Peralez v. Kijakazi

• Court: District Court, E.D. Washington
• Decided: September 26, 2022
• Docket: 1:22-cv-03009
• Status: Unknown

Opinion

1 2 U.S. F DIL ISE TD R I IN C TT H CE O URT EASTERN DISTRICT OF WASHINGTON 3 Sep 26, 2022 4 SEAN F. MCAVOY, CLERK 5 UNITED STATES DISTRICT COURT 6 EASTERN DISTRICT OF WASHINGTON 7 8 9 BELINDA P.1, No. 1:22-CV-03009-SAB 10 Plaintiff, 11 v. ORDER GRANTING PLAINTIFF’S 12 COMMISSIONER OF SOCIAL MOTION FOR SUMMARY 13 SECURITY ADMINISTRATION, JUDGMENT; DENYING 14 Defendant. DEFENDANT’S MOTION FOR 15 SUMMARY JUDGMENT 16 17 Before the Court are Cross-Motions for Summary Judgment. ECF Nos. 11, 18 12. The motions were heard without oral argument. Plaintiff is represented by D. 19 James Tree; Defendant is represented by Erin F. Highland and Brian M. Donovan. 20 Plaintiff brings this action seeking judicial review of the Commissioner of 21 Social Security’s final decision denying her application for Supplemental Security 22 Income (SSI) under Title XVI of the Social Security Act, 42 U.S.C. §§ 1382. After 23 reviewing the administrative record and briefs filed by the parties, the Court is now 24 fully informed. For the reasons set forth below, the Court grants Plaintiff’s Motion 25

26 1Pursuant to the recommendation of the Committee on Court Administration and 27 Case Management of the Judicial Conference of the United States, Plaintiff’s name 28 is partially redacted. 1 for Summary Judgment, ECF No. 11, and denies Defendant’s Motion for Summary 2 Judgment, ECF No. 12. 3 I. Jurisdiction 4 In January 2017, Plaintiff filed an application for supplemental security 5 income, with onset of January 19, 2016. Plaintiff’s application was denied initially 6 and on reconsideration.2 On November 19, 2020, Plaintiff appeared and testified 7 by telephone before ALJ C. Howard Prinsloo, with the assistance of her counsel, 8 D. James Tree. Vern Arne, vocational expert, also participated. The ALJ issued a 9 decision on January 13, 2021, finding Plaintiff was not disabled. 10 Plaintiff requested review by the Appeals Council; the Appeals Council 11 denied the request on December 2, 2021. The Appeals Council’s denial of review 12 makes the ALJ’s decision the “final decision” of the Commissioner of Social 13 Security, which this Court is permitted to review. 42 U.S.C. §§ 405(g), 14 1383(c)(1)(3). 15 Plaintiff filed a timely appeal with the United States District Court for the 16 Eastern District of Washington on January 28, 2021. ECF No. 1. The matter is 17 before this Court pursuant to 42 U.S.C. § 405(g). 18 II. Five-Step Sequential Evaluation Process 19 The Social Security Act defines disability as the “inability to engage in any 20 substantial gainful activity by reason of any medically determinable physical or 21 mental impairment which can be expected to result in death or which has lasted or 22 can be expected to last for a continuous period of not less than twelve months.” 42 23 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A claimant shall be determined to be 24 under a disability only if their impairments are of such severity that the claimant is 25 not only unable to do their previous work, but cannot, considering claimant’s age, 26

