People v. Wyatt

89 A.D.3d 112, 931 N.Y.2d 85
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 18, 2011
StatusPublished
Cited by1,138 cases

This text of 89 A.D.3d 112 (People v. Wyatt) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Wyatt, 89 A.D.3d 112, 931 N.Y.2d 85 (N.Y. Ct. App. 2011).

Opinion

OPINION OF THE COURT

Angiolillo, J.P.

The defendant, Rahiem Wyatt, challenges a determination of the Supreme Court, Kings County, designating him a risk level two sex offender pursuant to Correction Law article 6-C, the Sex Offender Registration Act (hereinafter SORA), upon the Supreme Court’s denial of his application for a downward departure to risk level one. We conclude that the Supreme Court properly, in effect, denied the defendant’s application, and we affirm the risk level designation. In light of the large number of SORA cases involving the issue raised on this appeal, we take the opportunity to clarify that the proper standard to apply in evaluating a defendant’s application for a downward departure from the presumptive risk level is proof by a preponderance of [115]*115the evidence of facts establishing an appropriate mitigating factor of a kind, or to a degree, otherwise not adequately taken into account by the guidelines.

Factual and Procedural History

In a multiple-count indictment, the defendant was charged with committing various sex crimes against a single complainant between December 2005 and March 2006, when the ages of the defendant and the complainant were 27 and 14, respectively. On November 3, 2006, pursuant to a negotiated disposition, the defendant pleaded guilty to one count of attempted rape in the second degree (see Penal Law §§ 110.00, 130.30 [1] [sexual intercourse between a defendant 18 or older and a complainant younger than 15]). On December 6, 2006, he was sentenced as a second felony offender to an indeterminate term of imprisonment of l1/2 to 3 years.

On March 24, 2009, prior to the maximum expiration date on the defendant’s period of incarceration, the Board of Examiners of Sex Offenders (hereinafter the Board) prepared a Risk Assessment Instrument (hereinafter the RAI) containing the Board’s recommendation to the Supreme Court regarding the defendant’s appropriate risk level designation under SORA. In the RAI, the Board assessed points under six risk factors, as follows: 25 points under risk factor 2 (“Sexual intercourse, deviate sexual intercourse or aggravated sexual abuse”); 20 points under risk factor 4 (“Continuing course of sexual misconduct”); 20 points under risk factor 5 (“Age of victim 11 through 16”); 30 points under risk factor 9 (“Prior violent felony”); 10 points under risk factor 10 (“Recency of prior offense - Less than three years”); and 10 points under risk factor 12 (“Not accepted responsibility”). The “Total Risk Factor Score” of 115 points placed the defendant at risk level three. The applicable point ranges in the scoring system are: 0 to 70, level one (low); 75 to 105, level two (moderate); and 110 to 300, level three (high). The Board recommended a downward departure from risk level three to risk level two, noting that, despite the defendant’s criminal record, the instant offense was his only conviction for a sex offense and, although the victim was only 14 years of age, the acts were not the result of forcible compulsion.

At the SORA determination proceeding, the People submitted documentary evidence in support of the Board’s assessment of 115 points and contended that the defendant should be designated a risk level three sex offender; the People opposed a [116]*116downward departure. The defendant disputed the assessment of 10 points under risk factor 12 in the RAI, contending that he had accepted responsibility for his actions. In support of this contention, he relied upon certain statements he made to the police at the time of his arrest, a letter he wrote to the Board, a psychologist’s report, and a letter the complainant wrote to the defendant’s attorney. The defendant contended that, after subtracting the 10 points assessed under risk factor 12, the resulting score of 105 was within risk level two; he sought a downward departure from risk level two to risk level one based upon the alleged consensual nature of his relationship with the complainant.

The Supreme Court did not pass upon the merits of the dispute regarding the sufficiency of the evidence in support of the 10 points assessed under risk factor 12, but noted that, even if the 10 points were removed from the RAI, the resulting score of 105 points' placed the defendant at risk level two, and the Board was not opposed to a risk level two designation. Accordingly, the Supreme Court designated the defendant a risk level two sex offender and, in effect, denied his application for a downward departure to risk level one.

On appeal, the defendant contends that the Supreme Court failed to give him the benefit of the Board’s recommendation for a downward departure. He contends that his presumptive risk level after the subtraction of the disputed 10 points is risk level two and, thus, the Board’s recommendation for a downward departure should have been applied to depart downward from level two to level one. In addition, he advances other alleged mitigating factors to support a downward departure to level one, including the fact that he was convicted of an attempt only, the offense was “consensual” and statutory, and the violent felonies in his record did not involve “actual violence,” but were convictions for weapons possession.

We turn now to an examination of the SORA statutes, the Board’s Sex Offender Registration Act: Risk Assessment Guidelines and Commentary (2006 ed.) (hereinafter the Guidelines), and case law, to determine the appropriate standard for evaluation of the defendant’s contentions.

SORA Statutes

The Board, which consists of members who are “experts in the field of the behavior and treatment of sex offenders,” is charged with developing “guidelines and procedures to assess [117]*117the risk of a repeat offense . . . and the threat posed to the public safety” of a sex offender (Correction Law § 168-Z [1], [5]). The Board’s guidelines “shall be based upon, but not limited to,” a prescribed list of factors provided in the statute (Correction Law § 168-Z [5]). Pursuant to this statutory mandate, the Board developed the Guidelines and their corresponding point values, which are incorporated in the RAI, the instrument used to assess a sex offender’s risk of reoffense and threat to public safety (see Guidelines at 2-3). The Board must apply the Guidelines “to make a recommendation to the sentencing court,” providing for one of three levels of notification “depending upon the degree of the risk of re-offense by the sex offender” (Correction Law § 168-Z [6]).

Correction Law § 168-n governs the procedure for the initial judicial determination of a sex offender’s risk level upon release from incarceration. The sex offender is given notice of the Board’s review process and is afforded the opportunity to submit to the Board “any information relevant to the review” (Correction Law § 168-n [3]). The sentencing court, applying the Guidelines, is to make a determination with respect to the risk level designation “after receiving a recommendation from the [Bjoard” (Correction Law § 168-n [2]). The sex offender is given notice of “the determination proceeding” and is advised of his or her rights to a hearing, to be represented by counsel at the hearing, and to appear and be heard; the SORA court is required to consider “any relevant materials and evidence” submitted by the sex offender, the district attorney and the Board, which may include “reliable hearsay evidence” (Correction Law § 168-n [3]). Pursuant to the statutory scheme, “the Legislature did not limit the proof to what would be admissible at a civil or criminal trial”

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Bluebook (online)
89 A.D.3d 112, 931 N.Y.2d 85, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-wyatt-nyappdiv-2011.