People v. Woodward

156 A.D.2d 225, 548 N.Y.S.2d 489, 1989 N.Y. App. Div. LEXIS 15545
Appellate Division of the Supreme Court of the State of New York·Decided December 14, 1989·Published·Cited by 1 cases

Opinion

Judgment, Supreme Court, New York County (George Roberts, J.), rendered May 14, 1985, convicting defendant of criminal possession of a controlled substance in the fifth degree and sentencing him to a 2-to-4-year prison term, unanimously affirmed.

When this appeal was first submitted to this court, assigned counsel filed an Anders/Saunders brief. Counsel’s motion to withdraw was denied because the record revealed that the defendant, prior to sentencing, had moved before the trial court to withdraw his guilty plea on the ground that the original plea was conditioned on there not being a suppression [226]*226issue and that a search and seizure issue did exist. Justice Herbert Altman denied this motion in a written opinion.

The Saunders motion was denied because the brief made no reference to the denial of this motion as a possible substantive issue of appeal. Finding that a Saunders disposition was inappropriate under such circumstances, counsel was directed to "investigate this possible appellate issue and file a supplemental brief addressing the matter and determining whether it presents any nonfrivolous issues that should be considered on appeal” (145 AD2d 364).

Counsel has now filed a brief arguing the merits of the suppression issue and arguing that defendant’s motion to withdraw the plea should have been granted. Upon review of the record, we find these points to be without merit and the judgment should be affirmed.

On February 11, 1981, defendant was sitting in a parked car in Harlem, with a quantity of heroin and six jars of lactose, a substance used for "cutting” drugs, openly displayed on the seat of the car in view of police officers patroling the area. Defendant was also found to possess 1 1/2 ounces of heroin on his person. As defendant was being placed under arrest, he struck one of the police officers.

Defendant was indicted for one count of criminal possession of a controlled substance in the third degree and resisting arrest on March 26, 1981. Defendant was arraigned on May 14, 1981, and the case was adjourned until June 24, 1981 and then further adjourned until July 7, 1981, marked "Final”, for motions to be filed. Despite this opportunity, defendant never filed a suppression motion.

On September 18, 1981, defendant appeared before Justice George Roberts and offered to plead guilty to a reduced charge of criminal possession of a controlled substance in the fifth degree to cover the entire indictment.

After a discussion of defendant’s prior record and of his alleged need for heart surgery, the following colloquy took place:

"the court: All Right. Good Enough.

"ms. hartsfield [defendant’s attorney]: Is there a search issue in this case? I believe Ms. Rumbel was going to submit papers on it.

"the court: All right. What is your application on this? He faces a minimum of 4 1/2 to 9 years. He faces a minimum on the B. You want the D or not. [Off the record.]

"the court: All right. What is your application.

[227]*227"ms. hartsfield: Yes, your honor. Subject to our finding out that there are no issues, my client wishes to enter a plea of guilty to 220.06, D Felony, in full satisfaction of the indictment. Therefore, the plea as I stated before, he is entering this plea.

"the court: You are telling me that you have no prior convictions other than the one where you were placed on probation?

"the defendant: Yes Sir.

"the court: Allright, I will accept that plea under the circumstances, provided, of course, that there [have] been no misrepresentations made with respect to your client’s criminal record, do you understand?

"ms. hartsfield: Yes.”

Thereafter the court conducted the standard allocution, in which defendant acknowledged that he was giving up his right to a jury trial, that no one threatened or coerced him to plead guilty or promised him anything other than that he would receive the minimum sentence of 2 to 4 years, and that the crime he was pleading to carried a possible maximum of seven years. Defendant then admitted the facts of his crime.

In response to defendant’s request that he be released on parole in order to undergo surgery the next week, the court paroled defendant but reminded him that he had an obligation to appear for sentencing. However, defendant absconded. The case appeared on the calendar on three subsequent occasions, and at no time did defense counsel move to vacate the plea. Finally, a warrant was issued, and defendant was not apprehended for more than two years after its issuance.

On January 3, 1985, represented by new counsel, defendant moved to withdraw the guilty plea, claiming that he was induced to plead guilty by the court’s "promise” to vacate the plea in the event that an issue about the legality of the search and seizure was ever found. In an affirmation by counsel, it was claimed that "defendant has informed me” that he had been standing by his parked car with several other people when a police officer "retained” him and forcibly searched him, and that then the police officers searched his car and found a bag of drugs under the front seat. In the motion, counsel also argued that the plea should be vacated because defendant did not understand the charge to which he was pleading guilty.

The motion was submitted to Justice Herbert Altman, who denied it in a written opinion dated May 14, 1985. Citing the [228]*228various court appearances that transpired before defendant absconded, at which defendant never attempted to raise any suppression issue and at which defendant never sought to withdraw the plea, Justice Altman found that the court was available at all times to entertain such an application. Justice Altman also found that "it is disingenuous of him to argue that he is entitled to withdraw his plea, after jumping bail for a period in excess of two years, because of the existence of a suppression issue. * * * I find that by the passage of time the defendant has waived his right to raise a suppression issue. The plea minutes clearly demonstrate that defendant was aware that he was, in fact, pleading guilty.”

Despite the fact that defendant had absconded, he was still sentenced to the originally promised 2-to-4-year term.

The court appropriately exercised its discretion in denying defendant’s motion to withdraw the guilty plea. There is a need for finality which must be accorded dispositions by guilty pleas in order to secure the acknowledged benefits of the procedure. A guilty plea will be set aside if found to be induced by an unfulfilled promise, but the burden is on the defendant to place the promise on the record in unmistakeable terms. (E.g., People v Frederick, 45 NY2d 520.) Here, there is no unequivocal representation of a promise in the plea minutes. At the beginning of the colloguy, defense counsel asked the court "[i]s there a search issue in this case?” She stated that she believed another member of the Legal Aid office had intended to submit papers. However, an off-the-record conference ensued, which apparently clarified the matter. At the conclusion of the conference, defense counsel stated "subject to [me] finding out that there are no issues, my client wishes to enter a plea of guilty”. Immediately thereafter, Justice Roberts accepted the plea, and defendant confirmed that no promises had been made, except regarding the sentence to be imposed.

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Woodward, 156 A.D.2d 225, 548 N.Y.S.2d 489, 1989 N.Y. App. Div. LEXIS 15545 (N.Y. Ct. App. 1989).

156 A.D.2d 225 (People v. Woodward) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

People v. Reyati
254 A.D.2d 199 (Appellate Division of the Supreme Court of New York, 1998)