People v. Zumwalt-Jophlin

2020 IL App (5th) 160317-U
Appellate Court of Illinois·Decided April 21, 2020·No. 5-16-0317·Unpublished·Cited by 1 cases

Opinion

2020 IL App (5th) 160317-U NOTICE NOTICE Decision filed 04/21/20. The This order was filed under text of this decision may be NO. 5-16-0317 Supreme Court Rule 23 and changed or corrected prior to may not be cited as precedent the filing of a Petition for by any party except in the Rehearing or the disposition of IN THE limited circumstances allowed the same. under Rule 23(e)(1).

APPELLATE COURT OF ILLINOIS

FIFTH DISTRICT

THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of

Plaintiff-Appellee, ) Franklin County.

)

v. ) No. 11-CF-287 )

MARY R. ZUMWALT-JOPHLIN, ) Honorable ) Thomas J. Tedeschi, Defendant-Appellant. ) Judge, presiding.

JUSTICE BARBERIS delivered the judgment of the court.

Justices Cates and Boie concurred in the judgment.

ORDER

¶1 Held: We affirm the circuit court’s order denying defendant’s motion to withdraw her guilty plea where defendant failed to establish that she received ineffective assistance of counsel.

¶2 Defendant, Mary R. Zumwalt-Jophlin, appeals from an order of the circuit court of Franklin County which denied her motion to withdraw her guilty plea. On appeal, defendant contends she received ineffective assistance of counsel after postplea counsel failed to argue that the charge of aggravated battery of a child, as alleged in the second amended information, did not state an offense because it was premised on an invalid statute. We affirm.

¶3 I. Background

¶4 On July 21, 2011, defendant was charged by information with one count of concealment of a homicidal death (720 ILCS 5/9-3.4(a) (West 2010)), a Class 3 felony, and one count of

obstructing justice (id. § 31-4(a)), a Class 4 felony. The charges stemmed from the events and circumstances surrounding the death of defendant’s eight-year-old daughter, Alexus, on July 19, 2011. The information generally alleged that defendant, after concealing Alexus’s body in the basement of her residence, reported to police that she was missing. The State subsequently amended the information to add one count of first-degree murder (id. § 9-1(a)(2)), alleging that defendant’s acts resulted in the drowning death of Alexus on July 19, 2011.

¶5 On August 17, 2015, after extensive pretrial litigation and discovery, the State again amended the information to add two additional counts—(1) aggravated battery to a child (id. § 12-4.3), a Class X felony, and (2) involuntary manslaughter (id. § 9-3(a)), a Class 2 felony. The second amended information alleged that, on July 19, 2011, “[defendant], a person 18 years of age or older, committed the offense of AGGRAVATED BATTERY OF A CHILD in that said defendant knowingly and without legal justification caused great bodily harm to [Alexus], a minor child under the age of 13 years, by striking [Alexus] in the head while [Alexus] was in a bathtub ***.” (Emphasis in original.) The second amended information also alleged that, on July 19, 2011, defendant unintentionally killed Alexus, “who had been injured in the bathtub where she ingested water into her lungs,” by recklessly placing her on the floor without providing adequate life-saving measures, “thereby causing the death of [Alexus].”

¶6 Later that same day, the parties entered into a negotiated plea agreement. Defendant agreed to plead guilty to the charges of concealment of a homicidal death, aggravated battery of a child, and involuntary manslaughter in exchange for the State’s dismissal of the remaining charges of first-degree murder and obstructing justice. The parties also agreed to concurrent 25-year and 14- year sentences for the aggravated battery of a child and involuntary manslaughter convictions, respectively, and to a consecutive 10-year sentence for the concealment of a homicidal death

conviction. The circuit court accepted the negotiated plea agreement and imposed the agreed-upon sentences.

¶7 On September 3, 2015, the State filed a motion for a nunc pro tunc order to correct the August 17, 2015, sentencing order, stating that “an error occurred *** in that the correct statutory citation for the offense of aggravated battery of a child *** effective July 1, 2011 *** was 720 ILCS 5/12-3.05(b)(1) rather than 720 ILCS 5/12-4.3 as cited in both the second amended information and the sentencing order.” As requested, the circuit court entered a corrected sentencing order. The second amended information was not amended.

¶8 On September 16, 2015, defendant filed a pro se “petition to withdraw her guilty plea and vacate sentence,” pursuant to Illinois Supreme Court Rule 604(d) (eff. Dec. 11, 2014), alleging the following:

“There is no factual basis to support plea. There is DNA to prove that and that DNA evidence was not presented at any time. Plus[,] there was a statement made that discredits (cast doubt to) someones [sic] alibi and that was never presented either. Plus[,] neighbor made statement where he/she would have been a pertinent witness.”

Shortly thereafter, the circuit court appointed postplea counsel to represent defendant.

¶9 On March 18, 2016, postplea counsel filed an amended Rule 604(d) motion, along with a Supreme Court Rule 604(d) (eff. Mar. 8, 2016) certificate. Defendant’s amended Rule 604(d) motion alleged, inter alia, that defendant’s guilty plea was not knowingly and voluntarily made due to her “highly emotional” condition. Moreover, the amended Rule 604(d) motion asserted that plea counsel led defendant to believe she “had no other choice but to enter into a plea agreement,” and that the circuit court failed to inform her of the sentencing range for the dismissed charges at the time of her plea. However, postplea counsel omitted the allegations set forth in defendant’s pro

se Rule 604(d) motion and raised no issues concerning the statutory citation or corrected sentencing order.

¶ 10 On June 23, 2016, prior to the start of the hearing on defendant’s amended Rule 604(d) motion, postplea counsel filed a second amended Rule 604(d) motion, stating that the second amended motion was “substantially identical” to the September 16, 2015, amended motion, but clarified that he had attached a new Rule 604(d) certificate that strictly complied with the requirements and form “listed in supreme court rules.” In the June 23, 2016, certificate, postplea counsel certified as follows:

“1. I have consulted with the defendant in person, by mail, by phone or by electronic means to ascertain the Defendant’s contentions of error in the entry of the plea of guilty and in the sentence;

2. I have examined the trial court file and report of proceedings of the plea of guilty and the report of proceedings in the sentencing hearing; and 3. I have made any amendments to the motion necessary for the adequate presentation of any defects in those proceedings[.]”

¶ 11 After briefly reviewing both documents, the circuit court proceeded to a hearing on defendant’s second amended Rule 604(d) motion. Postplea counsel called defendant to testify and, at the close of her testimony, asked if there was anything else that defendant wanted the court to know or hear with regard to the motion. Defendant responded, “No.”

¶ 12 After considering the evidence, the circuit court denied defendant’s second amended Rule 604(d) motion. In support, the court noted that its review of the transcripts from defendant’s plea hearing revealed 22 instances where defendant had confirmed with the court that she understood

the proceedings and that she was willing to continue with the plea agreement. Defendant now appeals.

¶ 13 II. Analysis

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People v. Zumwalt-Jophlin, 2020 IL App (5th) 160317-U (Ill. Ct. App. 2020).

2020 IL App (5th) 160317-U (People v. Zumwalt-Jophlin) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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