Wn. App. 70,
29 No. 51736-1-II
80-81, 312 P.3d 1017 (2013). We hold that on remand, the sentencing court should determine
whether a presentence report and a chemical dependency screening are required.
8. Cumulative error
Mathes next argues that the cumulative effect of trial counsel’s deficiencies prejudiced
him.
The cumulative error doctrine is limited to instances where several trial errors, standing
alone, do not warrant reversal, but when combined deny the defendant a fair trial. State v. Weber,
159 Wn.2d 252, 279, 149 P.3d 646 (2006). We hold that Mathes has not demonstrated multiple
errors by trial counsel such that Mathes was denied a fair trial.
D. Speedy Trial and Time-for-Trial Rights
In his pro se petition, Mathes argues that the trial court violated both his speedy trial and
time-for-trial rights.5 Specifically, Mathes argues that he was not timely brought to trial due to an
improper use of the preliminary hearings process and an erroneous use of the bind over process,
an improperly granted continuance, and governmental misconduct.
1. Legal principles
We review de novo constitutional speedy trial claims. State v. Iniguez, 167 Wn.2d 273,
280, 217 P.3d 768 (2009). Both the federal and state constitutions guarantee a criminal defendant
the right to a speedy trial. U.S. CONST. amend. VI; WASH. CONST. art. I, § 22. “It is recognized
that some pretrial delay is often ‘inevitable and wholly justifiable.’ However, the nature of the
speedy trial right, which has been described as ‘amorphous,’ ‘slippery,’ and ‘necessarily relative,’
5 Mathes does not distinguish between the two claims in his argument.
30 No. 51736-1-II
makes it difficult to articulate at what point too much delay has occurred.” Iniguez, 167 Wn.2d at
282 (internal quotation marks omitted) (quoting Doggett v. United States, 505 U.S. 647, 656, 112
S. Ct. 2686, 120 L. Ed. 2d 250 (1992); Vermont v. Brillon, 566 U.S. 81, 89, 129 S. Ct. 1283, 173
L. Ed. 2d 231 (2009)).
For us to determine a speedy trial claim, the defendant must first show that the length of
delay in bringing him to trial crossed the line from ordinary to presumptively prejudicial. Id. at
283. Once the defendant shows that the trial court’s delay was presumptively prejudicial, we
examine the nature of the court’s delay to determine whether a constitutional violation occurred.
Id.
The threshold for a constitutional speedy trial violation is higher than for a violation of the
time-for-trial court rules. State v. Smith, 165 Wn. App. 296, 324, 266 P.3d 250 (2011). While the
time-for-trial court rules are founded upon the constitutional right to a speedy trial, they are not of
constitutional magnitude. State v. Ollivier, 178 Wn.2d 813, 823, 312 P.3d 1 (2013). Moreover,
there is “no constitutional basis for holding that the speedy trial right can be quantified into a
specified number of days or months.” Barker v. Wingo, 407 U.S. 514, 523, 92 S. Ct. 2182, 33 L.
Ed. 2d 101 (1972).
We review a trial court’s application of CrR 3.3, the time-for-trial rule, de novo. Ollivier,
178 Wn.2d at 826. We review a trial court’s decision to grant a continuance for an abuse of
discretion. Id. at 822-23. A trial court abuses its discretion if its decision is based on untenable
grounds or for untenable reasons. State v. Nguyen, 131 Wn. App. 815, 819, 129 P.3d 821 (2006).
Under CrR 3.3, a defendant held in custody pending trial must be tried within 60 days of
arraignment. CrR 3.3(b)(1)(i); Ollivier, 178 Wn.2d at 823. Continuances granted by the trial court
31 No. 51736-1-II
are excluded from the computation of time. CrR 3.3(e)(3). The trial court may grant a party’s
motion to continue the trial date when it “is required in the administration of justice and the
defendant will not be prejudiced in the presentation of his or her defense.” CrR 3.3(f)(2). In
granting the continuance, the trial court must “state on the record or in writing the reasons for the
continuance.” Id. “The bringing of such motion by or on behalf of any party waives that party’s
objection to the requested delay.” Id.
