People v. Winans

170 Misc. 2d 586, 651 N.Y.S.2d 282, 1996 N.Y. Misc. LEXIS 436
CourtNew York County Courts
DecidedNovember 14, 1996
StatusPublished

This text of 170 Misc. 2d 586 (People v. Winans) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Winans, 170 Misc. 2d 586, 651 N.Y.S.2d 282, 1996 N.Y. Misc. LEXIS 436 (N.Y. Super. Ct. 1996).

Opinion

[587]*587OPINION OF THE COURT

Peter R. Sprague, J.

By indictment dated August 13, 1996 the defendant stands charged with the following three felonies, relating to an incident alleged to have occurred in the Town of Belfast on July 17, 1996: (a) arson in the third degree, in violation of Penal Law § 150.10 (1); (b) reckless endangerment in the first degree, in violation of Penal Law § 120.25; and (c) criminal contempt in the first degree, in violation of Penal Law § 215.51 (d).

ISSUES

In this decision the court addresses the following issues, as part of the omnibus pretrial motion of the defense argued on October 16, 1996: (a) pursuant to CPL 210.20 and 210.30, whether the evidence before the Grand Jury was legally sufficient to sustain the indictment; (b) pursuant to the precedent of People v Buckman (110 Misc 2d 753 [Sup Ct, Kings County 1981]), whether count two of the indictment, charging reckless endangerment in the first degree, must in any event be dismissed as a matter of law.

PROCEDURAL POSTURE

The court has reviewed the minutes of the Grand Jury proceedings held on August 13, 1996. Pursuant to CPL 210.30 (3), the court concludes that it is not necessary to release the minutes to defense counsel at this time. The court reiterates the general rule that Grand Jury proceedings remain secret (People v Glenn, 220 AD2d 527, 528 [2d Dept 1995]).

ANALYSIS

I. Grand Jury Issue

Grand Jury proceedings are vested with a presumption of regularity (People v Pizarro, 190 AD2d 634 [1st Dept 1993], lv denied 81 NY2d 1018; People v Lopez, 97 AD2d 5 [1st Dept 1983]). An indictment is presumed to be based upon valid and sufficient evidence (People v Bergerson, 17 NY2d 398, 402; People v Howell, 3 NY2d 672), and the burden rests upon defendant Winans to demonstrate insufficiency (People v Glessing, 206 AD2d 786, 787 [3d Dept 1994]).

On such a motion the court must view the record in the light most favorable to the People (People v Smith, 213 AD2d 1073 [4th Dept 1995]; see also, People v Gordon, 88 NY2d 92; People [588]*588v Galatro, 84 NY2d 160; People v Mikuszewski, 73 NY2d 407, 411).

In People v Mikuszewski (supra, at 411, citing People v Jennings, 69 NY2d 103, 115; see also, People v Kirts, 179 AD2d 1071 [4th Dept 1992], appeal denied 79 NY2d 949), the Court of Appeals wrote: "On a motion addressed to sufficiency of an indictment * * * the defendant is entitled to a review based on whether there was competent evidence which, if accepted as true, would establish every element of [the] offense[s] charged and the defendant’s commission of it”.

The Fourth Department recently defined the applicable standard (People v Smith, supra, at 1073): " 'The test of legal sufficiency in this context is whether the evidence, viewed in the light most favorable to the People, if unexplained and uncontradicted, would be sufficient to warrant conviction by a trial jury’ ”.

The court notes further that at the Grand Jury stage the evidence presented by the prosecution need not constitute proof beyond a reasonable doubt to be deemed "legally sufficient” to support the indictment (People v Mayo, 36 NY2d 1002, 1004). Moreover, " 'all questions as to the quality or weight of the proof should be deferred’ ” (People v Jennings, supra, at 115, quoting People v Sabella, 35 NY2d 158, 167). Such questions are "matters for resolution by the petit jury upon a full record” (People v Valles, 62 NY2d 36, 39; see also, People v Darrisaw, 206 AD2d 661, 663 [3d Dept 1994]). The court also notes, parenthetically, that in presenting a case to the Grand Jury the prosecutor is not obliged to seek out evidence favorable to the accused (People v Ramjit, 203 AD2d 488, 489 [2d Dept 1994], appeal denied 84 NY2d 831). The Grand Jury, of course, does not determine guilt or innocence (People v Swamp, 84 NY2d 725).

"The fact that the proof presented to the Grand Jury [may] also [be] susceptible of inferences of innocence is irrelevant, 'as long as the Grand Jury could rationally have drawn the guilty inference’ ” (People v Jensen, 86 NY2d 248, 252, quoting People v Deegan, 69 NY2d 976, 979).