27 2A hearing was held in 2018 before an ALJ, who issued an unfavorable decision. 28 The Appeals Council reversed the denial. 1 education, and work experiences, engage in any other substantial gainful work that 2 exists in the national economy. 42 U.S.C. §§ 423(d)(2)(A), 1382c(a)(3)(B). The 3 Commissioner has established a five-step sequential evaluation process to 4 determine whether a person is disabled in the statute. See 20 C.F.R. §§ 5 404.1520(a)(4)(i)-(v), 416.920(a)(4)(i)-(v). 6 Step One: Is the claimant engaged in substantial gainful activities? 20 7 C.F.R. §§ 404.1520(a)(4)(i), 416.920(a)(4)(i). Substantial gainful activity is work 8 done for pay and requires compensation above the statutory minimum. Keyes v. 9 Sullivan, 894 F.2d 1053, 1057 (9th Cir. 1990). If the claimant is engaged in 10 substantial activity, benefits are denied. 20 C.F.R. § 404.1520(b), 416.920(b). If 11 the claimant is not, the ALJ proceeds to step two. 12 Step Two: Does the claimant have a medically-severe impairment or 13 combination of impairments? 20 C.F.R. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). A 14 severe impairment is one that lasted or must be expected to last for at least 12 15 months and must be proven through objective medical evidence. Id. §§ 404.1509, 16 416.909. If the claimant does not have a severe impairment or combination of 17 impairments, the disability claim is denied. Id. § 404.1520(a)(4)(ii), 18 416.920(a)(4)(ii). If the impairment is severe, the evaluation proceeds to the third 19 step. 20 Step Three: Does the claimant’s impairment meet or equal one of the listed 21 impairments acknowledged by the Commissioner to be so severe as to preclude 22 substantial gainful activity? 20 C.F.R. §§ 404.1520(a)(4)(iii), 416.920(a)(4)(iii). If 23 the impairment meets or equals one of the listed impairments, the claimant is 24 conclusively presumed to be disabled. 20 C.F.R. §§ 404.1520(d), 416.920(d). If the 25 impairment is not one conclusively presumed to be disabling, the evaluation 26 proceeds to the fourth step. 27 Before considering to the fourth step, the ALJ must first determine the 28 claimant’s residual functional capacity. An individual’s residual functional 1 capacity is their ability to do physical and mental work activities on a sustained 2 basis despite limitations from their impairments. 20 C.F.R. §§ 404.1545(a)(1), 3 416.945(a)(1). The residual functional capacity is relevant to both the fourth and 4 fifth steps of the analysis. 5 Step Four: Does the impairment prevent the claimant from performing work 6 they have performed in the past? 20 C.F.R. §§ 404.1520(a)(4)(iv), 7 416.920(a)(4)(iv). If the claimant is able to perform their previous work, they are 8 not disabled. 20 C.F.R. §§ 404.1520(f), 416.920(f). If the claimant cannot perform 9 this work, the evaluation proceeds to the fifth and final step. 10 Step Five: Is the claimant able to perform other work in the national 11 economy in view of their age, education, and work experience? 20 C.F.R. §§ 12 404.1520(a)(4)(v), 416.920(a)(4)(v). The initial burden of proof rests upon the 13 claimant to establish a prima facie case of entitlement to disability benefits. Tackett 14 v. Apfel, 108 F.3d 1094, 1098 (9th Cir. 1999). This burden is met once a claimant 15 establishes that a physical or mental impairment prevents him from engaging in her 16 previous occupation. Id. At step five, the burden shifts to the Commissioner to 17 show that the claimant can perform other substantial gainful activity. Id. 18 III. Standard of Review 19 The Commissioner’s determination will be set aside only when the ALJ’s 20 findings are based on legal error or are not supported by substantial evidence in the 21 record as a whole. Matney v. Sullivan, 981 F.2d 1016, 1018 (9th Cir. 1992) (citing 22 42 U.S.C. § 405(g)). Substantial evidence is “more than a mere scintilla,” 23 Richardson v. Perales, 402 U.S. 389, 401 (1971), but “less than a preponderance,” 24 Sorenson v. Weinberger, 514 F.2d 1112, 1119 n.10 (9th Cir. 1975). Substantial 25 evidence is “such relevant evidence as a reasonable mind might accept as adequate 26 to support a conclusion.” Richardson, 402 U.S. at 401. 27 A decision supported by substantial evidence will be set aside if the proper 28 legal standards were not applied in weighing the evidence and making the decision. 1 Brawner v. Secr’y of Health & Human Servs., 839 F.2d 432, 433 (9th Cir. 1988). 2 An ALJ is allowed “inconsequential” errors as long as they are immaterial to the 3 ultimate nondisability determination. Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 4 1050, 1055 (9th Cir. 2006). The Court must uphold the ALJ’s denial of benefits if 5 the evidence is susceptible to more than one rational interpretation, one of which 6 supports the decision of the administrative law judge. Batson v. Barnhart, 359 F.3d 7 1190, 1193 (9th Cir. 2004). It “must consider the entire record as a whole, 8 weighing both the evidence that supports and the evidence that detracts from the 9 Commissioner’s conclusion, and may not affirm simply by isolating a specific 10 quantum of supporting evidence.” Revels v. Berryhill, 874 F.3d 648, 654 (9th Cir. 11 2017) (quotation omitted). “If the evidence can support either outcome, the court 12 may not substitute its judgment for that of the ALJ.” Matney, 981 F.2d at 1019. 13 IV. Statement of Facts 14 The facts have been presented in the administrative record, the ALJ’s 15 decision, and the briefs to this Court. Only the most relevant facts are summarized 16 herein. 17 At the time of the hearing, Defendant was 52 years old. She has a high 18 school diploma and vocational training for a hair stylist. She has previous work as 19 a bartender and also as a hair stylist. She was unable to continue doing hair 20 because of she has carpal tunnel syndrome and trigger finger. Plaintiff testified that 21 she has migraines two to three times a month and they can last three days. She also 22 testified that she has body aches and nerve damages from her fibromyalgia. The 23 pain is located in her neck, shoulders, hips and elbows. These cause a constant 24 ache, but still, she has good days and really bad days. They can also cause 25 dizziness. She lives with her teenage daughter, who helps around the house. Her 26 daughter does laundry, grocery shopping, and driving. 27 // 28 // 1 V. The ALJ’s Findings 2 The ALJ issued an opinion affirming denial of benefits. AR 15-26. At step 3 one, the ALJ found that Plaintiff has not engaged in substantial gainful activity 4 since January 19, 2017, the application date. AR 17. 5 At step two, the ALJ identified the following severe impairments: 6 degenerative disc disease, degenerative joint disease, fibromyalgia, and migraine 7 headaches. AR 17. 8 At step three, the ALJ found that Plaintiff did not have an impairment or 9 combination of impairments that meets or medically equals the severity of one of 10 the listed impairments. AR 19. The ALJ considered Listing 1.04; 1.02A; 14.09D; 11 11.02B and 11.02D. Ultimately, the ALJ concluded that Plaintiff has a residual 12 function capacity (“RFC”) to perform:

