Perry-Flynn v. Maki

29 Mass. L. Rptr. 75
CourtMassachusetts Superior Court
DecidedSeptember 15, 2011
DocketNo. WOCV200902969
StatusPublished

This text of 29 Mass. L. Rptr. 75 (Perry-Flynn v. Maki) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Perry-Flynn v. Maki, 29 Mass. L. Rptr. 75 (Mass. Ct. App. 2011).

Opinion

Carey, Richard J., J.

The plaintiff, Stacey Periy-Flynn (“Periy-Flynn”) brings this medical malpractice against the defendants, Thomas N. Maki, M.D. (“Maki”), Louise Tosches, R.N. (“Tosches”), and Mary Jean Phillips, C.S.T. (“Phillips”) (collectively, “the defendants”). The defendants move to dismiss this action pursuant to Mass.R.Civ.P. 12(b)(6), arguing that Peny-Flynn’s claims against them are barred by the doctrine of judicial estoppel.2 For the following reasons, the defendants’ motion to dismiss is DENIED.

FACTUAL BACKGROUND

For the purposes of deciding the motion, this court considered the allegations of the complaint and Perry-Flynn’s bankruptcy filings, which are matters of public record. See Schaer v. Brandeis Univ., 432 Mass. 474, 477 (2000).

Perry-Flynn underwent a surgical procedure on April 4, 2007. Mató, a board certified diplomat, was her surgeon. He was assisted by Phillips, the scrub technician, and Tosches, the circulating nurse.

Prior to the surgeiy, Perry-Flynn informed medical personnel that she suffered from a latex allergy. During the surgery, four penrose drains were inserted into the patient. The circulating nurse subsequently realized that the drains were not latex-free, and the drains were removed.

On May 22, 2007, Perry-Flynn saw her allergist, Dr. Cahaly. Dr. Cahaly informed her that she had become more sensitive to latex. He further stated that her exposure to latex during the April 4th surgeiy was the cause of her increased sensitivity.

On June 3, 2008, Periy-Flynn and her husband at the time, Joseph W. Flynn (collectively, “the Flynns”), filed for bankruptcy under Chapter 13. As part of the bankruptcy petition, the Flynns filed a reorganization plan and a disclosure statement, which listed all of their assets. In the statement of assets, the Flynns did not list any claim, pending or potential, against the defendants for medical malpractice. On July 28,2008, less than eight weeks after filing, the Flynns moved to dismiss the bankruptcy petition because of a change in financial situation.

On March 21, 2010, Periy-Flynn filed this medical malpractice action against the defendants. She alleges that the defendants were negligent for failing to take appropriate steps to ensure that no latex products were present during her surgeiy, and that she suffered severe personal injuries as a result.

DISCUSSION

I. Legal Standard

To survive a motion to dismiss, a complaint must set forth the basis of the plaintiffs entitlement to relief with “more than labels and conclusions.” Iannacchino v. Ford Motor Co., 451 Mass. 623, 636 (2008), quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). While factual allegations need not be detailed, they “must be enough to raise a right to relief above the speculative level . . . [based] on the assumption that all the allegations in the complaint are true (even if doubtful in fact) . . .” Id., quoting Bell Atl. Corp., 550 U.S. at 555. At the pleading stage, Mass.R.Civ.P. 12(b)(6) requires that the complaint set forth “factual ‘allegations plausibly suggesting (not merely consistent with)’ an entitlement to relief...” Id., quoting Bell Atl. Corp., 550 U.S. at 557.

II. Application of Judicial Estoppel to Peny-Flynn’s Claim

The defendants move to dismiss the complaint, arguing that Periy-Flynn is judicially estopped from pursuing this action due to her failure to reveal a potential cause of action against the defendants in a disclosure statement with the bankruptcy court. The defendants argue that Peny-Flynn’s cause of action accrued on May 22, 2007, when she learned that her allergy had worsened as a result of the latex exposure. [76]*76See Bowen v. Eli Lilly & Co, Inc., 408 Mass. 204, 206 (1990) (“Medical malpractice ‘causes of action accrue when the plaintiff learns, or reasonably should have learned, that he has been harmed by the defendant’s conduct’"). Accordingly, the defendants contend that Perry-Flynn’s assertion in the bankruptcy court petition on June 3, 2008 that she had no interests in any causes of action as of that date, is inconsistent with her filing a negligence claim against the defendants on March 21, 2010.