2. District court, preliminary proceedings, and bind over
Mathes makes arguments related to the preliminary hearings process, and the bind over
process from district court to superior court. Mathes relies on inapplicable law, and fails to provide
a sufficient record to review his arguments.
Mathes contends that his speedy trial and time-for-trial rights were violated based on RCW
10.46.010, CrR 3.3, and State v. McIntyre, 6 State v. Striker, 7 and State v. Edwards, 8,9 but his
reliance is misplaced. RCW 10.46.010 was repealed by the Laws of 1984, chapter 76, section 29.
McIntyre, Striker, and Edwards are based on a former version of CrR 3.3, which designated the
date of arrest as the initial commencement date. Compare Edwards, 94 Wn.2d at 210; McIntyre,
6 State v. McIntyre, 92 Wn.2d 620, 600 P.2d 1009 (1979). 7 State v. Striker, 87 Wn.2d 870, 557 P.2d 847 (1976). 8 State v. Edwards, 94 Wn.2d 208, 616 P.2d 620 (1980). 9 Mathes also references “State v. Christopher,” but we cannot confirm a case citation.
32 No. 51736-1-II
92 Wn.2d at 623; Striker, 87 Wn.2d at 871, with current CrR 3.3 (“The initial commencement date
shall be the date of arraignment.”).
Although Mathes argues that the time-for-trial is calculated from the date of arrest, he is
incorrect.10 The time-for-trial is calculated from the date of arraignment. CrR 3.3; CrRLJ 3.3.
Mathes has not provided a sufficient record of his district court proceedings to evaluate his
claims that the preliminary proceedings and bind over process violated speedy trial principles or
time-for-trial rules. To calculate the time-for-trial, we would need to review the district court
proceedings, any stipulations for bind over, continuances, or other events that impacted the
procedures. See CrR 3.3(c), (d), (e), (f); see also CrRLJ 3.3. On February 11, 2014, the district
court docket shows the following entry: “Stipulation of defendant to defer bindover and extend
jurisdictional time limits signed.” PRP, Ex. 3A (capitalization omitted). The district court docket
reads, “Docket continued on next page,” but Mathes has not provided any subsequent pages. Id.
(capitalization omitted). Thus, the only record we have suggests that Mathes stipulated to a delay
in bind over and relevant time limits.
Because he fails to provide a sufficient record, Mathes fails to meet his burden of
establishing that the claimed error is a fundamental defect resulting in a complete miscarriage of
justice or actual prejudice. See Yates, 177 Wn.2d at 17.
3. Continuances
Mathes states that his speedy trial and time-for-trial rights were violated because the trial
court granted the State’s motion for a continuance. Citing State v. Adamski, 111 Wn.2d 574, 577,
10 A former version of CrR 3.3 provided that the time for trial was to be calculated from the date of arrest. McIntyre, 92 Wn.2d at 623.
33 No. 51736-1-II
761 P.2d 621 (1988), he argues that the State’s request was unreasonable because it was based on
prosecution witnesses who should have been subpoenaed and who ultimately did not testify at
trial.
The docket indicates that several continuances occurred. And as Mathes notes, the State
moved to continue trial due to the unavailability of law enforcement witnesses. But, beyond the
docket and the State’s motion, Mathes does not provide a sufficient record for us to determine
whether the trial court erred by granting continuances. Mathes fails to establish that the claimed
error is a fundamental defect resulting in a complete miscarriage of justice or actual prejudice. See
Yates, 177 Wn.2d at 17. His argument fails.
4. Misconduct by the State
Mathes contends the State’s mismanagement of the evidence and multiple amendments of
the charges without good cause led to a lengthy delay in trial, and improperly forced Mathes to
choose between his speedy trial rights and his right to effective assistance of counsel, requiring
reversal under CrR 8.3. He claims that the State’s actions constituted governmental misconduct
under Michielli, 132 Wn.2d at 229, and that this misconduct forced him to waive his constitutional
speedy trial rights to ensure his counsel was adequately prepared, requiring reversal and dismissal
of the charges.