13 to perform light work as defined in 20 CFR 416.967(b) with some 14 additional limitations. The claimant can occasionally climb ladders, ropes, or scaffolds. She must avoid concentrated exposure to hazards 15 (including dangerous machinery and unprotected heights). 16 AR 20. 17 At step four, the ALJ found that Plaintiff was capable of past relevant work 18 as a bartender. AR 24. 19 In the alternative, at step five, the ALJ found that Plaintiff was not disabled 20 and capable of performing work that exists in significant numbers in the national 21 economy, such as collator operator; labeler; and office helper. AR 25. 22 VI. Discussion 23 1. Step 3 - Listing for Migraines 24 Plaintiff asserts the ALJ erred in finding that she did not meet the Listings. 25 The ALJ concluded that Plaintiff’s migraine symptoms do not medically equal 26 Listing 11.02 because the frequency and functional effects were not met. 27 The listing of impairments in Appendix I “describes, for each of the major 28 body systems, impairments which are considered severe enough to prevent a 1 person from doing any gainful activity.” 20 C.R.F. § 404.1525(a). 2 There is not a listing for migraines. SSR 19-4p provides that Epilepsy 3 (listing 11.02) is the most closely analogous listed impairment for a medically- 4 determinable impairment (“MDI”) of a primary headache disorder. It noted that 5 while uncommon a person with a primary headache disorder may exhibit 6 equivalent signs and limitations to those detailed in listing 11.02 (paragraph B or D 7 for dyscognitive seizures) and therefore the MDI may medically equal a listing. 8 SSR 19-4P notes: Paragraph B of listing 11.02 requires dyscognitive seizures occurring at 9 least once a week for at least 3 consecutive months despite adherence to 10 prescribed treatment. To evaluate whether a primary headache disorder is equal in severity and duration to the criteria in 11.02B, we consider: A 11 detailed description from an AMS of a typical headache event, including 12 all associated phenomena (for example, premonitory symptoms, aura, duration, intensity, and accompanying symptoms); the frequency of 13 headache events; adherence to prescribed treatment; side effects of 14 treatment (for example, many medications used for treating a primary headache disorder can produce drowsiness, confusion, or inattention); 15 and limitations in functioning that may be associated with the primary 16 headache disorder or effects of its treatment, such as interference with activity during the day (for example, the need for a darkened and quiet 17 room, having to lie down without moving, a sleep disturbance that 18 affects daytime activities, or other related needs and limitations).

