Perez v. Rosario

CourtCourt of Appeals for the Ninth Circuit
DecidedMay 22, 2006
Docket04-15279
StatusPublished

This text of Perez v. Rosario (Perez v. Rosario) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Perez v. Rosario, (9th Cir. 2006).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

ALBINO PEREZ,  No. 04-15279 Petitioner-Appellant, v.  D.C. No. CV-02-05237-WHA TERRY ROSARIO, OPINION Respondent-Appellee.  Appeal from the United States District Court for the Northern District of California William H. Alsup, District Judge, Presiding

Argued and Submitted December 6, 2004 Submission Deferred December 8, 2005 Resubmitted May 22, 2006 San Francisco, California

Filed May 22, 2006

Before: Diarmuid F. O’Scannlain, Robert E. Cowen,* and Carlos T. Bea, Circuit Judges.

Opinion by Judge O’Scannlain

*The Honorable Robert E. Cowen, Senior United States Circuit Judge for the Third Circuit, sitting by designation.

5535 PEREZ v. ROSARIO 5539 COUNSEL

Kent A. Russell, Russell and Russell, San Francisco, Califor- nia, argued the cause for the petitioner-appellant and was on the briefs.

Christopher W. Grove, Deputy Attorney General of the State of California, San Francisco, California, argued the cause for the respondent-appellee; Bill Lockyer, Attorney General of the State of California, was on the brief for the respondent- appellee.

OPINION

O’SCANNLAIN, Circuit Judge:

In this habeas corpus appeal, we must decide whether an attorney’s alleged faulty advice to his criminal defendant cli- ent during the plea bargaining process in state court consti- tutes ineffective assistance of counsel.

I

In 1987 Albino Perez’s girlfriend left him for John Her- nandez. Perez took a hammer to Hernandez and broke his arm before he was pulled off.

A

Eight years later, Hernandez was driving his Honda Prelude home from running an errand, sometime between 7:00 and 7:30 PM on April 16, 1995, when he observed a dark-colored BMW stopped in the street. When he pulled forward to inves- tigate, he saw Perez in the driver’s seat, wearing a blue-knit cap. Perez then pulled out a black semi-automatic handgun. Hernandez sped away while Perez fired several shots. Her- 5540 PEREZ v. ROSARIO nandez escaped unhurt but his car was riddled with bullet holes.

The police searched the area and found ten-millimeter shell casings and a ten-millimeter bullet. They went to Perez’s house but were unable to find a BMW there, outside or in the garage. Two days later, they returned with an arrest warrant and found a dark-blue BMW parked in front, which they towed because it would not start. The police also found a ten- millimeter bullet and a blue knit cap in Perez’s room. Perez was charged with assault with a deadly weapon.

Perez turned down a plea bargain offer and trial began in September of 1996. John Hernandez testified as the prosecu- tion’s key witness. The prosecution also presented forensic evidence of gun-shot residue in Perez’s BMW and had a bal- listics expert testify that the markings on the bullet found in Perez’s bedroom were similar to those found on the casings at the scene of the shooting. Another expert witness testified that he had examined the BMW and it could have been opera- ble the night of the shooting.

In turn, Perez presented testimony that the BMW in his possession was inoperable during the time of the shooting and called a witness whose testimony provided circumstantial evi- dence that two unknown Asian men were the real culprits.

The state court jury found Perez guilty of assault with a deadly weapon and other crimes. The trial court eventually found that Perez’s previous felonies qualified him for a three- strikes sentence and sentenced him to a prison term of 47 years to life.

B

In March of 1997, counsel filed a motion for a new trial, based on the testimony of Gilbert Hernandez that John Her- nandez, his brother, had admitted that he was not really sure PEREZ v. ROSARIO 5541 who had shot at him. The trial court rejected the motion because Gilbert, a felon, was not credible.

In October of 1997, counsel then filed a second motion for a new trial, based on testimony from Monico Lopez giving circumstantial evidence that Jose Villanueva was the real shooter. This motion was also denied.

Perez changed attorneys and filed a third motion for a new trial, which was also denied.

C

Perez then filed an appeal which was ultimately denied. Simultaneously, he petitioned the California Court of Appeal for a state writ of habeas corpus, claiming ineffective assis- tance of counsel on numerous grounds. He also submitted var- ious supporting declarations. In one made in 1999, Perez gave his own account (“the first declaration”). He claimed that Jose Villanueva had come to him in prison before the trial and con- fessed to the shooting but had made him promise not to tell anyone. After the State of California responded that Perez’s account did little to show ineffective assistance of counsel, Perez submitted a second declaration. In that declaration Perez added that he had told prior counsel about the Villa- nueva confession and had planned on testifying about it but prior counsel closed without calling him. Additional declara- tions were submitted, including one from a man named Jim Ford who said he accompanied Villanueva during his confes- sion and corroborated the account in Perez’s first declaration. Perez also sought but ultimately did not receive a declaration from his prior counsel.

The California Court of Appeal found these declarations incredible and denied Perez’s habeas petition, including his request for an evidentiary hearing on the various ineffective assistance claims. The Supreme Court of California summa- rily denied Perez’s petition to it. 5542 PEREZ v. ROSARIO D

In due course Perez filed his petition for writ of habeas cor- pus in the federal district court, which denied it. Perez’s timely appeal is now here.

II

[1] As the primary basis for his ineffective assistance of counsel claim, Perez avers that if his counsel had properly advised him that he faced a life-sentence under California’s three-strikes law, he would not have rejected the plea bargain. Under the first prong of the ineffective assistance of counsel test found in Strickland v. Washington, 466 U.S. 668 (1984), Perez must show that his prior counsel’s advice during the plea bargaining process “fell below an objective standard of reasonableness.” See id. at 688. In evaluating Perez’s claims under this prong, we must indulge, and we must permit the California state courts to indulge, “a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.” See id. at 689.

[2] Under the second prong of the Strickland test Perez must show that his prior counsel’s mistakes resulted in preju- dice. Generally, there must be a “reasonable probability that, but for counsel’s unprofessional errors, the result of the pro- ceeding would have been different.” Strickland, 466 U.S. at 694.

The record shows that, at a pre-trial hearing in July of 1995, the prosecutor mistakenly came to the conclusion that one of Perez’s previous convictions did not count as a strike.1 The trial judge reinforced the error by agreeing with the pros- ecutor. Based on that error, the prosecutor then offered a plea bargain of fourteen years. In his 1999 declaration, Perez stated that when he and prior counsel went aside immediately 1 All parties agree that the prosecutor was wrong. PEREZ v. ROSARIO 5543 thereafter to discuss the bargain, prior counsel failed to inform him that the prosecutor and the judge were mistaken and that Perez really faced a life sentence if convicted because the conviction would be his third strike. Instead, Perez claimed, prior counsel advised him to turn down the plea bargain. Prior counsel felt that fourteen years was too long a sentence for a conviction that was not a third strike.

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