A trial court may dismiss charges under CrR 8.3(b) if the defendant shows by a
preponderance of the evidence arbitrary action or governmental misconduct and prejudice
materially affecting the defendant’s right to a fair trial. State v. Rohrich, 149 Wn.2d 647, 654, 71
P.3d 638 (2003). Governmental misconduct need not be evil or dishonest—simple
mismanagement is sufficient. State v. Blackwell, 120 Wn.2d 822, 831, 845 P.2d 1017 (1993).
34 No. 51736-1-II
Dismissing charges under CrR 8.3(b) is an extraordinary remedy that is limited to truly egregious
cases of mismanagement. Rohrich, 149 Wn.2d at 658; State v. Wilson, 149 Wn.2d 1, 9, 65 P.3d
657 (2003). CrR 8.3 provides a mechanism for the State or the defendant to move the trial court to
dismiss charges, or for the trial court to dismiss charges sua sponte. But Mathes does not provide
authority for the proposition that CrR 8.3 provides a basis for reversal when raised for the first
time in a PRP. Moreover, Mathes has not presented sufficient evidence or argument to establish
misconduct on this record. Accordingly, we hold that his claim of governmental misconduct for
purposes of CrR 8.3 fails.
E. Appearance of Fairness
Mathes argues that the trial court violated the doctrine of appearance of fairness.
Specifically, Mathes contends that the trial court violated the appearance of fairness doctrine by:
(1) admitting “all statements beneficial to [the] prosecution,” (2) excluding expert testimony
related to diminished capacity and/or voluntary intoxication, (3) failing to draft presentence
reports, (4) refusing to set an appeal bond when requested, (5) sentencing him incorrectly, (6)
permitting the State to question witnesses for the defense, and (7) permitting the lead investigator
for the State to sit through trial before testifying. PRP at 35-40.
We generally review claims of judicial bias under the appearance of fairness doctrine,
which states that “‘a judicial proceeding is valid only if a reasonably prudent and disinterested
observer would conclude that all parties obtained a fair, impartial, and neutral hearing.’” State v.
Bilal, 77 Wn. App. 720, 722, 893 P.2d 674 (1995) (quoting State v. Ladenburg, 67 Wn. App. 749,
754-55, 840 P.2d 228 (1992)). But the party who argues that a judge has a bias must support the
claim with evidence; a claim unsupported by such evidence is without merit. State v. Post, 118
35 No. 51736-1-II
Wn.2d 596, 619, 826 P.2d 172, 837 P.2d 599 (1992). Thus, before we will apply the appearance
of fairness doctrine, Mathes must show such evidence of the trial court’s actual or potential bias.
The trial court decisions Mathes references do not provide evidence of an actual or potential
bias against Mathes, but rather show legal determinations against Mathes’s interests or mutual
mistakes made by the trial court, the prosecutor, and trial counsel. The record does not support
Mathes’s contention that he did not receive a fair, impartial, and neutral trial. Thus, Mathes’s claim
of judicial bias fails.
F. Prosecutorial Misconduct
To prevail on a prosecutorial misconduct claim in a PRP, Mathes must show both improper
conduct and that “the alleged misconduct was either a constitutional error that resulted in actual
and substantial prejudice or a fundamental defect that resulted in a complete miscarriage of
justice.” In re Pers. Restraint of Lui, 188 Wn.2d 525, 539, 397 P.3d. 90 (2017). If the petitioner
did not object to the alleged misconduct at trial, his claim is considered waived unless the
misconduct is “‘so flagrant and ill-intentioned that it causes an enduring and resulting prejudice
that could not have been neutralized by a curative instruction.’” In re Pers. Restraint of Caldellis,
187 Wn.2d 127, 143, 385 P.3d 135 (2016) (quoting State v. Brown, 132 Wn.2d 529, 561, 940 P.2d
546 (1997)). We examine the allegedly improper conduct in the context of the total argument, the
issues in the case, the evidence, and the jury instructions. Id.
