People v. World

121 Misc. 2d 148, 467 N.Y.S.2d 978, 1983 N.Y. Misc. LEXIS 3885
CourtNew York Supreme Court
DecidedSeptember 29, 1983
StatusPublished
Cited by8 cases

This text of 121 Misc. 2d 148 (People v. World) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. World, 121 Misc. 2d 148, 467 N.Y.S.2d 978, 1983 N.Y. Misc. LEXIS 3885 (N.Y. Super. Ct. 1983).

Opinion

OPINION OF THE COURT

Edward C. Alfano, J.

The defendant has been indicted for the crime of burglary in the third degree and now moves to dismiss the indictment on the alternative grounds that the Grand Jury proceeding was defective, and/or there exists some legal impediment to convict the defendant for the offense charged, and/or dismissal is required in the interests of justice.

The defendant contends that:

(1) When the instant matter was before the Criminal Court, Kings County, under docket No. 2K008296/82, a plea offer of a class A misdemeanor with a recommendation of a nine-month sentence was made by an Assistant District Attorney to defendant through defendant’s counsel.

[149]*149(2) The said offer was accepted by the defendant, and the defendant promptly and unequivocally communicated his acceptance to defense counsel.

(3) Subsequently the District Attorney’s office refused to recognize the plea offer and proceeded with a Grand Jury presentment which resulted in the instant indictment.

(4) Defendant would be entitled to specific performance except for his status as a predicate felon. Therefore defendant urges that the indictment be dismissed, or in the alternative, that the District Attorney be directed to file a superseding information charging the defendant with misdemeanors only to which he would plead guilty.

The People respond, in substance, that:

(1) They have no record of any plea offer having been made and no formal record of such an offer exists.

(2) Assuming such an offer was made, the People reserve the right to withdraw such an offer.

(3) New York case law prohibits the enforcement of an off-the-record offer.

(4) Federal case law, particularly Government of Virgin Islands v Scotland (614 F2d 360), precludes defendant from the remedy of specific performance because defendant still has the adequate remedy of a trial by jury.

(5) Even assuming that defendant was entitled to specific performance and that the alleged plea offer was actually made, the enforcement of such a plea would be contrary to CPL 220.10 (subd 5, par [c]) in that a predicate felon is not permitted to plead to a misdemeanor in satisfaction of an indictment if he has been indicted for a felony.

A hearing on defense motion to dismiss the indictment was held before this court on July 11, 1983. The defendant testified and called as witnesses Legal Aid attorneys Robert Newman, Mark Whelan and Robert Krause.

The People called as their witness Assistant District Attorney Paul J. Israelson. The court called as its own witness Assistant District Attorney William Robinson.

Upon the credible evidence the court makes the following findings of fact:

[150]*150FINDINGS OF FACT

The defendant was arraigned on March 4,1982 in Kings County Criminal Court, Part AR 3, on a felony complaint charging defendant with having committed the offense of burglary in the third degree. The defendant was represented by Myda Alsace, now deceased, of the Legal Aid Society.

At the time of arraignment, a plea offer of an A misdemeanor with a recommendation of a nine-month sentence was made by the Assistant District Attorney to Ms. Alsace, who agreed to convey this offer to the defendant.

Although the said offer was not placed on the official record, it was duly noted by Ms. Alsace in the “remarks” column of the Legal Aid file. The case was adjourned by Judge Felig to March 8, 1982, Part AP 4, Kings County Criminal Court.

In the interim, Ms. Alsace discussed the People’s offer with the defendant, who advised her that he accepted the offer of an A misdemeanor and a recommended sentence of nine months. On March 8,1982, the Department of Correction failed to produce the defendant before Judge Miller, who was presiding on that date in Part AP 4. Mark Whelan, of the Legal Aid Society, representing the defendant, requested a second call as there was a possibility of a disposition.

On second call Ms. Alsace appeared for the defendant and informed the court that there could be no disposition at that time as the defendant had not been produced by the Department of Correction. Judge Miller thereupon adjourned the case until March 9, in Part AP 4.

On March 9, 1982 the defendant was produced before Judge Felig, who was presiding in Part AP 4. Mr. Krause of the Legal Aid Society appeared for the defendant and Assistant District Attorney Susan Bodner appeared for the People. The court was informed that Ms. Alsace was at that moment having discussions with Supervising Assistant District Attorney William Robinson with respect to a disposition of this case.

Assistant District Attorney Bodner informed the court that the defendant was being considered for participation [151]*151in the felony waiver program. The defendant at that time waived his rights pursuant to CPL 180.80. Judge Felig thereupon adjourned the case until March 10,1982, in Part AP 4, for possible disposition.

On March 10, 1982, the defendant was produced in Part AP 4, again before Judge Felig. The defendant was informed that the People did not recognize their prior plea offer and that the case had in fact been previously presented to a Grand Jury and an indictment was to be voted and filed.

The defendant, William World, on March 4,1982 in Part AR 3, Criminal Court, Kings County, was served by an Assistant District Attorney with adequate and timely notice of defendant’s right to appear and testify before the Grand Jury. Service of said notice is indicated on the District Attorney’s chronology sheet, and additionally, Judge Felig made a notation on the Criminal Court “yellow back” indicating defendant had been served with said notice.

PLEA BARGAIN ENFORCEMENT-INTRODUCTION

In considering the relief requested by the defendant and the People’s responses, the court, after extensive study of the issues raised by the parties, concludes that this case is one of first impression.

To reach a proper determination in this matter, it is necessary to consider the recent history of plea bargaining with emphasis on its enforceability.

Subsequent to 1970, when the United States Supreme Court upheld the validity of the plea bargaining process (Brady v United States, 397 US 742), the Federal and State courts have had to negotiate the constitutional thicket of broken plea promises and permissible remedies.

The United States Supreme Court initially dealt with this problem in Santobello v New York (404 US 257). In that case, an agreement for a lower sentence was repudiated by a subsequent Assistant District Attorney assigned to the case and the agreement was not implemented by the State court.

Three novel questions were presented by Santobello (supra). First, does a defendant have a constitutional right to [152]*152relief when a plea promise is broken? Secondly, if there is such a right, what is its source in the Constitution? Thirdly, what remedy is required? (See discussion, 66 Cal L Rev 471.)

Chief Justice Burger, writing for the majority in Santobello v New York {supra, pp 260-261), stated: “‘[P]lea bargaining,’ is an essential component of the administration of justice.

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Bluebook (online)
121 Misc. 2d 148, 467 N.Y.S.2d 978, 1983 N.Y. Misc. LEXIS 3885, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-world-nysupct-1983.