Perkins v. Commonwealth

511 S.W.3d 380, 2016 WL 2609305, 2016 Ky. App. LEXIS 69
Court of Appeals of Kentucky·Decided May 6, 2016·No. NO. 2014-CA-000412-MR·Published·Cited by 3 cases

Opinion

OPINION

NICKELL, JUDGE:

After entering a conditional guilty plea to an amended charge of second-degree robbery,1 and a charge of possession of a [382] handgun by a minor, first offense,2 Marico Perkins is serving a total sentence of eight years. He challenges the Fayette Circuit Court judgment alleging it resulted from an improper juvenile transfer hearing under an unconstitutional statute. He specifically claims he was wrongly denied funds to hire an expert to defend against transfer of his juvenile case to circuit court; the transfer statute is unconstitutional under Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000); the “automatic” transfer statute of KRS 635.020(4)3 violates substantive due process and equal protection; and, the trial court made insufficient findings of fact to support transfer. Some of these issues have already been definitively resolved by the Supreme Court of Kentucky and we are bound by those rulings. Smith v. Vilvarajah, 57 S.W.3d 839, 841 (Ky.App.2000). Having reviewed the briefs, the law and the record, we affirm.

FACTS

The facts of the crime are of little consequence to the issues raised on appeal. For context, we provide a brief recitation. In a Lexington park/playground about 11:45 p.m. on July 28, 2012, while on Phase II probation4 and just sixteen years of age, Perkins held a firearm to a man’s back and demanded his “stuff’ or he would shoot. After turning and seeing the gun, the victim complied, handing over his cell phone and $45 in cash. A short time later, a 9mm handgun and the victim’s cell phone were recovered together in a nearby home—a home the victim’s girlfriend had seen Perkins enter with other black males. During a consensual search of the residence, Perkins told Lexington Police Officer Ryan Holland the firearm was his, saying he had bought it on the street for protection. During a show-up, the victim positively identified Perkins as the person who held the gun to his back and took his phone and cash. Shortly after midnight on July 29, 2012, Perkins was arrested and charged with robbery in the first degree5 and possession of a handgun by a minor.

DISTRICT COURT PROCEDURAL HISTORY

At a hearing later that day, probable cause was found in Fayette District Court and Perkins was placed in detention. Thereafter, a series of events began that culminated in transfer of the juvenile charges from district court to circuit court where Perkins was to be tried as an adult. Propriety of the transfer is the heart of this appeal.

In early August 2012, the Commonwealth formally announced its intention to proceed against Perkins as a youthful offender under both KRS 635.020(2)6 and (4),7 and in September, moved to proceed [383] against Perkins as a youthful offender. Defense counsel promptly moved the district court to declare KRS 635.020 and 640.010 unconstitutional. KRS 640.010(2)(b) lists eight factors the district court must consider as a threshold to exercise its discretion and transfer the case to circuit court under KRS 635.020(2).

On November 8, 2012, defense counsel filed an ex parte motion requesting funds to hire an expert witness to determine whether Perkins was competent to stand trial8 and to explore three statutory factors—specifically the “child’s maturity, best interests and amenability to treatment”—the district court would consider under KRS 640.010(2)(b). The defense proposed to hire Douglass Mossman, M.D., in its quest to prevent transfer.

At a hearing convened in district court on November 16, 2012, the first item addressed was the constitutionality of Kentucky’s transfer statutes. Both the defense and the Commonwealth relied primarily on their written memoran-da, with defense counsel arguing Caldwell, in which the Supreme Court of Kentucky had held “KRS 635.020(4) is constitutional[,]” 133 S.W.3d at 453, was no longer good law and to be valid, a statute must specify the standard of proof to be applied during the transfer hearing, a theory rejected in Stout v. Commonwealth, 44 S.W.3d 781, 787 (Ky.App.2000).

The Commonwealth responded most of the defense arguments were based on cases dealing with sentencing rather than transfer hearings and Caldivell had not been overruled. Citing Stout, the Commonwealth argued “a juvenile offender has no constitutional right to be tried in juvenile court.” Id. at 785. As explained in Stout, realizing every juvenile offender does not belong in juvenile court, Kentucky’s General Assembly created two processes for transferring charges against a juvenile to circuit court—one process is automatic—when probable cause is found to believe a firearm was used to commit a felony by a juvenile who is age 14 or older—and the other is discretionary— based on consideration of eight specific factors. Id. at 786. In Stout, a panel of this Court recognized lack of a specified standard of proof in a transfer statute is not a fatal flaw—largely because a transfer hearing does not determine guilt or innocence, it merely determines which court will hear and decide the case. Id. at 788-89. In that sense, it is merely a preliminary hearing at which the Commonwealth offers proof to establish probable cause the accused committed the offense and does [384] not trigger double jeopardy. Sharp v. Commonwealth, 559 S.W.2d 727, 728 (Ky.1977). Having heard argument, the district court found both KRS 635.020 and 640.010 constitutional.

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Perkins v. Commonwealth, 511 S.W.3d 380, 2016 WL 2609305, 2016 Ky. App. LEXIS 69 (Ky. Ct. App. 2016).

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