The right to a fair trial is a fundamental liberty guaranteed by both the federal and state
constitutions. U.S. CONST. amends. VI, XIV; WASH. CONST. art. I, § 22; In re Pers. Restraint of
Glasmann, 175 Wn.2d 696, 703, 286 P.3d 673 (2012). “Prosecutorial misconduct may deprive a
36 No. 51736-1-II
defendant of his constitutional right to a fair trial.” Glasmann, 175 Wn.2d at 703-04. A “prosecutor
has wide latitude in closing argument to draw reasonable inferences from the evidence and to
express such inferences to the jury.” State v. Stenson, 132 Wn.2d 668, 727, 940 P.2d 1239 (1997).
“Closing argument provides an opportunity to draw the jury’s attention to the evidence presented,
but it does not give a prosecutor the right to present altered versions of admitted evidence to
support the State’s theory of the case.” State v. Walker, 182 Wn.2d 463, 478, 341 P.3d 976 (2015).
1. Late amendment
Mathes argues that the State committed prosecutorial misconduct when it filed an amended
information shortly before trial. We disagree.
Generally, the trial court permits the State to amend the information any time before a
verdict if such amendment does not prejudice the substantial rights of the defendant. CrR 2.1(d);
Michielli, 132 Wn.2d at 244. In Michielli, the prosecutor had all the information some five months
before the defendant’s scheduled trial date. 132 Wn.2d at 244. The court could not find any
reasonable explanation, other than harassment, as to why the prosecutor waited to add new charges.
Id. The court, affirming dismissal under CrR 8.3, held that the defendant was prejudiced when he
was “forced to waive his speedy trial right and ask for a continuance to prepare for the surprise
charges.” Id. His other alternative was to go to trial unprepared. Id.
Here, the evidence in the record does not support a finding of prosecutorial misconduct.
There were no surprise charges or unreasonable delays. In fact, the record shows that Mathes’s
trial counsel acknowledged receipt of an advance copy of the amended information, had no
objection to the filing of the amended information, and prepared the defense in anticipation of the
amended information. Mathes’s right to a speedy trial was not waived, delayed, or violated. His
37 No. 51736-1-II
trial counsel did not claim he was deprived of the opportunity to prepare his defense. In addition,
Mathes’s counsel advised the trial court that he had reviewed the amended information with his
client. Mathes was neither forced to go to trial unprepared, nor forced to ask for a continuance to
prepare for the additional charges. Accordingly, Mathes fails to show that the filing of the amended
information prejudiced him.
2. Brady11 violations
Mathes also appears to argue that the State committed Brady violations by suppressing
evidence that Toste and Detective Green committed perjury and that Roy had extensive criminal
history. We disagree.
We review an alleged Brady violation de novo. State v. Mullen, 171 Wn.2d 881, 893, 259
P.3d 158 (2011). Brady imposes a duty on the State to disclose material evidence favorable to the
defendant. See 373 U.S. at 87. Brady states that the suppression of evidence favorable to an accused
violates due process “where the evidence is material either to guilt or to punishment, irrespective
of the good faith or bad faith” of the State. Id. To establish a Brady violation, a defendant must
demonstrate the existence of each of three elements: (1) the evidence at issue must be favorable to
the accused; (2) that evidence must have been suppressed by the State, either willfully or
inadvertently; and (3) prejudice must have ensued. Mullen, 171 Wn.2d at 895.
In order to show prejudice, the petitioner must show that “‘there is a reasonable probability
that, had the evidence been disclosed to the defense, the result of the proceeding would have been
different.’” In re Pers. Restraint of Stenson, 174 Wn.2d 474, 487, 276 P.3d 286 (2012) (internal
11 Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963).
