People v. Young

12 A.D.2d 262, 210 N.Y.S.2d 358, 1961 N.Y. App. Div. LEXIS 12686
Appellate Division of the Supreme Court of the State of New York·Decided February 14, 1961·Published·Cited by 1 cases

Opinions

Breitel, J.

The question is whether one is criminally liable for assault in the third degree if he goes to the aid of another who he mistakenly, but reasonably, believes is being unlawfully beaten, and thereby injures one of the apparent assaulters. In truth, the seeming victim was being lawfully arrested by two police officers in plain clothes. Defendant stands convicted of such a criminal assault, for which he received a sentence of 60 days in the workhouse, the execution of such sentence being suspended.

[263]*263Defendant, aged 40, regularly employed, and with a clean record except for an $8 fine in connection with a disorderly conduct charge 19 years before in Birmingham, Alabama, observed two middle-aged men beating and struggling with a youth of 18. This was at 3:40 p.m. on October 17, 1958 in front of 64 West 64th Street in Manhattan. Defendant was acquainted with none of the persons involved; but believing that the youth was being unlawfully assaulted, and this is not disputed by the other participants, defendant went to his rescue, pulling on or punching at the seeming assailants. In the ensuing affray one of the older men got his leg locked with that of defendant and when defendant fell the man’s leg was broken at the kneecap. The injured man then pulled out a revolver, announced to defendant that he was a police officer, and that defendant was under arrest. It appears that the youth in question had played some part in a street incident which resulted in the two men, who were detectives in plain clothes, seeking to arrest him for disorderly conduct. The youth had resisted, and it was in the midst of this resistance that defendant came upon the scene.

At the trial the defendant testified that he had known nothing about what had happened before he came upon the scene; that he had gone to his aid because the youth was crying and trying to pull away from the middle-aged men; and that the older men had almost pulled the trousers off the youth. The only detective who testified stated, in response to a question from the court, that defendant did not know and had no way of knowing, so far as he knew, that they were police officers or that they were making an arrest.

Two things are to be kept sharply in mind in considering the problem at hand. The first is that all that is involved here is a criminal prosecution for simple assault (Penal Law, § 244), and that the court is not concerned with the incidence of civil liability in the law of torts as a result of what happened on the street. Second, there is not here involved any question of criminal responsibility for interfering with an arrest where it is known to the actor that police officers are making an arrest, but he mistakenly believes that the arrest is unlawful.

Assault and battery is an ancient crime cognizable at the common law. It is a crime in which an essential element is intent (1 Wharton’s, Criminal Law and Procedure [Anderson ed., 1957], § 329 et seq.; 1 Russell, Crime [11th ed.], p. 724). Of course, in this State the criminal law is entirely statutory. But, because assault and battery is a “ common-law ’ ’ crime, the statutory provisions, as in the case of most of the common-law crimes, do not purport to define the crime with the same particu[264]*264larity as those crimes which have a statutory origin initially (Penal Law, § 240 et seq.). One of the consequences, therefore, is that while the provisions governing assault, contained in the Penal Law, refer to various kinds of intent, in most instances the intent is related to a supplemental intent, in addition to the unspecified general intent to commit an assault, in order to impose more serious consequences upon the actor (e.g., Penal Law, § 240). In some instances, of course, the intent is spelled out to distinguish the prohibited activity from what might otherwise be an innocent act or merely an accidental wrong (e.g., Penal Law, § 242, subds, 1, 2).

It is in this statutory context that it was held in People v. Katz (290 N. Y. 361) that in order to sustain a charge of assault in the second degree, based upon the infliction of grievous bodily harm, not only must there be a general intent to commit unlawful bodily harm but there must be a “ specific intent ”, i.e., a supplemental intent to inflict grievous bodily harm. The case, therefore, does provide an interesting parallel analysis forwarding the idea that assault is always an intent crime even when the statute omits to provide expressly for such general intent, as is the case with regard to assault in the third degree (Penal Law, § 244). Even Bussell notes that, “ It has been the general practice of the legislature to leave unexpressed some of the mental elements of crime ”. (op. cit., p. 74).

With respect to intent crimes, under general principles, a mistake of fact relates as a defense to an essential element of the crime, namely, to the mens rea (1 Wharton’s, op. cit., § 157; 1 Russell, op. cit., pp. 75-85). The development of the excuse of mistake is a relatively modern one and is of expanding growth (1 Bishop, Criminal Law [9th ed.], p. 202 et seq., esp. the exhaustive and impassioned footnote which commences at p. 206 and continues through to p. 214; see Shorter v. People, 2 N. Y. 193). But the defense was already on the march at the time of Blackstone (4 Blackstone’s, Comm., § 27, see esp. the footnote discussion to that section in the Jones ed. [1916]). Russell (supra) details the tortuous development of the defense and the long road travelled between treating it as a species of involuntary conduct until it was finally recognized as a negation of criminal intent, thus ranging from the older view that criminal liability should depend upon “objective moral guilt”, rather than, as in the modern thinking, upon subjective intent, i.e., mens rea.

'Mistake of fact, under our statutes, is a species of excuse rather than a matter of justification. Consequently, reliance on [265]*265section 42

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People v. Young, 12 A.D.2d 262, 210 N.Y.S.2d 358, 1961 N.Y. App. Div. LEXIS 12686 (N.Y. Ct. App. 1961).

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