Having reviewed the minutes, and applying the principles discussed above, the court concludes that the evidence presented to the Grand Jury, if unexplained and uncontradicted, would warrant conviction by a trial jury with respect to each of the three counts (People v Reynolds, 124 AD2d 968 [4th Dept 1986]); People v Dunleavy, 41 AD2d 717, affd 33 NY2d 573; see also, People v Batashure, 75 NY2d 306, 311). The court further [589]*589concludes that the Grand Jury was adequately instructed on the substantive law (People v Reynolds, supra). In reaching this conclusion the court reiterates that a Grand Jury need not be instructed with as much detail, precision, and thoroughness as a petit jury must be (People v Goetz, 68 NY2d 96, 115; People v Valles, supra; People v Calbud, Inc., 49 NY2d 389, 394).

II. People v Buckman Issue

Relying on People v Buckman (110 Misc 2d 753, supra), defendant Winans contends, in the alternative, that the reckless endangerment count must be dismissed in any event, as a matter of law.

In Buckman (supra), Justice Clemente construed Penal Law § 120.25, reckless endangerment in the first degree, concluding that it must be construed narrowly, being limited to "definite” factual situations rather than to possible or "prospective” factual situations.

Justice Clemente cautioned against extending penal responsibility "beyond the fair scope of the statutory mandate”, writing: "It is * * * evident that although one may be guilty of reckless endangerment when the crime is directed toward a specific individual or to no one in particular, the factor common to both circumstances is that the criminal act is directed at someone, known or unknown, who is present at the time the act is committed. The defendant herein, however, is being prosecuted because firemen responded to a fire even though his alleged criminal act was not in any way directed towards firemen.” (People v Buckman, supra, at 754.)

Although the Buckman precedent is entitled to due deference, and although it is a thoughtfully reasoned and articulated decision, the court respectfully declines to follow Buckman (supra).

For purposes of the instant pretrial motion, the court need not speculate as to the likelihood of the ability of the People to prove at trial, beyond a reasonable doubt, each and every element of the crime of reckless endangerment in the first degree. The court need only determine whether, as a matter of law in the present factual scenario, such charge must be dismissed. Nor must the court speculate as to the exclusivity, strength, or necessity of circumstantial evidence at trial (see, 1 CJI[NY] 3.20, at 106-107), if the reckless endangerment charge is permitted to stand at this point.

In general, of course, penal statutes are strictly or narrowly construed (McKinney’s Cons Laws of NY, Book 1, Statutes [590]*590§ 271 [a]).

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Related

People v. Gordon
666 N.E.2d 203 (New York Court of Appeals, 1996)
People v. Jensen
654 N.E.2d 1237 (New York Court of Appeals, 1995)
People v. Galatro
639 N.E.2d 7 (New York Court of Appeals, 1994)
People v. Swamp
646 N.E.2d 774 (New York Court of Appeals, 1995)
People v. Batashure
552 N.E.2d 144 (New York Court of Appeals, 1990)
People v. Howell
148 N.E.2d 867 (New York Court of Appeals, 1958)
People v. Bergerson
218 N.E.2d 288 (New York Court of Appeals, 1966)
People v. Dunleavy
301 N.E.2d 432 (New York Court of Appeals, 1973)
People v. Sabella
316 N.E.2d 569 (New York Court of Appeals, 1974)
People v. Mayo
337 N.E.2d 124 (New York Court of Appeals, 1975)
People v. Calbud, Inc.
402 N.E.2d 1140 (New York Court of Appeals, 1980)
People v. Valles
464 N.E.2d 418 (New York Court of Appeals, 1984)
People v. Goetz
497 N.E.2d 41 (New York Court of Appeals, 1986)
People v. Jennings
69 N.Y.2d 103 (New York Court of Appeals, 1986)
People v. Deegan
509 N.E.2d 345 (New York Court of Appeals, 1987)
People v. Mikuszewski
538 N.E.2d 1017 (New York Court of Appeals, 1989)
People v. Dunleavy
41 A.D.2d 717 (Appellate Division of the Supreme Court of New York, 1973)
People v. Lopez
97 A.D.2d 5 (Appellate Division of the Supreme Court of New York, 1983)
People v. Reynolds
124 A.D.2d 968 (Appellate Division of the Supreme Court of New York, 1986)
People v. Kirts
179 A.D.2d 1071 (Appellate Division of the Supreme Court of New York, 1992)

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Bluebook (online)
170 Misc. 2d 586, 651 N.Y.S.2d 282, 1996 N.Y. Misc. LEXIS 436, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-winans-nycountyct-1996.