19 Paragraph D of listing 11.02 requires dyscognitive seizures occurring at 20 least once every 2 weeks for at least 3 consecutive months despite adherence to prescribed treatment and marked limitation in one area of 21 functioning. To evaluate whether a primary headache disorder is equal in 22 severity and duration to the criteria in 11.02D, we consider the same factors we consider for 11.02B and we also consider whether the overall 23 effects of the primary headache disorder on functioning results in 24 marked limitation in: physical functioning; understanding, remembering, or applying information; interacting with others; concentrating, 25 persisting, or maintaining pace; or adapting or managing oneself. 26 An ALJ must adequately explain a conclusion that an impairment does not 27 meet or equal a Listing. In “determining whether a combination of impairments 28 1 establishes equivalence” under step three of the Listings, a mere statement that a 2 claimant did not equal the listing not sufficient. Marcia v. Sullivan, 900 F.2d 172, 3 176 (9th Cir. 1990) (holding boilerplate finding is insufficient to conclude 4 impairment does not meet a Listing). 5 In 2018, Plaintiff testified that she was having 3-4 migraines per month since 6 around 2017. She described them as 9/10 pressure pain behind bilateral eyes that 7 would radiate to the back of her head. In 2020, she was still having 2-3 migraines 8 per month that lasted 3 days each on average. In 2019, she was seen in the ER 9 twice with a migraine that had been ongoing for about 6 days. Plaintiff has 10 numerous symptoms from migraines including light- and sound-sensitivity, 11 difficulty focusing, nausea, vomiting, and dizziness. Plaintiff has tried many drugs, 12 as well as physical therapy, to deal with her migraines and fibromyalgia. During 13 her migraines, she needs a dark room and an ice pack and has difficulty going out. 14 The ALJ erred in not finding that Plaintiff’s migraines met Listing 11.02B. 15 The ALJ failed to provide any reasons for discounting the evidence in the record 16 that Plaintiff was having 2-3 migraines per month that lasted 3 days each on 17 average, even with medication, and thus substantial evidence does not support the 18 ALJ’s determination that Plaintiff did not meet the frequency requirements. On the 19 contrary, based on her testimony and the evidence in the record, Plaintiff meets the 20 frequency requirement of Paragraph B. The ALJ also erred in failing to provide 21 any reasons for discounting the evidence in the record that when she has a 22 migraine, Plaintiff needs a dark room, ice pack, and that she would experience 23 nausea, vomiting and dizziness. Consequently, the ALJ failed to properly assess 24 whether Plaintiff meets the frequency and functional effects despite prescribed 25 treatment. 26 Here, the record contains a detailed description from an Acceptable Medical 27 Source of a typical headache event, as well as testimony regarding the frequency of 28 headache events, Plaintiff’s adherence to prescribed treatment, and her limitations 1 in functioning caused by the migraines. Because the record demonstrates that 2 Plaintiff meets the listing 11.02B for her migraine headaches, the ALJ erred in 3 finding that she did not. 4 Moreover, even if Plaintiff did not meet the listing, the ALJ erred in failing 5 to incorporate the limitations posed by her migraines into the RFC, such as 6 restrictions from noise, need for days off from work, or off-task time for migraines. 7 Had Plaintiff’s migraine-related limitations been accounted for in the RFC, 8 Plaintiff would be found disabled. 9 VII. Remand for Immediate Award of Benefits 10 The ALJ erred in failing to find that Plaintiff met Listing 11.02B. As such, a 11 remand for an immediate calculation and award of benefits is appropriate. 12 // 13 // 14 // 15 // 16 // 17 // 18 // 19 // 20 // 21 // 22 // 23 // 24 // 25 // 26 // 27 // 28 // l Accordingly, IT IS HEREBY ORDERED: 2 l. Plaintiff's Motion for Summary Judgment, ECF No. 11, is 3], GRANTED. 2. Defendant’s Motion for Summary Judgment, ECF No. 12, is 5|| DENIED. 3. The decision of the Commissioner is reversed and remanded for an immediate calculation and award of benefits. 8 4. Judgment shall be entered in favor of Plaintiff and against Defendant. 9 IT IS SO ORDERED. The District Court Executive is hereby directed to file this Order, provide copies to counsel, and close the file. 11 DATED this 26th day of September 2022. 12 13 14 15 by Siesta 7 Stanley A. Bastian Chief United States District Judge

19 20 21 22) 23 24 25 26 27 28 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY TITMNCNIENT: NENVING NERENNANTC MATION DOR CIIVIVIARYV