“Judicial estoppel is an equitable doctrine that precludes a party from asserting a position in one legal proceeding that is contrary to a position it had previously asserted in another proceeding.” Otis v. Arbella Mat Ins. Co., 443 Mass. 634, 639-40 (2005), quoting from Blanchette v. School Commonwealth of Westwood, 427 Mass. 176, 184 (1998). “The purpose of the doctrine is to prevent the manipulation of the judicial process by litigants.” Id. at 640, quoting from Canavan’s Case, 432 Mass. 304, 308 (2000). The application of judicial estoppel requires both that “the position being asserted . . . [is] directly contrary to the position previously asserted,” and that “the party must have succeeded in convincing the court to accept its prior position.”3 Id. at 640-41.

Because it is an equitable doctrine, judges need not rely on “inflexible prerequisites or an exhaustive formula” when considering its applicability. New Hampshire, 523 U.S. at 751. In deciding whether to apply the doctrine, judges should use their discretion, . . . and apply judicial estoppel where appropriate to serve its over-all purpose." Otis, 443 Mass. at 642. The “broader purpose” of judicial estoppel is to “protect the integrity of the judicial system” and prohibit parties from playing “fast and loose with that system . . .” Id. at 646.

There is no Massachusetts case law applying judicial estoppel in the bankruptcy context. Circuit courts, however, routinely apply the doctrine in situations where a debtor fails to list a claim as an asset in a bankruptcy, and then subsequently pursues the undisclosed claim. See Hamilton v. State Farm Fire & Cas. Co., 270 F.3d 778, 783 (9th Cir. 2001) (citing cases from other circuits applying judicial estoppel in bankruptcy context). This court believes that our appellate courts would follow this approach.

The defendants rely on Hamilton in support of their position that Periy-Flynn’s claim is barred by judicial estoppel. In Hamilton, the plaintiff filed a claim under his State Farm homeowner’s insurance policy, alleging water damage to his house and property theft. 270 F.3d at 780. State Farm, suspicious of the claim’s validity, initiated an investigation. Id. Hamilton, who was experiencing financial difficulties and needed the insurance money from State Farm, enlisted the help of several lawyers to put pressure on State Farm to pay his claims. Id. at 781. His lawyers sent letters to State Farm, asserting that State Farm might be handling the claim in bad faith and threatening litigation if it did not pay the claim quickly.

Hamilton subsequently filed for bankruptcy, but failed to list his claims against State Farm in his bankruptcy petition as assets of the estate. A few days after Hamilton filed for bankruptcy, State Farm denied his claim. The bankruptcy court discharged Hamilton’s debts based on the information in his bankruptcy petition.

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Related

New Hampshire v. Maine
532 U.S. 742 (Supreme Court, 2001)
Bell Atlantic Corp. v. Twombly
550 U.S. 544 (Supreme Court, 2007)
Bowen v. Eli Lilly & Co.
557 N.E.2d 739 (Massachusetts Supreme Judicial Court, 1990)
Blanchette v. School Committee of Westwood
692 N.E.2d 21 (Massachusetts Supreme Judicial Court, 1998)
Canavan's Case
733 N.E.2d 1042 (Massachusetts Supreme Judicial Court, 2000)
Schaer v. Brandeis University
735 N.E.2d 373 (Massachusetts Supreme Judicial Court, 2000)
Otis v. Arbella Mutual Insurance
824 N.E.2d 23 (Massachusetts Supreme Judicial Court, 2005)
Iannacchino v. Ford Motor Co.
451 Mass. 623 (Massachusetts Supreme Judicial Court, 2008)

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Bluebook (online)
29 Mass. L. Rptr. 75, Counsel Stack Legal Research, https://law.counselstack.com/opinion/perry-flynn-v-maki-masssuperct-2011.