38 No. 51736-1-II
quotation marks omitted) (quoting Kyles v. Whitley, 514 U.S. 419, 433-34, 115 S. Ct. 1555, 131
L. Ed. 2d 490 (1995)). “A ‘reasonable probability’ of a different result is . . . shown when the
government’s evidentiary suppression ‘undermines confidence in the outcome of the trial.’” Id.
(internal quotation marks omitted) (quoting Kyles, 514 U.S. at 434). The petitioner must show
“that the favorable evidence could reasonably be taken to put the whole case in a different light.”
Further, “‘[a] Brady violation does not arise if the defendant, using reasonable diligence,
could have obtained the information’ at issue.” Benn, 134 Wn.2d at 916 (quoting Williams v. Scott,
35 F.3d 159, 163 (5th Cir. 1994)).
Even assuming without deciding that Mathes satisfies the first two elements, he cannot
show that production of this evidence would have changed the result of the proceeding. Mathes
could have potentially used Roy’s criminal history to impeach him under the rules of evidence,
but this case did not rest on Roy’s credibility. Additionally, as previously addressed, Toste and
Detective Green did not commit perjury. Accordingly, Mathes fails to show that any alleged Brady
violations prejudiced him.
3. Misstating the evidence
Mathes appears to suggest that the State committed prosecutorial misconduct during its
closing argument by arguing that Mathes fired two shots. We disagree.
It is improper for the State to argue facts that are not in evidence. Glasmann, 175 Wn.2d at
704-05. But the State is allowed to draw reasonable inferences from the evidence. Stenson, 132
Wn.2d at 727.
39 No. 51736-1-II
There was conflicting evidence as to how many shots Mathes fired at the deputies—the
forensic investigation recovered two bullets from Mathes’s gun, Mathes told deputies he “emptied
his gun” during the shootout, Roy testified that he only saw Mathes fire one shot. 3 VRP at 503.
During its closing argument, the State acknowledged that the number of shots Mathes fired was
up for debate but argued that the evidence showed at least two shots were fired.
We know at least two shots were fired, maximum of five shots. Why do we know that? Remember Roy Mathes said he only saw one shot fired. We know that can’t possibly be true because we know at least there was one other one that went into the house.
So we know at least the one that Roy saw and then we know at least that one there. We also know the defendant said he emptied his gun so that would lead us to believe that more than two were fired.
5 VRP at 751. Whether the totality of the evidence showed that Mathes fired one, two, or more
shots was a question of fact left to the jury. The State did not commit prosecutorial misconduct by
arguing reasonable inferences from the evidence presented to support its case.
Because there was evidence in the record that Mathes fired more than one shot, we hold
that the State did not commit prosecutorial misconduct by arguing that Mathes fired two shots.
4. Using fruit of the poisonous tree
Mathes argues that the State committed prosecutorial misconduct by relying on statements
Mathes made at the scene and hospital because the statements were unconstitutionally obtained.
However, the admissibility of Mathes’s statements at the scene and at the hospital was
thoroughly litigated during the CrR 3.5 hearing. Mathes does not argue that the trial court abused
its discretion in its ruling. The State is entitled to argue the evidence admitted at trial. Accordingly,
we hold that the State did not commit prosecutorial misconduct by arguing the admitted evidence.
40 No. 51736-1-II
5. Public prejudice
Finally, Mathes argues that the State committed prosecutorial misconduct by making
public statements pretrial that could have prejudiced the jury. Specifically, Mathes points to the
release of a report clearing the officers involved in the shooting of wrongdoing. However, Mathes
provides no evidence that any of the jurors saw the report, let alone were influenced by the report.
Accordingly, we hold that Mathes’s argument fails.
CONCLUSION
In conclusion, we disagree with all of Mathes’s arguments except for his argument that he
is entitled to resentencing based on a corrected offender score. Accordingly, we grant in part and
deny in part Mathes’s petition and remand for resentencing.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW 2.06.040,
it is so ordered.
Glasgow, C.J. We concur:
Maxa, J.
Veljacic, J.
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