Peppers v. Ohio Department of Rehabilitation & Correction

553 N.E.2d 1093, 50 Ohio App. 3d 87, 1988 Ohio App. LEXIS 4316
CourtOhio Court of Appeals
DecidedOctober 25, 1988
Docket88AP-192
StatusPublished
Cited by20 cases

This text of 553 N.E.2d 1093 (Peppers v. Ohio Department of Rehabilitation & Correction) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peppers v. Ohio Department of Rehabilitation & Correction, 553 N.E.2d 1093, 50 Ohio App. 3d 87, 1988 Ohio App. LEXIS 4316 (Ohio Ct. App. 1988).

Opinion

Whiteside, P.J.

Plaintiff, Reuben Peppers, appeals from the judgment of the Ohio Court of Claims, which denied his claim for damages against the *88 defendant, and raises the following assignment of error:

“The trial court abused its discretion in admitting hearsay evidence on a critical issue in this case and in relying on that hearsay evidence to find the facts against the plaintiff.”

Defendant raises the following cross-assignment of error:

“The trial court erred in determining that Hobart Dixon’s acts were within the scope of his employment.”

This case arose out of an incident that occurred at the Columbus Correctional Facility power plant. Plaintiff, who was an inmate at the time, went to the power plant and became involved in an altercation with another inmate. Dixon, an engineer at the power plant whose duties involved supervising the inmates, broke up the fight. Plaintiff alleges that as he was walking away from him, Dixon struck plaintiff in the back of the neck, causing him injuries. The trial court found that Dixon’s initial use of force in breaking up the fight was within the legal limits. In finding that plaintiff did not meet his burden of proof, the court stated that there was conflicting testimony regarding what happened after Dixon broke up the fight.

In reaching the decision that Dixon was acting within the scope of his employment and, thus, finding defendant not liable, the court admitted three documents prepared by Dixon after the incident: (1) Dixon’s handwritten “use of force” report; (2) Dixon’s incident report; and (3) Dixon’s conduct report. Dixon did not testify at trial, but his reports indicate that plaintiff was the aggressor and not Dixon. Although the trial court recognized the existence of conflicting evidence, it still found that “* * * Dixon, by virtue of his position as an engineer in the power plant, had the authority and responsibility to supervise and report inmates for rule infractions.” Furthermore, the trial court held that “* * * the action taken by Dixon was appropriate and, under the circumstances, he did not abuse his authority * *

By his assignment of error, plaintiff contends that the trial court erred in allowing the three reports of Dixon to be admitted into evidence, as they were hearsay. Defendant, on the other hand, contends that the “public records” exception to the hearsay rule contained in Evid. R. 803(8) permits such reports to be admitted into evidence.

Evid. R. 802 states that hearsay is not admissible unless there is an applicable exception. “Hearsay” is defined in Evid. R. 801(C) as:

“* * * [A] statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.”

The exception relied upon by the defendant is Evid. R. 803(8), the “public records” exception, which provides:

“Records, reports, statements, or data compilations, in any form, of public offices or agencies, setting forth (a) the activities of the office or agency, or (b) matters observed pursuant to duty imposed by law as to which matters there was a duty to report, * * * unless the sources of information or other circumstances indicate lack of trustworthiness.” (Emphasis added.)

Defendant contends that the reports made by Dixon fell within the “public records” exception because such reports are required to be made. Even assuming for the sake of argument that these reports are “public records” within the definition of the exception, defendant completely overlooks the last provision of the rule regarding trustworthiness.

Trustworthiness, or the lack thereof, is the underlying rationale of the *89 hearsay rule and its exceptions. In Mastran v. Urichich (1988), 37 Ohio St. 3d 44, 47, 523 N.E. 2d 509, 511, the Ohio Supreme Court specifically recognized this theory as follows:

“The rationale underlying the hearsay rule is the lack of trustworthiness of statements alleged to have been made outside the presence of the factfinder. Similarly, the reasons underlying the exceptions to the hearsay rule involve circumstances tending to establish a statement’s trustworthiness notwithstanding that it was made outside the presence of the fact-finder. * * *”

Therefore, consideration of trustworthiness is essential to a determination of a hearsay issue. This is especially true with respect to the public records exception since the rule itself makes trustworthiness the predicate for admissibility. However, the burden is upon the objector to show lack of trustworthiness. As this court recognized in Price v. Sawyer (Apr. 26, 1983), No. 82AP-391, unreported, where the circumstances indicate that the statements might be unreliable or untrustworthy, the best solution, even if not required, is to place the declarant on the stand and subject him to cross-examination in the presence of the factfinder. This is especially true where, as here, the declarant is the agent of the defendant whose acts are the predicate of plaintiff’s claim.

In this case, trustworthiness is a crucial factor. The three statements which the trial court admitted into evidence were prepared by someone who had a strong personal interest in the matter. Dixon, who wrote all three reports, had engaged in and was accused of instigating a fight with the plaintiff. His statements were con-clusory and self-serving. For whatever reason, he was not called to testify at trial. The trial court should not have admitted these reports into evidence. Even if they met the foundational requirements of the “public records” exception, the circumstances indicate a lack of trustworthiness in the reports. Evid. R. 803(6) specifically provides that trustworthiness is the overriding factor as to whether “public records” should be admitted. Thus, Evid. R. 803(6) requires that the reports not be admitted, even if they be public records, if they are not trustworthy. The three reports prepared by Dixon should not have been admitted into evidence. Accordingly, plaintiff’s assignment of error is well-taken.

Defendant, in its cross-assignment of error contends that the judgment of the trial court finding that Dixon was acting within the scope of his employment was against the manifest weight of the evidence. The syllabus of C. E. Morris Co. v. Foley Constr. Co. (1978), 54 Ohio St. 2d 279, 8 O.O. 3d 261, 376 N.E. 2d 578, states the controlling standard for reviewing a judgment as being against the manifest weight of the evidence:

“Judgments supported by some competent, credible evidence going to all the essential elements of the case will not be reversed by a reviewing court as being against the manifest weight of the evidence.”

Therefore, we must examine the record to determine if the trial court’s judgment that Dixon was acting within the scope of this employment was supported by “some competent, credible evidence.”

In order to find the state liable, Dixon’s acts must have been within the scope of his employment. By R.C.

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Cite This Page — Counsel Stack

Bluebook (online)
553 N.E.2d 1093, 50 Ohio App. 3d 87, 1988 Ohio App. LEXIS 4316, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peppers-v-ohio-department-of-rehabilitation-correction-ohioctapp-1988.