Perkins v. State

50 Ala. 154
CourtSupreme Court of Alabama
DecidedJanuary 15, 1874
StatusPublished
Cited by13 cases

This text of 50 Ala. 154 (Perkins v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Perkins v. State, 50 Ala. 154 (Ala. 1874).

Opinion

BRICKELL, J.

The objection urged to the indictment, that on its face it purports to have been found by “ the grand jury of said court,” instead of said county, cannot-be sustained. Onice v. State, at the present term. The caption of an indictment is that entry of record, showing when and where the court is held, who presided as judge, the venire, and who were summoned and sworn as grand jurors; and the caption is applicable to, or is a part of every indictment, and need not be inserted therein. Reeves v. State, 20 Ala. 33; Harrington v. State, 36 Ala. 236. If the caption, or any part thereof, is inserted in the indictment, it may be rejected as surplusage. Rose v. State, Minor, 28. An indictment commencing, “ The grand jurors for the State of Alabama, upon their oaths present,” &c., is sufficient, the name of the proper county appearing in the caption. Morgan v. State, 19 Ala. 556; Lawson v. State, 20 Ala. 65. In this case, the caption of the indictment shows the venire, and the general organization of the grand jury. The grand jury making the presentment thus appears to have been a grand jury empanelled to inquire and present for the county of Barbour ; and the allegation, “ for said court,” will be treated as mere surplusage. In this respect, the in[156]*156dictment is a departure from the form prescribed by the Code; and though it is not a material departure, and is cured by a reference to the caption, we do not wish to be understood as encouraging such departures. They often embarrass the administration of the criminal law, and unnecessarily protract prosecutions. It requires but little labor and attention for the prosecuting officer to observe the form prescribed by the Code, and in doing so there is safety.

2. The second charge given by the court of its own motion was erroneous. The defendant was charged with engaging in, or carrying on the business of a commission-merchant without license," in violation of the revenue law of 1868. To convict the defendant for a violation of this law, the State must have proved that he engaged in, or carried on, the business of a commission-merchant. A commission-merchant we understand to be one who receives goods, chattels, or merchandise, for sale or exchange. Possession of the thing to be sold or exchanged, and authority to sell or exchange, or otherwise dispose of it, for a compensation to be paid by the owner, or derived from the disposition, are essential to his character. The statute uses the terms “ commission-merchant, or broker.” The law merchant uses the terms, “ factor and broker; ” and “ commission-merchant,” as used in common parlance, answers to the legal term “ factor.” The business, duties, and responsibilities of each, are the same. The legal distinction between a factor and broker is, that the factor is intrusted with the property, the subject of the agency ; the broker is only employed to make a bargain in relation to it. 1 Parsons on Contracts, 78. The statute does not render it necessary for one who may gratuitously assume the duties of a commission-merchant, or who may, in one or more instances, incidentally discharge such duties, to obtain a license. It is only the person who intends to engage in the business of a commission-merchant as a source of profit, — to pursue that as a vocation, either alone, or in connection with some other employment, who is required to obtain license. This is apparent from the language used, and the purposes of the statute. The purpose was to derive revenue from the occupations or professions on which a tax is imposed, and a license required. The lawyer, physician, and dentist are each required to pay a tax, and obtain a license, as a prerequisite to the pursuit of their respective professions. It cannot be supposed that a lawyer, who had retired from practice, and who no longer pursued his profession as a source of profit, but who, in one or more instances, gratuitously advised, or for compensation rendered professional service, without any intention of returning to the practice, or engaging in it as a business or occupation, is required by this statute to pay a tax, and obtain a [157]*157license, to carry on a business in which he does not propose, and is unwilling to engage ; and so of the physician, or dentist, or any of the other professions or employments mentioned in the statute.

It may be competent for the legislature to prohibit the rendition of any service pertaining to any one of the professions, or the doing of any act belonging to any one of the pursuits or occupations mentioned in the statute, without a license and the payment of a tax. But it cannot be said they have done so, by imposing a tax, and requiring the license from those only who “ engage in or carry on the business ” of particular professions and occupations. Such is the construction. heretofore given this statute by this court. In the case of Carter v. State (44 Ala. 29), the defendant was indicted for selling tobacco without license. The statute requires a license for “ dealers in tobacco.” The evidence was, that the business of the defendant was that of a general dry goods merchant, and that he kept tobacco for sale only in small quantities, retailing it by the plug. This court declared that he was not a “ dealer in tobacco ” in the sense of the statute ; that if he was not selling or trading in tobacco, under cover of his other business, with a view of defrauding the revenue, he could not be convicted. In the case of Johnson v. State (44 Ala. 414), the defendant was indicted for a violation of the revenue law of 1868, in engaging in or carrying on the business of a distiller without license. On the trial, he asked the court to charge the jury, that he could not be convicted, unless the evidence showed he engaged in or carried on the business of a distiller, and that distilling in one, two, or three instances, was not engaging in or carrying on the business of a distiller. These charges were refused, and the refusal was by this court declared erroneous ; and it was said they expressed the law of the case. In accordance with these decisions are previous decisions, on statutes similar in terms. Pettibone v. State, 19 Ala. 586; Moore v. State, 16 Ala. 411; Allaire v. State, 14 Ala. 435.

The second charge given by the court of its own motion was, “ if the jury believed, from the evidence, that the defendant shipped cotton for different parties, or for about ten or twelve different persons, to a firm in Boston, and that he received a return commission on the cotton so shipped, he was guilty.” This charge was, as we have said, erroneous. Every fact stated in it may be true, and the defendant would not be a commission-merchant; he would be only a shipping and forwarding agent. He had no authority to sell, exchange, or otherwise dispose of the cotton. His only duty was the shipment of the cotton,'for a return commission, which, under the facts of this case, was a rebate by the Boston firm, in his favor, [158]*158of a part of tbe commission charged by them. It is also erroneous, in not referring to the jury the question whether the facts stated proved an intention on the part of the defendant to engage in or carry on the business of a commission-merchant. Without this intention, he could not be guilty. The law does not deduce such intent from the facts stated in this charge. The intent is matter of fact, to be ascertained by the jury from the evidence.

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Bluebook (online)
50 Ala. 154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/perkins-v-state-ala-1874.