People v. Young

311 N.E.2d 609, 19 Ill. App. 3d 455, 1974 Ill. App. LEXIS 2647
Appellate Court of Illinois·Decided May 14, 1974·No. 11855·Published·Cited by 13 cases

Opinion

Mr. PRESIDING JUSTICE SMITH

delivered the opinion of the court:

Defendant was indicted for forgery and a violation of the Illinois Business Corporation Act — section 439.41 (Ill. Rev. Stat. 1971, ch. 32, par. 119), pledging fraudulent stock. Following conviction on both charges, probation was denied, and he was sentenced to 1 to 5 years, though, the court failed to specify on which conviction the sentence rested. On appeal, he asserts that the indictment is void, failure of proof as to specific intent, that tire instrument involved was in fact forged, prejudicial argument, and severity of the sentence.

The forgery count read that defendant “with intent to defraud, knowingly delivered * * * a forged document apparently capable of defrauding another, to-wit: a stock certificate”, copy attached, defendant “knowing said stock certificate to have been thus made.” Invalidity is premised on the failure of this count to specify how the certificate was a ‘forged document apparently capable of defrauding another”. Defendant argues that the indictment should point out, in the words of the statute, whether “it purports to have been made by another or at another time, or with different provisions, or by authority of one who did not give such authority; * * *.” Ill. Rev. Stat. 1971, ch. 38, par. 17 — 3 (a)(1).

True, the subject matter of forgery must be a document altered or made and capable apparently of defrauding another “in such a manner that it purports to have been made by another or at another time, or with different provisions, or by authority of one who did not give such authority.” The bill of particulars identified the certificate as a forgery in that it “purports to have been made by authority of ‘the said Corporation, which did not give such authority.” In other words, defendant argues that the indictment failed to answer the question as to what type of forged document was involved — and thus, left him in the dark and “prevented adequate preparation of his defense because he was not sufficiently notified of the charge against him.”

We view the alternatives descriptive of forgery as nondefinitional insofar as the definition of forgery is concerned. Such alternatives are by way of example — exemplative. Forgery, as we know, is a false making or alteration of an instrument which is apparently capable of defrauding another and made or altered with an intent to defraud, or, the issuance or delivery of a forged document “knowing it to have been thus made or altered” — being subsection (2) of the forgery statute. The general rule is that an indictment which charges an offense in the language of the statute is deemed sufficient if such language particularizes the offense so that the accused is apprised of what the charge it. Defendant cites People v. Leach, 3 Ill.App.3d 389, 279 N.E.2d 450 — where the charge was “mob action”. But that case is clearly distinguishable from this, for the charge there failed to take any account of the mental state required for there to be a crime. In Leach it is pointed out correctly that where a statute does not describe the acts which constitute the crime or by its generality it may embrace conduct which the statute does not cover, greater specificity is required. But the forgery statute does define — particularize — the elements of forgery — thus a charge which uses the same language is valid. Here, the charge was that defendant delivered a forged document with intent to defraud — whether it was made by another or with different provisions, or by the one who did not give such authority, are simply aspects of what might compromise a forged document. These aspects need not be set out in the charge. This being so, the count for forgery was sufficient.

The second count was based on the Illinois Business Corporation Act which makes it a crime to “knowingly and designedly pledge * * * any false, fraudulent or simulated certificate * * * of any share or shares * * * ”. The charge here was that defendant “knowingly and designedly, and with intent to defraud another person, * * * pledged a false, fraudulent and simulated certificate of ownership of shares in capital stock of a corporation * * *", a copy being attached. Defendant objected to the conjunctive “and” in the indictment since the statute uses the disjunctive “or”, and again, argues that the indictment fails to describe in what manner this certificate was false, fraudulent and/or simulated.

Taking the latter argument first, the reasons for holding the forgery count valid are likewise applicable here. Again, Leach is cited for the argument that since the statute does not “particularize”, an indictment in the language of the statute would therefore be void. But, to us the words “false, fraudulent [and/or] simulated” are particularization enough — so that this charge, being in the language of the statute, is sufficient. Because “simulated” was made conjunctive with “fraudulent”, instead of reading “false, fraudulent or simulated” is not an argument addressed to any infirmity we know of in framing a charge. Indeed, the older cases looked askance at the use of the disjunctive “or”, characterizing such usage duplicitous — meaning, if we read them aright, that there should be two counts instead of one. At this juncture we are reminded of Mr. Justice Holmes’ observations in Paraíso v. United States, 207 U.S. 368, 52 L.Ed. 249, 28 S.Ct. 127:

“The bill of rights * * * giving the accused the right to demand the nature and cause of the accusation against him, does not fasten forever upon those islands the inability of the 17th century common law to understand or accept a pleading that did not exclude every misinterpretation capable of occurring to intelligence fired with a desire to pervert.”

Defendant argues that there is no proof of a specific intent to defraud the person to whom the certificate was pledged. The certificate, as it turns out, was worthless — being a duplicate of another certificate of the corporation bearing the same number. The imposture was discovered when the certificates were being exchanged for the stock of another corporation. This simple fact, standing alone, raises an inference of an intent to defraud. We agree with defendant, that specific intent cannot “be presumed” — but it can certainly be inferred or to put it another way .• — an act can imply a specific intent. It would be an oddity in most cases for there to be direct evidence as proof of intent. Rather, triers of the fact of necessity must look to the surrounding circumstances and if the inferences are reasonable, as to its existence, triers of the fact can so find, and reviewing courts will not question the drawing of such inference. Defendant argued at length that the State’s case was not credible, but, as always, we must reply that such was not for us but for the jury. It is no argument for reversal to assert that if defendant’s remembrance of things past was correct then he should have been acquitted, because these same triers of the fact can view his testimony as incredible and the State’s as credible. Of course they need not do so, but that is what juries are for.

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People v. Young, 311 N.E.2d 609, 19 Ill. App. 3d 455, 1974 Ill. App. LEXIS 2647 (Ill. Ct. App. 1974).

311 N.E.2d 609 (People v. Young) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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